N-PX 1 BRD8W2_0001275214_2020.txt BRD8W2_0001275214_2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21484 NAME OF REGISTRANT: CALAMOS STRATEGIC TOTAL RETURN FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville , IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder, Chairman and Global Chief Investment Officer Calamos Advisors LLC 2020 Calamos Court Naperville , IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Calamos Strategic Total Return Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 935138570 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. Alpern Mgmt For For R.S. Austin Mgmt For For S.E. Blount Mgmt For For R.B. Ford Mgmt For For M.A. Kumbier Mgmt For For E.M. Liddy Mgmt For For D.W. McDew Mgmt For For N. McKinstry Mgmt For For P.N. Novakovic Mgmt For For W.A. Osborn Mgmt For For D.J. Starks Mgmt For For J.G. Stratton Mgmt For For G.F. Tilton Mgmt For For M.D. White Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For Auditors. 3. Say on Pay - An Advisory Vote to Approve Mgmt For For Executive Compensation. 4. Shareholder Proposal - Lobbying Disclosure. Shr Against For 5. Shareholder Proposal - Non-GAAP Financial Shr Against For Performance Metrics Disclosure. 6. Shareholder Proposal - Shareholder Voting Shr Against For on By-Law Amendments. 7. Shareholder Proposal - Simple Majority Shr Against For Vote. -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 935116118 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 30-Jan-2020 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Re-appointment of Director: Jaime Ardila Mgmt For For 1B. Re-appointment of Director: Herbert Hainer Mgmt For For 1C. Re-appointment of Director: Nancy McKinstry Mgmt For For 1D. Re-appointment of Director: Gilles C. Mgmt For For Pelisson 1E. Re-appointment of Director: Paula A. Price Mgmt For For 1F. Re-appointment of Director: Venkata Mgmt For For (Murthy) Renduchintala 1G. Re-appointment of Director: David Rowland Mgmt For For 1H. Re-appointment of Director: Arun Sarin Mgmt For For 1I. Re-appointment of Director: Julie Sweet Mgmt For For 1J. Re-appointment of Director: Frank K. Tang Mgmt For For 1K. Re-appointment of Director: Tracey T. Mgmt For For Travis 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To approve the Amended and Restated Mgmt For For Accenture plc 2010 Share Incentive Plan. 4. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 5. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 6. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 7. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935132580 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Frank Calderoni Mgmt For For 1C. Election of Director: James Daley Mgmt For For 1D. Election of Director: Laura Desmond Mgmt For For 1E. Election of Director: Charles Geschke Mgmt For For 1F. Election of Director: Shantanu Narayen Mgmt For For 1G. Election of Director: Kathleen Oberg Mgmt For For 1H. Election of Director: Dheeraj Pandey Mgmt For For 1I. Election of Director: David Ricks Mgmt For For 1J. Election of Director: Daniel Rosensweig Mgmt For For 1K. Election of Director: John Warnock Mgmt For For 2. Approve the 2020 Employee Stock Purchase Mgmt For For Plan, which amends and restates the 1997 Employee Stock Purchase Plan. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on November 27, 2020. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 5. Consider and vote upon one stockholder Shr Against For proposal. -------------------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Agenda Number: 935202147 -------------------------------------------------------------------------------------------------------------------------- Security: 008252108 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: AMG ISIN: US0082521081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel T. Byrne Mgmt For For 1B. Election of Director: Dwight D. Churchill Mgmt For For 1C. Election of Director: Glenn Earle Mgmt For For 1D. Election of Director: Sean M. Healey Mgmt For For 1E. Election of Director: Jay C. Horgen Mgmt For For 1F. Election of Director: Reuben Jeffery III Mgmt For For 1G. Election of Director: Tracy P. Palandjian Mgmt For For 1H. Election of Director: Patrick T. Ryan Mgmt For For 1I. Election of Director: Karen L. Yerburgh Mgmt For For 1J. Election of Director: Jide J. Zeitlin Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers. 3. To approve the 2020 Equity Incentive Plan. Mgmt For For 4. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Agenda Number: 935127313 -------------------------------------------------------------------------------------------------------------------------- Security: 00846U101 Meeting Type: Annual Meeting Date: 17-Apr-2020 Ticker: A ISIN: US00846U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term: Mgmt For For Heidi Kunz 1.2 Election of Director for a three-year term: Mgmt For For Sue H. Rataj 1.3 Election of Director for a three-year term: Mgmt For For George A. Scangos, Ph.D. 1.4 Election of Director for a three-year term: Mgmt For For Dow R. Wilson 2. To approve the Agilent Technologies, Inc. Mgmt For For 2020 Employee Stock Purchase Plan. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Agilent's named executive officers. 4. To ratify the Audit and Finance Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 15-Jul-2019 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of Mgmt For For authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: Mgmt For For DANIEL ZHANG 2.2 Election of Director for a three year term: Mgmt For For CHEE HWA TUNG 2.3 Election of Director for a three year term: Mgmt For For JERRY YANG 2.4 Election of Director for a three year term: Mgmt For For WAN LING MARTELLO 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935196762 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry Page Mgmt For For Sergey Brin Mgmt For For Sundar Pichai Mgmt For For John L. Hennessy Mgmt For For Frances H. Arnold Mgmt For For L. John Doerr Mgmt For For Roger W. Ferguson, Jr. Mgmt For For Ann Mather Mgmt For For Alan R. Mulally Mgmt Withheld Against K. Ram Shriram Mgmt For For Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. An amendment to Alphabet's Amended and Mgmt For For Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. 4. Advisory vote to approve named executive Mgmt For For officer compensation. 5. A stockholder proposal regarding equal Shr Against For shareholder voting, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr Against For on arbitration of employment-related claims, if properly presented at the meeting. 7. A stockholder proposal regarding the Shr Against For establishment of a human rights risk oversight committee, if properly presented at the meeting. 8. A stockholder proposal regarding Shr Against For non-binding vote on amendment of bylaws, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr Against For on sustainability metrics, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr Against For on takedown requests, if properly presented at the meeting. 11. A stockholder proposal regarding majority Shr Against For vote for election of directors, if properly presented at the meeting. 12. A stockholder proposal regarding a report Shr Against For on gender/racial pay equity, if properly presented at the meeting. 13. A stockholder proposal regarding the Shr Against For nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 14. A stockholder proposal regarding a report Shr Against For on whistleblower policies and practices, if properly presented at the meeting -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 935162189 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: MO ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John T. Casteen III Mgmt For For 1b. Election of Director: Dinyar S. Devitre Mgmt For For 1c. Election of Director: Thomas F. Farrell II Mgmt For For 1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For 1e. Election of Director: W. Leo Kiely III Mgmt For For 1f. Election of Director: Kathryn B. McQuade Mgmt For For 1g. Election of Director: George Munoz Mgmt For For 1h. Election of Director: Mark E. Newman Mgmt For For 1i. Election of Director: Nabil Y. Sakkab Mgmt For For 1j. Election of Director: Virginia E. Shanks Mgmt For For 1k. "Director withdrawn" Mgmt For For 2. Ratification of the Selection of Mgmt For For Independent Registered Public Accounting Firm 3. Non-Binding Advisory Vote to Approve the Mgmt For For Compensation of Altria's Named Executive Officers 4. Approval of the 2020 Performance Incentive Mgmt For For Plan 5. Shareholder Proposal - Disclosure of Shr Against For Lobbying Policies and Practices 6. Shareholder Proposal - Report on the Shr Against For Company's Underage Tobacco Prevention Policies -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Mgmt For For Huttenlocher 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Mgmt For For Rubinstein 1H. Election of director: Thomas O. Ryder Mgmt For For 1I. Election of director: Patricia Q. Mgmt For For Stonesifer 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFECTS OF FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFORTS TO RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ALTERNATIVE REPORT ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CERTAIN COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For VIEWPOINT DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For SUPPLY CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 935151439 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: AXP ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Charlene Barshefsky 1B. Election of Director for a term of one Mgmt For For year: John J. Brennan 1C. Election of Director for a term of one Mgmt For For year: Peter Chernin 1D. Election of Director for a term of one Mgmt For For year: Ralph de la Vega 1E. Election of Director for a term of one Mgmt For For year: Anne Lauvergeon 1F. Election of Director for a term of one Mgmt For For year: Michael O. Leavitt 1G. Election of Director for a term of one Mgmt For For year: Theodore J. Leonsis 1H. Election of Director for a term of one Mgmt For For year: Karen L. Parkhill 1I. Election of Director for a term of one Mgmt For For year: Lynn A. Pike 1J. Election of Director for a term of one Mgmt For For year: Stephen J. Squeri 1K. Election of Director for a term of one Mgmt For For year: Daniel L. Vasella 1L. Election of Director for a term of one Mgmt For For year: Ronald A. Williams 1M. Election of Director for a term of one Mgmt For For year: Christopher D. Young 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. 