SC 13G 1 d912536dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

BIMINI CAPITAL MANAGEMENT, INC.

(Name of Issuer)

CLASS A COMMON STOCK, $0.001 par value

(Title of Class of Securities)

090319401

(CUSIP Number)

February 4, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

CUSIP No. 090319401

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  1 

Names of reporting persons

 

Julia L. Johnson

  2

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3

SEC use only

 

  4

Citizenship or place of organization

 

    USA

Number of

shares

beneficially

owned by

each

reporting

person

with:

Sole voting power

 

    620,071

6

Shared voting power

 

    -0-

7

Sole dispositive power

 

    620,071

8

Shared dispositive power

 

    -0-

  9

Aggregate amount beneficially owned by each reporting person

 

    620,071

10

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11

Percent of class represented by amount in Row (9)

 

    5.03%

12

Type of reporting person (see instructions)

 

    IN-Individual

 


Item 1.

 

(a) Name of Issuer: BIMINI CAPITAL MANAGEMENT, INC.

 

(b) Address of Issuer’s Principal Executive Offices: 3305 Flamingo Drive, Vero Beach, FL 32963

Item 2.

 

(a) Name of Person Filing: Julia L. Johnson

 

(b) Address of Principal Business Office or, if None, Residence: 5218 Fairway Oaks Drive, Windermere, FL 34786

 

(c) Citizenship: USA

 

(d) Title and Class of Securities: Class A Common Stock, $0.001 par value

 

(e) CUSIP No.: 090319401

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) ¨ Broker or dealer registered under Section 15 of the Act;
(b) ¨ Bank as defined in Section 3(a)(6) of the Act;
(c) ¨ Insurance company as defined in Section 3(a)(19) of the Act;
(d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940;
(e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
(j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k) ¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:             

Item 4. Ownership

 

(a) Amount Beneficially Owned: 620,071

 

(b) Percent of Class: 5.03%

 

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(c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: 620,071

 

  (ii) Shared power to vote or to direct the vote: -0-

 

  (iii) Sole power to dispose or to direct the disposition of: 620,071

 

  (iv) Shared power to dispose or to direct the disposition of: -0-

 

Item 5. Ownership of Five Percent or Less of a Class.

Not Applicable

 

Item 6. Ownership of more than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

Not Applicable

 

Item 8. Identification and classification of members of the group.

Not Applicable

 

Item 9. Notice of Dissolution of Group.

Not Applicable

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

Page 4 of 5


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 23, 2015

/s/ Julia L. Johnson

Julia L. Johnson

 

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