3. Approval, on an advisory basis, of the Mgmt For For Company's executive compensation. 4. Approval of Amended and Restated Incentive Mgmt For For Compensation Plan. 5. Shareholder proposal relating to action by Shr Against For written consent. 6. Shareholder proposal relating to Shr Against For gender/racial pay equity. -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935159877 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. DON CORNWELL Mgmt For For 1B. Election of Director: BRIAN DUPERREAULT Mgmt For For 1C. Election of Director: JOHN H. FITZPATRICK Mgmt For For 1D. Election of Director: WILLIAM G. JURGENSEN Mgmt For For 1E. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For 1F. Election of Director: HENRY S. MILLER Mgmt For For 1G. Election of Director: LINDA A. MILLS Mgmt For For 1H. Election of Director: THOMAS F. MOTAMED Mgmt For For 1I. Election of Director: PETER R. PORRINO Mgmt For For 1J. Election of Director: AMY L. SCHIOLDAGER Mgmt For For 1K. Election of Director: DOUGLAS M. STEENLAND Mgmt For For 1L. Election of Director: THERESE M. VAUGHAN Mgmt For For 2. To vote, on a non-binding advisory basis, Mgmt For For to approve executive compensation. 3. To act upon a proposal to amend and restate Mgmt For For AIG's Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG's tax attributes. 4. To act upon a proposal to ratify the Mgmt For For amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. 5. To act upon a proposal to ratify the Mgmt For For selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2020. 6. To vote on a shareholder proposal to give Shr Against For shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935169450 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Robert D. Hormats Mgmt For For 1D. Election of Director: Gustavo Lara Cantu Mgmt For For 1E. Election of Director: Grace D. Lieblein Mgmt For For 1F. Election of Director: Craig Macnab Mgmt For For 1G. Election of Director: JoAnn A. Reed Mgmt For For 1H. Election of Director: Pamela D.A. Reeve Mgmt For For 1I. Election of Director: David E. Sharbutt Mgmt For For 1J. Election of Director: Bruce L. Tanner Mgmt For For 1K. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2020. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To require periodic reports on political Shr Against For contributions and expenditures. 5. To amend the bylaws to reduce the ownership Shr Against For threshold required to call a special meeting of the stockholders. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 935172419 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Dr. Wanda M. Austin Mgmt For For 1B. Election of Director: Mr. Robert A. Bradway Mgmt For For 1C. Election of Director: Dr. Brian J. Druker Mgmt For For 1D. Election of Director: Mr. Robert A. Eckert Mgmt For For 1E. Election of Director: Mr. Greg C. Garland Mgmt For For 1F. Election of Director: Mr. Fred Hassan Mgmt For For 1G. Election of Director: Mr. Charles M. Mgmt For For Holley, Jr. 1H. Election of Director: Dr. Tyler Jacks Mgmt For For 1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For 1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For 1K. Election of Director: Dr. R. Sanders Mgmt For For Williams 2. Advisory vote to approve our executive Mgmt For For compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. 4. Stockholder proposal to require an Shr Against For independent board chair. -------------------------------------------------------------------------------------------------------------------------- ANTHEM, INC. Agenda Number: 935157037 -------------------------------------------------------------------------------------------------------------------------- Security: 036752103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: ANTM ISIN: US0367521038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Gail K. Boudreaux Mgmt For For 1.2 Election of Director: R. Kerry Clark Mgmt For For 1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for 2020. 4. Shareholder proposal to allow shareholders Shr Against For owning 10% or more of our common stock to call a special meeting of shareholders. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935121563 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 26-Feb-2020 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Ron Sugar Mgmt For For 1G. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for 2020 3. Advisory vote to approve executive Mgmt For For compensation 4. A shareholder proposal entitled Shr Against For "Shareholder Proxy Access Amendments" 5. A shareholder proposal relating to Shr Against For sustainability and executive compensation 6. A shareholder proposal relating to policies Shr Against For on freedom of expression -------------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Agenda Number: 935126258 -------------------------------------------------------------------------------------------------------------------------- Security: 038222105 Meeting Type: Annual Meeting Date: 12-Mar-2020 Ticker: AMAT ISIN: US0382221051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Judy Bruner Mgmt For For 1B. Election of Director: Xun (Eric) Chen Mgmt For For 1C. Election of Director: Aart J. de Geus Mgmt For For 1D. Election of Director: Gary E. Dickerson Mgmt For For 1E. Election of Director: Stephen R. Forrest Mgmt For For 1F. Election of Director: Thomas J. Iannotti Mgmt For For 1G. Election of Director: Alexander A. Karsner Mgmt For For 1H. Election of Director: Adrianna C. Ma Mgmt For For 1I. Election of Director: Yvonne McGill Mgmt For For 1J. Election of Director: Scott A. McGregor Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of Applied Materials' named executive officers for fiscal year 2019. 3. Ratification of the appointment of KPMG LLP Mgmt For For as Applied Materials' independent registered public accounting firm for fiscal year 2020. 4. Approval of an amendment and restatement of Mgmt For For Applied Materials' Certificate of Incorporation to allow shareholders to act by written consent. -------------------------------------------------------------------------------------------------------------------------- APTIV PLC Agenda Number: 935134673 -------------------------------------------------------------------------------------------------------------------------- Security: G6095L109 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: APTV ISIN: JE00B783TY65 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director: Kevin P. Clark Mgmt For For 2. Election of Director: Nancy E. Cooper Mgmt For For 3. Election of Director: Nicholas M. Donofrio Mgmt For For 4. Election of Director: Rajiv L. Gupta Mgmt For For 5. Election of Director: Joseph L. Hooley Mgmt For For 6. Election of Director: Sean O. Mahoney Mgmt For For 7. Election of Director: Paul M. Meister Mgmt For For 8. Election of Director: Robert K. Ortberg Mgmt For For 9. Election of Director: Colin J. Parris Mgmt For For 10. Election of Director: Ana G. Pinczuk Mgmt For For 11. Election of Director: Lawrence A. Zimmerman Mgmt For For 12. Proposal to re-appoint auditors, ratify Mgmt For For independent public accounting firm and authorize the directors to determine the fees paid to the auditors. 13. Say-on-Pay - To approve, by advisory vote, Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935138140 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Randall L. Stephenson Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1C. Election of Director: Richard W. Fisher Mgmt For For 1D. Election of Director: Scott T. Ford Mgmt For For 1E. Election of Director: Glenn H. Hutchins Mgmt For For 1F. Election of Director: William E. Kennard Mgmt For For 1G. Election of Director: Debra L. Lee Mgmt For For 1H. Election of Director: Stephen J. Luczo Mgmt For For 1I. Election of Director: Michael B. Mgmt For For McCallister 1J. Election of Director: Beth E. Mooney Mgmt For For 1K. Election of Director: Matthew K. Rose Mgmt For For 1L. Election of Director: Cynthia B. Taylor Mgmt For For 1M. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent Mgmt For For auditors. 3. Advisory approval of executive Mgmt For For compensation. 4. Independent Board Chairman. Shr Against For 5. Employee Representative Director. Shr Against For 6. Improve Guiding Principles of Executive Shr Against For Compensation. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935139825 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J.P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell III Mgmt For For 1L. Election of Director: Denise L. Ramos Mgmt For For 1M. Election of Director: Clayton S. Rose Mgmt For For 1N. Election of Director: Michael D. White Mgmt For For 1O. Election of Director: Thomas D. Woods Mgmt For For 1P. Election of Director: R. David Yost Mgmt For For 1Q. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Mgmt For For Advisory, Non-binding "Say on Pay" Resolution). 3. Ratifying the Appointment of Our Mgmt For For Independent Registered Public Accounting Firm for 2020. 4. Make Shareholder Proxy Access More Shr Against For Accessible. 5. Adopt a New Shareholder Right - Written Shr Against For Consent 6. Report Concerning Gender/Racial Pay Equity. Shr Against For 7. Review of Statement of the Purpose of a Shr Against For Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 935147036 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For 1B. Election of Director: Thomas F. Chen Mgmt For For 1C. Election of Director: John D. Forsyth Mgmt For For 1D. Election of Director: James R. Gavin III Mgmt For For 1E. Election of Director: Peter S. Hellman Mgmt For For 1F. Election of Director: Michael F. Mahoney Mgmt For For 1G. Election of Director: Patricia B. Morrison Mgmt For For 1H. Election of Director: Stephen N. Oesterle Mgmt For For 1I. Election of Director: Cathy R. Smith Mgmt For For 1J. Election of Director: Thomas T. Stallkamp Mgmt For For 1K. Election of Director: Albert P.L. Stroucken Mgmt For For 1L. Election of Director: Amy A. Wendell Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4. Stockholder Proposal - Independent Board Shr Against For Chairman 5. Stockholder Proposal - Right to Act by Shr Against For Written Consent -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935144105 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 02-May-2020 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Non-binding resolution to approve the Mgmt For For compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. 3. Non-binding resolution to determine the Mgmt 3 Years For frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. 4. Shareholder proposal regarding diversity. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 935180062 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: BP ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the annual report and accounts. Mgmt For For 2. To approve the directors' remuneration Mgmt For For report. 3. To approve the directors' remuneration Mgmt For For policy. 4A. To elect Mr B Looney as a director. Mgmt For For 4B. To re-elect Mr B Gilvary as a director. Mgmt For For 4C. To re-elect Dame A Carnwath as a director. Mgmt For For 4D. To re-elect Ms P Daley as a director. Mgmt For For 4E. To re-elect Sir I E L Davis as a director. Mgmt For For 4F. To re-elect Professor Dame A Dowling as a Mgmt For For director. 4G. To re-elect Mr H Lund as a director. Mgmt For For 4H. To re-elect Mrs M B Meyer as a director. Mgmt For For 4I. To re-elect Mr B R Nelson as a director. Mgmt For For 4J. To re-elect Mrs P R Reynolds as a director. Mgmt For For 4K. To re-elect Sir J Sawers as a director. Mgmt For For 5. To reappoint Deloitte LLP as auditor. Mgmt For For 6. To authorize the audit committee to fix the Mgmt For For auditor's remuneration. 7. To approve changes to the BP Executive Mgmt For For Directors' Incentive Plan. 8. To give limited authority to make political Mgmt For For donations and incur political expenditure. 9. To give limited authority to allot shares Mgmt For For up to a specified amount. 10. Special resolution: to give authority to Mgmt For For allot a limited number of shares for cash free of pre-emption rights. 11. Special resolution: to give additional Mgmt For For authority to allot a limited number of shares for cash free of pre-emption rights. 12. Special resolution: to give limited Mgmt For For authority for the purchase of its own shares by the company. 13. Special resolution: to authorize the Mgmt For For calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Robert Bertolini Mgmt For For 1C. Election of Director: Michael W. Bonney Mgmt For For 1D. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1E. Election of Director: Matthew W. Emmens Mgmt For For 1F. Election of Director: Julia A. Haller, M.D. Mgmt For For 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For 1J. Election of Director: Gerald L. Storch Mgmt For For 1K. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 1L. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our Named Executive Officers. 3. Ratification of the appointment of an Mgmt For For independent registered public accounting firm. 4. Shareholder Proposal on Separate Chair & Shr Against For CEO. 5. Shareholder Proposal on Shareholder Right Shr Against For to Act by Written Consent. -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935149080 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard D. Fairbank Mgmt For For 1B. Election of Director: Aparna Chennapragada Mgmt For For 1C. Election of Director: Ann Fritz Hackett Mgmt For For 1D. Election of Director: Peter Thomas Killalea Mgmt For For 1E. Election of Director: Cornelis "Eli" Mgmt For For Leenaars 1F. Election of Director: Pierre E. Leroy Mgmt For For 1G. Election of Director: Francois Locoh-Donou Mgmt For For 1H. Election of Director: Peter E. Raskind Mgmt For For 1I. Election of Director: Eileen Serra Mgmt For For 1J. Election of Director: Mayo A. Shattuck III Mgmt For For 1K. Election of Director: Bradford H. Warner Mgmt For For 1L. Election of Director: Catherine G. West Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as independent registered public accounting firm of Capital One for 2020. 3. Advisory approval of Capital One's 2019 Mgmt For For Named Executive Officer compensation. 4. Approval of amendments to Capital One's Mgmt For For Restated Certificate of Incorporation to allow stockholder to act by written consent. 5. Stockholder proposal regarding an Shr Against For independent Board chairman, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 935131564 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Meeting Date: 06-Apr-2020 Ticker: CCL ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director Mgmt Against Against of Carnival Corporation and as a Director of Carnival plc. 3. To re-elect Jason Glen Cahilly as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Katie Lahey as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director Mgmt For For of Carnival Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Mgmt For For Director of Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to Mgmt For For approve executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To hold a (non-binding) advisory vote to Mgmt For For approve the Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). 14. To approve the Carnival plc Directors' Mgmt For For Remuneration Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). 15. To re-appoint the UK firm of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. 16. To authorize the Audit Committee of Mgmt For For Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 17. To receive the UK accounts and reports of Mgmt For For the Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18. To approve the giving of authority for the Mgmt For For allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve the disapplication of Mgmt For For pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 20. To approve a general authority for Carnival Mgmt For For plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). 21. To approve the Carnival Corporation 2020 Mgmt For For Stock Plan. 22. To approve the Carnival plc UK Employee Mgmt For For Share Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward T. Tilly Mgmt For For 1b. Election of Director: Eugene S. Sunshine Mgmt For For 1c. Election of Director: William M. Farrow III Mgmt For For 1d. Election of Director: Edward J. Fitzpatrick Mgmt For For 1e. Election of Director: Janet P. Froetscher Mgmt For For 1f. Election of Director: Jill R. Goodman Mgmt For For 1g. Election of Director: Roderick A. Palmore Mgmt For For 1h. Election of Director: James E. Parisi Mgmt For For 1i. Election of Director: Joseph P. Ratterman Mgmt For For 1j. Election of Director: Michael L. Richter Mgmt For For 1k. Election of Director: Jill E. Sommers Mgmt For For 1l. Election of Director: Fredric J. Tomczyk Mgmt For For 2. Approve, in a non-binding resolution, the Mgmt For For compensation paid to our executive officers. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935183979 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. M. Austin Mgmt For For 1B. Election of Director: J. B. Frank Mgmt For For 1C. Election of Director: A. P. Gast Mgmt For For 1D. Election of Director: E. Hernandez, Jr. Mgmt For For 1E. Election of Director: C. W. Moorman IV Mgmt For For 1F. Election of Director: D. F. Moyo Mgmt For For 1G. Election of Director: D. Reed-Klages Mgmt For For 1H. Election of Director: R. D. Sugar Mgmt For For 1I. Election of Director: D. J. Umpleby III Mgmt For For 1J. Election of Director: M. K. Wirth Mgmt For For 2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 4. Report on Lobbying Shr Against For 5. Create a Board Committee on Climate Risk Shr Against For 6. Report on Climate Lobbying Shr Against For 7. Report on Petrochemical Risk Shr Against For 8. Report on Human Rights Practices Shr Against For 9. Set Special Meeting Threshold at 10% Shr Against For 10. Adopt Policy for an Independent Chairman Shr Against For -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 935169931 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, Mgmt For For standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 2A Allocation of disposable profit Mgmt For For 2B Distribution of a dividend out of legal Mgmt For For reserves (by way of release and allocation to a dividend reserve) 3 Discharge of the Board of Directors Mgmt For For 4A Election of Auditor: Election of Mgmt For For PricewaterhouseCoopers AG (Zurich) as our statutory auditor 4B Election of Auditor: Ratification of Mgmt For For appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting 4C Election of Auditor: Election of BDO AG Mgmt For For (Zurich) as special audit firm 5A Election of Director: Evan G. Greenberg Mgmt For For 5B Election of Director: Michael G. Atieh Mgmt For For 5C Election of Director: Sheila P. Burke Mgmt For For 5D Election of Director: James I. Cash Mgmt For For 5E Election of Director: Mary Cirillo Mgmt For For 5F Election of Director: Michael P. Connors Mgmt For For 5G Election of Director: John A. Edwardson Mgmt For For 5H Election of Director: Robert J. Hugin Mgmt For For 5I Election of Director: Robert W. Scully Mgmt For For 5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For 5K Election of Director: Theodore E. Shasta Mgmt For For 5L Election of Director: David H. Sidwell Mgmt For For 5M Election of Director: Olivier Steimer Mgmt For For 5N Election of Director: Frances F. Townsend Mgmt For For 6 Election of Evan G. Greenberg as Chairman Mgmt For For of the Board of Directors 7A Election of the Compensation Committee of Mgmt For For the Board of Directors: Michael P. Connors 7B Election of the Compensation Committee of Mgmt For For the Board of Directors: Mary Cirillo 7C Election of the Compensation Committee of Mgmt For For the Board of Directors: John A. Edwardson 7D Election of the Compensation Committee of Mgmt For For the Board of Directors: Frances F. Townsend 8 Election of Homburger AG as independent Mgmt For For proxy 9 Amendment to the Articles of Association Mgmt For For relating to authorized share capital for general purposes 10 Reduction of share capital Mgmt For For 11A Compensation of the Board of Directors Mgmt For For until the next annual general meeting 11B Compensation of Executive Management for Mgmt For For the next calendar year 12 Advisory vote to approve executive Mgmt For For compensation under U.S. securities law requirements A If a new agenda item or a new proposal for Mgmt For For an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935094920 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2019 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Wesley G. Bush Mgmt For For 1C. Election of Director: Michael D. Capellas Mgmt For For 1D. Election of Director: Mark Garrett Mgmt For For 1E. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1F. Election of Director: Roderick C. McGeary Mgmt For For 1G. Election of Director: Charles H. Robbins Mgmt For For 1H. Election of Director: Arun Sarin Mgmt For For 1I. Election of Director: Brenton L. Saunders Mgmt For For 1J. Election of Director: Carol B. Tome Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2020. 4. Approval to have Cisco's Board adopt a Shr Against For policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 935139849 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael L. Corbat Mgmt For For 1B. Election of Director: Ellen M. Costello Mgmt For For 1C. Election of Director: Grace E. Dailey Mgmt For For 1D. Election of Director: Barbara J. Desoer Mgmt For For 1E. Election of Director: John C. Dugan Mgmt For For 1F. Election of Director: Duncan P. Hennes Mgmt For For 1G. Election of Director: Peter B. Henry Mgmt For For 1H. Election of Director: S. Leslie Ireland Mgmt For For 1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For IV 1J. Election of Director: Renee J. James Mgmt For For 1K. Election of Director: Gary M. Reiner Mgmt For For 1L. Election of Director: Diana L. Taylor Mgmt For For 1M. Election of Director: James S. Turley Mgmt For For 1N. Election of Director: Deborah C. Wright Mgmt For For 1O. Election of Director: Alexander R. Mgmt Against Against Wynaendts 1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For de Leon 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as Citi's independent registered public accounting firm for 2020. 3. Advisory vote to approve Citi's 2019 Mgmt For For Executive Compensation. 4. Approval of Additional Authorized Shares Mgmt For For Under the Citigroup 2019 Stock Incentive Plan. 5. Stockholder proposal requesting an Shr Against For amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. 6. Stockholder proposal requesting that the Shr Against For Board review Citi's governance documents and make recommendations to shareholders on how the "Purpose of a Corporation" signed by Citi's CEO can be fully implemented. 7. Stockholder proposal requesting a report Shr Against For disclosing information regarding Citi's lobbying policies and activities. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 935190532 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Naomi M. Bergman Mgmt For For Edward D. Breen Mgmt For For Gerald L. Hassell Mgmt For For Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt For For Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent auditors 3. Approval of Amended 2003 Stock Option Plan Mgmt For For 4. Approval of Amended 2002 Restricted Stock Mgmt For For Plan 5. Advisory vote on executive compensation Mgmt For For 6. To provide a lobbying report Shr Against For 7. To require an independent board chairman Shr Against For 8. To conduct independent investigation and Shr Against For report on risks posed by failing to prevent sexual harassment -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 935151679 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: COP ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Charles E. Bunch Mgmt For For 1B. Election of Director: Caroline Maury Devine Mgmt For For 1C. Election of Director: John V. Faraci Mgmt For For 1D. Election of Director: Jody Freeman Mgmt For For 1E. Election of Director: Gay Huey Evans Mgmt For For 1F. Election of Director: Jeffrey A. Joerres Mgmt For For 1G. Election of Director: Ryan M. Lance Mgmt For For 1H. Election of Director: William H. McRaven Mgmt For For 1I. Election of Director: Sharmila Mulligan Mgmt For For 1J. Election of Director: Arjun N. Murti Mgmt For For 1K. Election of Director: Robert A. Niblock Mgmt For For 1L. Election of Director: David T. Seaton Mgmt For For 1M. Election of Director: R.A. Walker Mgmt For For 2. Proposal to ratify appointment of Ernst & Mgmt For For Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. 3. Advisory Approval of Executive Mgmt For For Compensation. -------------------------------------------------------------------------------------------------------------------------- CORTEVA INC. Agenda Number: 935148672 -------------------------------------------------------------------------------------------------------------------------- Security: 22052L104 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: CTVA ISIN: US22052L1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lamberto Andreotti Mgmt Against Against 1B. Election of Director: Robert A. Brown Mgmt For For 1C. Election of Director: James C. Collins, Jr. Mgmt For For 1D. Election of Director: Klaus A. Engel Mgmt For For 1E. Election of Director: Michael O. Johanns Mgmt For For 1F. Election of Director: Lois D. Juliber Mgmt For For 1G. Election of Director: Rebecca B. Liebert Mgmt For For 1H. Election of Director: Marcos M. Lutz Mgmt For For 1I. Election of Director: Nayaki Nayyar Mgmt For For 1J. Election of Director: Gregory R. Page Mgmt For For 1K. Election of Director: Lee M. Thomas Mgmt For For 1L. Election of Director: Patrick J. Ward Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation of the Company's named executive officers. 3. Advisory resolution on the frequency of the Mgmt 1 Year For stockholder vote on the compensation of the Company's named executive officers. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. 5. Approval of Corteva, Inc. Global Omnibus Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935114087 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 22-Jan-2020 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan L. Decker Mgmt For For Richard A. Galanti Mgmt For For Sally Jewell Mgmt For For Charles T. Munger Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Approval to amend Articles of Incorporation Mgmt For For to permit removal of directors without cause. 5. Shareholder proposal regarding a director Shr Against For skills matrix and disclosure of director ideological perspectives. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 935150348 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donna M. Alvarado Mgmt For For 1B. Election of Director: Pamela L. Carter Mgmt For For 1C. Election of Director: James M. Foote Mgmt For For 1D. Election of Director: Steven T. Halverson Mgmt For For 1E. Election of Director: Paul C. Hilal Mgmt For For 1F. Election of Director: John D. McPherson Mgmt For For 1G. Election of Director: David M. Moffett Mgmt For For 1H. Election of Director: Linda H. Riefler Mgmt For For 1I. Election of Director: Suzanne M. Vautrinot Mgmt For For 1J. Election of Director: J. Steven Whisler Mgmt For For 1K. Election of Director: John J. Zillmer Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2020. 3. Advisory (non-binding) resolution to Mgmt For For approve compensation for the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CVS HEALTH CORPORATION Agenda Number: 935159322 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fernando Aguirre Mgmt For For 1B. Election of Director: C. David Brown II Mgmt For For 1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For 1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For 1E. Election of Director: David W. Dorman Mgmt For For 1F. Election of Director: Roger N. Farah Mgmt For For 1G. Election of Director: Anne M. Finucane Mgmt For For 1H. Election of Director: Edward J. Ludwig Mgmt For For 1I. Election of Director: Larry J. Merlo Mgmt For For 1J. Election of Director: Jean-Pierre Millon Mgmt For For 1K. Election of Director: Mary L. Schapiro Mgmt For For 1L. Election of Director: William C. Weldon Mgmt For For 1M. Election of Director: Tony L. White Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent registered public accounting firm for 2020. 3. Say on Pay, a proposal to approve, on an Mgmt For For advisory basis, the Company's executive compensation. 4. Proposal to amend the Company's 2017 Mgmt For For Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. 5. Proposal to amend the Company's 2007 Mgmt For For Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. 6. Stockholder proposal for reducing the Shr Against For ownership threshold to request a stockholder action by written consent. 7. Stockholder proposal regarding our Shr Against For independent Board Chair. -------------------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Agenda Number: 935159207 -------------------------------------------------------------------------------------------------------------------------- Security: 254709108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: DFS ISIN: US2547091080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey S. Aronin Mgmt For For 1B. Election of Director: Mary K. Bush Mgmt For For 1C. Election of Director: Gregory C. Case Mgmt For For 1D. Election of Director: Candace H. Duncan Mgmt For For 1E. Election of Director: Joseph F. Eazor Mgmt For For 1F. Election of Director: Cynthia A. Glassman Mgmt For For 1G. Election of Director: Roger C. Hochschild Mgmt For For 1H. Election of Director: Thomas G. Maheras Mgmt For For 1I. Election of Director: Michael H. Moskow Mgmt For For 1J. Election of Director: Mark A. Thierer Mgmt For For 1K. Election of Director: Lawrence A. Weinbach Mgmt For For 1L. Election of Director: Jennifer L. Wong Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm -------------------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. Agenda Number: 935193261 -------------------------------------------------------------------------------------------------------------------------- Security: 256746108 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: DLTR ISIN: US2567461080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Arnold S. Barron Mgmt For For 1B. Election of Director: Gregory M. Bridgeford Mgmt For For 1C. Election of Director: Thomas W. Dickson Mgmt For For 1D. Election of Director: Lemuel E. Lewis Mgmt For For 1E. Election of Director: Jeffrey G. Naylor Mgmt For For 1F. Election of Director: Gary M. Philbin Mgmt For For 1G. Election of Director: Bob Sasser Mgmt For For 1H. Election of Director: Thomas A. Saunders Mgmt For For III 1I. Election of Director: Stephanie P. Stahl Mgmt For For 1J. Election of Director: Carrie A. Wheeler Mgmt For For 1K. Election of Director: Thomas E. Whiddon Mgmt For For 1L. Election of Director: Carl P. Zeithaml Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers. 3. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year 2020. 4. To vote on the shareholder proposal on Shr Against For greenhouse gas emissions goals. -------------------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY Agenda Number: 935150184 -------------------------------------------------------------------------------------------------------------------------- Security: 233331107 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: DTE ISIN: US2333311072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gerard M. Anderson Mgmt For For David A. Brandon Mgmt For For Charles G. McClure, Jr. Mgmt For For Gail J. McGovern Mgmt For For Mark A. Murray Mgmt For For Gerardo Norcia Mgmt For For Ruth G. Shaw Mgmt For For Robert C. Skaggs, Jr. Mgmt For For David A. Thomas Mgmt For For Gary H. Torgow Mgmt For For James H. Vandenberghe Mgmt For For Valerie M. Williams Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors 3. Provide a nonbinding vote to approve the Mgmt For For Company's executive compensation 4. Vote on a shareholder proposal relating to Shr Against For additional disclosure of political contributions -------------------------------------------------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845 -------------------------------------------------------------------------------------------------------------------------- Security: 28176E108 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: EW ISIN: US28176E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael A. Mussallem Mgmt For For 1B. Election of Director: Kieran T. Gallahue Mgmt For For 1C. Election of Director: Leslie S. Heisz Mgmt For For 1D. Election of Director: William J. Link, Mgmt For For Ph.D. 1E. Election of Director: Steven R. Loranger Mgmt For For 1F. Election of Director: Martha H. Marsh Mgmt For For 1G. Election of Director: Ramona Sequeira Mgmt For For 1H. Election of Director: Nicholas J. Valeriani Mgmt For For 2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For NAMED EXECUTIVE OFFICERS. 3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For STOCK INCENTIVE PROGRAM. 4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. 5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For REGARDING ACTION BY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935148937 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 04-May-2020 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. L. Eskew Mgmt For For 1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For 1C. Election of Director: D. A. Ricks Mgmt For For 1D. Election of Director: M. S. Runge Mgmt For For 1E. Election of Director: K. Walker Mgmt For For 2. Approval, by non-binding vote, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the Mgmt For For independent auditor for 2020. 4. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate the classified board structure. 5. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate supermajority voting provisions. 6. Shareholder proposal to disclose direct and Shr Against For indirect lobbying activities and expenditures. 7. Shareholder proposal to publish a report on Shr Against For the effectiveness of the forced swim test. 8. Shareholder proposal to amend the bylaws to Shr Against For require an independent board chair. 9. Shareholder proposal on board diversity Shr Against For requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. 10. Shareholder proposal to publish feasibility Shr Against For report on incorporating public concern over drug prices into senior executive compensation arrangements. 11. Shareholder proposal to implement a bonus Shr Against For deferral policy. 12. Shareholder proposal to disclose clawbacks Shr Against For on executive incentive compensation due to misconduct. -------------------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Agenda Number: 935115736 -------------------------------------------------------------------------------------------------------------------------- Security: 291011104 Meeting Type: Annual Meeting Date: 04-Feb-2020 Ticker: EMR ISIN: US2910111044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. S. Craighead Mgmt For For D. N. Farr Mgmt For For G. A. Flach Mgmt For For M. S. Levatich Mgmt For For 2. Ratification of KPMG LLP as Independent Mgmt For For Registered Public Accounting Firm. 3. Approval, by non-binding advisory vote, of Mgmt For For Emerson Electric Co. executive compensation. 4. Approval of amendment to the Restated Mgmt For For Articles of Incorporation to declassify the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 935145690 -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: EXC ISIN: US30161N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Anthony Anderson Mgmt For For 1B. Election of Director: Ann Berzin Mgmt For For 1C. Election of Director: Laurie Brlas Mgmt For For 1D. Election of Director: Christopher Crane Mgmt For For 1E. Election of Director: Yves de Balmann Mgmt For For 1F. Election of Director: Nicholas DeBenedictis Mgmt For For 1G. Election of Director: Linda Jojo Mgmt For For 1H. Election of Director: Paul Joskow Mgmt For For 1I. Election of Director: Robert Lawless Mgmt For For 1J. Election of Director: John Richardson Mgmt For For 1K. Election of Director: Mayo Shattuck III Mgmt For For 1L. Election of Director: John Young Mgmt For For 2. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Exelon's Independent Auditor for 2020. 3. Advisory approval of executive Mgmt For For compensation. 4. Approval of the Exelon 2020 Long-Term Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935176443 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan K. Avery Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Ursula M. Burns Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Joseph L. Hooley Mgmt For For 1F. Election of Director: Steven A. Kandarian Mgmt For For 1G. Election of Director: Douglas R. Oberhelman Mgmt For For 1H. Election of Director: Samuel J. Palmisano Mgmt For For 1I. Election of Director: William C. Weldon Mgmt For For 1J. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page Mgmt For For 29) 3. Advisory Vote to Approve Executive Mgmt For For Compensation (page 30) 4. Independent Chairman (page 59) Shr Against For 5. Special Shareholder Meetings (page 61) Shr Against For 6. Report on Environmental Expenditures (page Shr Against For 62) 7. Report on Risks of Petrochemical Shr Against For Investments (page 64) 8. Report on Political Contributions (page 66) Shr Against For 9. Report on Lobbying (page 67) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935178221 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt For For Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve the director compensation Mgmt For For policy. 4. A stockholder proposal regarding change in Shr Against For stockholder voting. 5. A stockholder proposal regarding an Shr Against For independent chair. 6. A stockholder proposal regarding majority Shr Against For voting for directors. 7. A stockholder proposal regarding political Shr Against For advertising. 8. A stockholder proposal regarding Shr Against For human/civil rights expert on board. 9. A stockholder proposal regarding report on Shr Against For civil and human rights risks. 10. A stockholder proposal regarding child Shr Against For exploitation. 11. A stockholder proposal regarding median Shr Against For gender/racial pay gap. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Special Meeting Date: 24-Jul-2019 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of common Mgmt For For stock of Fidelity National Information Services, Inc., which we refer to as FIS, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated March 17, 2019, as it may be amended from time to time, by and among FIS, Wrangler Merger Sub, Inc., a wholly-owned subsidiary of FIS, and Worldpay, Inc., which proposal we refer to as the FIS share issuance proposal. 2. To approve an amendment to the articles of Mgmt For For incorporation of FIS to increase the number of authorized shares of common stock of FIS from 600,000,000 to 750,000,000, effective only immediately prior to consummation of the merger, which proposal we refer to as the FIS articles amendment proposal. 3. To adjourn the FIS special meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve the FIS share issuance proposal or the FIS articles amendment proposal have not been obtained by FIS, which proposal we refer to as the FIS adjournment proposal. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lee Adrean Mgmt For For 1B. Election of Director: Ellen R. Alemany Mgmt For For 1C. Election of Director: Lisa A. Hook Mgmt For For 1D. Election of Director: Keith W. Hughes Mgmt For For 1E. Election of Director: Gary L. Lauer Mgmt For For 1F. Election of Director: Gary A. Norcross Mgmt For For 1G. Election of Director: Louise M. Parent Mgmt For For 1H. Election of Director: Brian T. Shea Mgmt For For 1I. Election of Director: James B. Stallings, Mgmt For For Jr. 1J. Election of Director: Jeffrey E. Stiefler Mgmt For For 2. Advisory vote on Fidelity National Mgmt For For Information Services, Inc. executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK Agenda Number: 935159978 -------------------------------------------------------------------------------------------------------------------------- Security: 33616C100 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: FRC ISIN: US33616C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James H. Herbert, II Mgmt For For 1B. Election of Director: Katherine Mgmt For For August-deWilde 1C. Election of Director: Hafize Gaye Erkan Mgmt For For 1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For Jr. 1E. Election of Director: Boris Groysberg Mgmt For For 1F. Election of Director: Sandra R. Hernandez Mgmt For For 1G. Election of Director: Pamela J. Joyner Mgmt For For 1H. Election of Director: Reynold Levy Mgmt For For 1I. Election of Director: Duncan L. Niederauer Mgmt For For 1J. Election of Director: George G.C. Parker Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the independent auditor of First Republic Bank for the fiscal year ending December 31, 2020. 3. To approve the amendments to the First Mgmt For For Republic Bank 2017 Omnibus Award Plan. 4. To approve, by advisory (non-binding) vote, Mgmt For For the compensation of our executive officers ("say on pay" vote). -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 935155146 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kimberly A. Casiano Mgmt For For 1B. Election of Director: Anthony F. Earley, Mgmt For For Jr. 1C. Election of Director: Edsel B. Ford II Mgmt For For 1D. Election of Director: William Clay Ford, Mgmt For For Jr. 1E. Election of Director: James P. Hackett Mgmt For For 1F. Election of Director: William W. Helman IV Mgmt For For 1G. Election of Director: William E. Kennard Mgmt For For 1H. Election of Director: John C. Lechleiter Mgmt For For 1I. Election of Director: Beth E. Mooney Mgmt For For 1J. Election of Director: John L. Thornton Mgmt For For 1K Election of Director: John B. Veihmeyer Mgmt For For 1L. Election of Director: Lynn M. Vojvodich Mgmt For For 1M. Election of Director: John S. Weinberg Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For the Compensation of the Named Executives. 4. Relating to Consideration of a Shr Against For Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. 5. Relating to Disclosure of the Company's Shr Against For Lobbying Activities and Expenditures. -------------------------------------------------------------------------------------------------------------------------- GASLOG LTD. Agenda Number: 935166997 -------------------------------------------------------------------------------------------------------------------------- Security: G37585109 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: GLOG ISIN: BMG375851091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter G. Livanos Mgmt For For 1B. Election of Director: Bruce L. Blythe Mgmt For For 1C. Election of Director: Donald J. Kintzer Mgmt For For 1D. Election of Director: Julian R. Metherell Mgmt For For 1E. Election of Director: Anthony S. Mgmt For For Papadimitriou 1F. Election of Director: Paul A. Wogan Mgmt For For 2. To approve the appointment of Deloitte LLP Mgmt For For as our independent auditors for the fiscal year ending December 31, 2020 and until the conclusion of the next annual general meeting, and to authorize the Board of Directors, acting through the Audit and Risk Committee, to determine the independent auditor fee. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 935149369 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director: Sebastien Bazin Mgmt For For 2. Election of Director: Ashton Carter Mgmt For For 3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For 4. Election of Director: Francisco D'Souza Mgmt For For 5. Election of Director: Edward Garden Mgmt For For 6. Election of Director: Thomas Horton Mgmt For For 7. Election of Director: Risa Lavizzo-Mourey Mgmt For For 8. Election of Director: Catherine Lesjak Mgmt For For 9. Election of Director: Paula Rosput Reynolds Mgmt For For 10. Election of Director: Leslie Seidman Mgmt For For 11. Election of Director: James Tisch Mgmt For For 12. Advisory Approval of Our Named Executives' Mgmt For For Compensation 13. Ratification of KPMG as Independent Auditor Mgmt For For for 2020 14. Require the Chairman of the Board to be Shr Against For Independent -------------------------------------------------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Agenda Number: 935198920 -------------------------------------------------------------------------------------------------------------------------- Security: 37045V100 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: GM ISIN: US37045V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary T. Barra Mgmt For For 1B. Election of Director: Wesley G. Bush Mgmt For For 1C. Election of Director: Linda R. Gooden Mgmt For For 1D. Election of Director: Joseph Jimenez Mgmt For For 1E. Election of Director: Jane L. Mendillo Mgmt For For 1F. Election of Director: Judith A. Miscik Mgmt For For 1G. Election of Director: Patricia F. Russo Mgmt For For 1H. Election of Director: Thomas M. Schoewe Mgmt For For 1I. Election of Director: Theodore M. Solso Mgmt For For 1J. Election of Director: Carol M. Stephenson Mgmt For For 1K. Election of Director: Devin N. Wenig Mgmt For For 2. Advisory Approval of Named Executive Mgmt For For Officer Compensation 3. Advisory Approval of the Frequency of Mgmt 1 Year For Future Advisory Votes on Named Executive Officer Compensation 4. Ratification of the Selection of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for 2020 5. Approval of the General Motors Company 2020 Mgmt For For Long-Term Incentive Plan 6. Shareholder Proposal Regarding Shareholder Shr Against For Written Consent 7. Shareholder Proposal Regarding Proxy Access Shr Against For Amendment: Shareholder Aggregation Limit 8. Shareholder Proposal Regarding Report on Shr Against For Human Rights Policy Implementation 9. Shareholder Proposal Regarding Report on Shr Against For Lobbying Communications and Activities -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935151883 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D. 1B. Election of Director: Sandra J. Horning, Mgmt For For M.D. 1C. Election of Director: Kelly A. Kramer Mgmt For For 1D. Election of Director: Kevin E. Lofton Mgmt For For 1E. Election of Director: Harish Manwani Mgmt For For 1F. Election of Director: Daniel P. O'Day Mgmt For For 1G. Election of Director: Richard J. Whitley, Mgmt For For M.D. 1H. Election of Director: Per Wold-Olsen Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. 5. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935147214 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: F. Thaddeus Arroyo Mgmt For For 1B. Election of Director: Robert H.B. Baldwin, Mgmt For For Jr. 1C. Election of Director: John G. Bruno Mgmt For For 1D. Election of Director: Kriss Cloninger III Mgmt For For 1E. Election of Director: William I Jacobs Mgmt For For 1F. Election of Director: Joia M. Johnson Mgmt For For 1G. Election of Director: Ruth Ann Marshall Mgmt For For 1H. Election of Director: Connie D. McDaniel Mgmt For For 1I. Election of Director: William B. Plummer Mgmt For For 1J. Election of Director: Jeffrey S. Sloan Mgmt For For 1K. Election of Director: John T. Turner Mgmt For For 1L. Election of Director: M. Troy Woods Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers for 2019. 3. Approval of amendments to our articles of Mgmt For For incorporation to eliminate supermajority voting requirements. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- HESS CORPORATION Agenda Number: 935191116 -------------------------------------------------------------------------------------------------------------------------- Security: 42809H107 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: HES ISIN: US42809H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director to serve for a Mgmt For For one-year term expiring in 2021: T.J. CHECKI 1B. Election of director to serve for a Mgmt For For one-year term expiring in 2021: L.S. COLEMAN, JR. 1C. Election of director to serve for a Mgmt For For one-year term expiring in 2021: J. DUATO 1D. Election of director to serve for a Mgmt For For one-year term expiring in 2021: J.B. HESS 1E. Election of director to serve for a Mgmt For For one-year term expiring in 2021: E.E. HOLIDAY 1F. Election of director to serve for a Mgmt For For one-year term expiring in 2021: M.S. LIPSCHULTZ 1G. Election of director to serve for a Mgmt For For one-year term expiring in 2021: D. MCMANUS 1H. Election of director to serve for a Mgmt For For one-year term expiring in 2021: K.O. MEYERS 1I. Election of director to serve for a Mgmt For For one-year term expiring in 2021: J.H. QUIGLEY 1J. Election of director to serve for a Mgmt For For one-year term expiring in 2021: W.G. SCHRADER 2. Advisory approval of the compensation of Mgmt For For our named executive officers. 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as our independent registered public accountants for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: D. Scott Davis Mgmt For For 1F. Election of Director: Linnet F. Deily Mgmt For For 1G. Election of Director: Deborah Flint Mgmt For For 1H. Election of Director: Judd Gregg Mgmt For For 1I. Election of Director: Clive Hollick Mgmt For For 1J. Election of Director: Grace D. Lieblein Mgmt For For 1K. Election of Director: Raymond T. Odierno Mgmt For For 1L. Election of Director: George Paz Mgmt For For 1M. Election of Director: Robin L. Washington Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Approval of Independent Accountants. Mgmt For For 4. Let Shareholders Vote on Bylaw Amendments. Shr Against For 5. Report on Lobbying Activities and Shr Against For Expenditures. -------------------------------------------------------------------------------------------------------------------------- HUMANA INC. Agenda Number: 935136211 -------------------------------------------------------------------------------------------------------------------------- Security: 444859102 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: HUM ISIN: US4448591028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kurt J. Hilzinger Mgmt For For 1B. Election of Director: Frank J. Bisignano Mgmt For For 1C. Election of Director: Bruce D. Broussard Mgmt For For 1D. Election of Director: Frank A. D'Amelio Mgmt For For 1E. Election of Director: W. Roy Dunbar Mgmt For For 1F. Election of Director: Wayne A. I. Mgmt For For Frederick, M.D. 1G. Election of Director: John W. Garratt Mgmt For For 1H. Election of Director: David A. Jones, Jr. Mgmt For For 1I. Election of Director: Karen W. Katz Mgmt For For 1J. Election of Director: William J. McDonald Mgmt For For 1K. Election of Director: James J. O'Brien Mgmt For For 1L. Election of Director: Marissa T. Peterson Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. Non-binding advisory vote for the approval Mgmt For For of the compensation of the named executive officers as disclosed in the 2020 proxy statement. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 935158635 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James J. Goetz Mgmt For For 1B. Election of Director: Alyssa Henry Mgmt For For 1C. Election of Director: Omar Ishrak Mgmt For For 1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1E. Election of Director: Tsu-Jae King Liu Mgmt For For 1F. Election of Director: Gregory D. Smith Mgmt For For 1G. Election of Director: Robert ("Bob") H. Mgmt For For Swan 1H. Election of Director: Andrew Wilson Mgmt For For 1I. Election of Director: Frank D. Yeary Mgmt For For 2. Ratification of selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for 2020 3. Advisory vote to approve executive Mgmt For For compensation of our listed officers 4. Approval of amendment and restatement of Mgmt For For the 2006 Employee Stock Purchase Plan 5. Stockholder proposal on whether to allow Shr Against For stockholders to act by written consent, if properly presented at the meeting 6. Stockholder proposal requesting a report on Shr Against For the global median gender/racial pay gap, if properly presented at the meeting -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 15-May-2020 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For 1B. Election of Director: Charles R. Crisp Mgmt For For 1C. Election of Director: Duriya M. Farooqui Mgmt For For 1D. Election of Director: Jean-Marc Forneri Mgmt For For 1E. Election of Director: The Rt. Hon. the Lord Mgmt For For Hague of Richmond 1F. Election of Director: Hon. Frederick W. Mgmt For For Hatfield 1G. Election of Director: Thomas E. Noonan Mgmt For For 1H. Election of Director: Frederic V. Salerno Mgmt For For 1I. Election of Director: Jeffrey C. Sprecher Mgmt For For 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Vincent Tese Mgmt For For 2. To approve, by non-binding vote, the Mgmt For For advisory resolution on executive compensation for named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Agenda Number: 935141717 -------------------------------------------------------------------------------------------------------------------------- Security: 46120E602 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: ISRG ISIN: US46120E6023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Craig H. Barratt, Mgmt For For Ph.D. 1B. Election of Director: Joseph C. Beery Mgmt For For 1C. Election of Director: Gary S. Guthart, Mgmt For For Ph.D. 1D. Election of Director: Amal M. Johnson Mgmt For For 1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For 1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For 1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For 1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For 1I. Election of Director: Jami Dover Nachtsheim Mgmt For For 1J. Election of Director: Mark J. Rubash Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the Company's Named Executive Officers. 3. The ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. To approve the Company's Amended and Mgmt For For Restated 2010 Incentive Award Plan. 5. To approve the amendment of the Certificate Mgmt For For of Incorporation to adopt simple majority voting provisions. 6. To approve the amendment of the Certificate Mgmt For For of Incorporation to permit stockholders to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935137934 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election Of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. 4. Amendment to the Restated Certificate of Mgmt For For Incorporation to Permit Removal of Directors Without Cause. 5. Independent Board Chair Shr Against For 6. Report on Governance of Opioids-Related Shr Against For Risks -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935170833 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt For For 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Lee R. Raymond Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation 3. Ratification of independent registered Mgmt For For public accounting firm 4. Independent board chairman Shr Against For 5. Oil and gas company and project financing Shr Against For related to the Arctic and the Canadian oil sands 6. Climate change risk reporting Shr Against For 7. Amend shareholder written consent Shr Against For provisions 8. Charitable contributions disclosure Shr Against For 9. Gender/Racial pay equity Shr Against For -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 935174235 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: KEY ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce D. Broussard Mgmt For For 1B. Election of Director: Gary M. Crosby Mgmt For For 1C. Election of Director: Alexander M. Cutler Mgmt For For 1D. Election of Director: H. James Dallas Mgmt For For 1E. Election of Director: Elizabeth R. Gile Mgmt For For 1F. Election of Director: Ruth Ann M. Gillis Mgmt For For 1G. Election of Director: Christopher M. Gorman Mgmt For For 1H. Election of Director: Carlton L. Highsmith Mgmt For For 1I. Election of Director: Richard J. Hipple Mgmt For For 1J. Election of Director: Kristen L. Manos Mgmt For For 1K. Election of Director: Barbara R. Snyder Mgmt For For 1L. Election of Director: David K. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditor. 3. Advisory approval of executive Mgmt For For compensation. 4. Shareholder proposal seeking to reduce Shr Against For ownership threshold to call special shareholder meeting. -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 935159043 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard D. Kinder Mgmt For For 1B. Election of Director: Steven J. Kean Mgmt For For 1C. Election of Director: Kimberly A. Dang Mgmt For For 1D. Election of Director: Ted A. Gardner Mgmt For For 1E. Election of Director: Anthony W. Hall, Jr. Mgmt For For 1F. Election of Director: Gary L. Hultquist Mgmt For For 1G. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For 1H. Election of Director: Deborah A. Macdonald Mgmt For For 1I. Election of Director: Michael C. Morgan Mgmt For For 1J. Election of Director: Arthur C. Mgmt For For Reichstetter 1K. Election of Director: Fayez Sarofim Mgmt For For 1L. Election of Director: C. Park Shaper Mgmt For For 1M. Election of Director: William A. Smith Mgmt For For 1N. Election of Director: Joel V. Staff Mgmt For For 1O. Election of Director: Robert F. Vagt Mgmt For For 1P. Election of Director: Perry M. Waughtal Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935165933 -------------------------------------------------------------------------------------------------------------------------- Security: 50540R409 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: LH ISIN: US50540R4092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kerrii B. Anderson Mgmt For For 1B. Election of Director: Jean-Luc Belingard Mgmt For For 1C. Election of Director: Jeffrey A. Davis Mgmt For For 1D. Election of Director: D. Gary Gilliland, Mgmt For For M.D., Ph.D. 1E. Election of Director: Garheng Kong, M.D., Mgmt For For Ph.D. 1F. Election of Director: Peter M. Neupert Mgmt For For 1G. Election of Director: Richelle P. Parham Mgmt For For 1H. Election of Director: Adam H. Schechter Mgmt For For 1I. Election of Director: R. Sanders Williams, Mgmt For For M.D. 2. To approve, by non-binding vote, executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2020. 4. Shareholder proposal seeking the power for Shr Against For shareholders of 10% or more of our common stock to call a special shareholder meeting. -------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Agenda Number: 935081959 -------------------------------------------------------------------------------------------------------------------------- Security: 512807108 Meeting Type: Annual Meeting Date: 05-Nov-2019 Ticker: LRCX ISIN: US5128071082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sohail U. Ahmed Mgmt For For Timothy M. Archer Mgmt For For Eric K. Brandt Mgmt For For Michael R. Cannon Mgmt For For Youssef A. El-Mansy Mgmt For For Catherine P. Lego Mgmt For For Bethany J. Mayer Mgmt For For Abhijit Y. Talwalkar Mgmt For For Lih Shyng (Rick L) Tsai Mgmt For For Leslie F. Varon Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the named executive officers of Lam Research, or "Say on Pay." 3. Ratification of the appointment of the Mgmt For For independent registered public accounting firm for fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- LENNAR CORPORATION Agenda Number: 935133001 -------------------------------------------------------------------------------------------------------------------------- Security: 526057104 Meeting Type: Annual Meeting Date: 07-Apr-2020 Ticker: LEN ISIN: US5260571048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rick Beckwitt Mgmt For For 1B. Election of Director: Irving Bolotin Mgmt For For 1C. Election of Director: Steven L. Gerard Mgmt For For 1D. Election of Director: Tig Gilliam Mgmt For For 1E. Election of Director: Sherrill W. Hudson Mgmt For For 1F. Election of Director: Jonathan M. Jaffe Mgmt For For 1G. Election of Director: Sidney Lapidus Mgmt For For 1H. Election of Director: Teri P. McClure Mgmt For For 1I. Election of Director: Stuart Miller Mgmt For For 1J. Election of Director: Armando Olivera Mgmt For For 1K. Election of Director: Jeffrey Sonnenfeld Mgmt For For 1L. Election of Director: Scott Stowell Mgmt Against Against 2. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 935141983 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel F. Akerson Mgmt For For 1B. Election of Director: David B. Burritt Mgmt For For 1C. Election of Director: Bruce A. Carlson Mgmt For For 1D. Election of Director: Joseph F. Dunford, Mgmt For For Jr. 1E. Election of Director: James O. Ellis, Jr. Mgmt For For 1F. Election of Director: Thomas J. Falk Mgmt For For 1G. Election of Director: Ilene S. Gordon Mgmt For For 1H. Election of Director: Marillyn A. Hewson Mgmt For For 1I. Election of Director: Vicki A. Hollub Mgmt For For 1J. Election of Director: Jeh C. Johnson Mgmt For For 1K. Election of Director: Debra L. Reed-Klages Mgmt For For 1L. Election of Director: James D. Taiclet, Jr. Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Auditors for 2020. 3. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers (Say-on-Pay). 4. Management Proposal to Approve the Lockheed Mgmt For For Martin Corporation 2020 Incentive Performance Award Plan. 5. Stockholder Proposal to Adopt Stockholder Shr Against For Action By Written Consent. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 935180808 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 29-May-2020 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Angela F. Braly Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marvin R. Ellison Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Lisa W. Wardell Mgmt For For Eric C. Wiseman Mgmt For For 2. Advisory vote to approve Lowe's named Mgmt For For executive officer compensation in fiscal 2019. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2020. 4. Approve amendment to Bylaws reducing the Mgmt For For ownership threshold to call special shareholder meetings to 15% of outstanding shares. 5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For 6. Shareholder proposal to reduce the Shr Against For ownership threshold to call special shareholder meetings to 10% of outstanding shares. -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935136413 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chansoo Joung Mgmt For For Michael N. Mears Mgmt For For James R. Montague Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2020. -------------------------------------------------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Agenda Number: 935144333 -------------------------------------------------------------------------------------------------------------------------- Security: 56585A102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: MPC ISIN: US56585A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of an amendment to the company's Mgmt For For Restated Certificate of Incorporation to phase out the classified Board of Directors. 2A. Election of Class III Director: Steven A. Mgmt For For Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). 2B. Election of Class III Director: J. Michael Mgmt For For Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). 2C. Election of Class III Director: John P. Mgmt For For Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). 2D. Election of Class III Director: Susan Mgmt For For Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the company's independent auditor for 2020. 4. Approval, on an advisory basis, of the Mgmt For For company's named executive officer compensation. 5. Shareholder proposal seeking simple Shr For For majority vote provisions. 6. Shareholder proposal seeking a report on Shr Against For integrating community impacts into the company's executive compensation program. -------------------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935171277 -------------------------------------------------------------------------------------------------------------------------- Security: 571748102 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: MMC ISIN: US5717481023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Anthony K. Anderson Mgmt For For 1B. Election of Director: Oscar Fanjul Mgmt For For 1C. Election of Director: Daniel S. Glaser Mgmt For For 1D. Election of Director: H. Edward Hanway Mgmt For For 1E. Election of Director: Deborah C. Hopkins Mgmt For For 1F. Election of Director: Tamara Ingram Mgmt For For 1G. Election of Director: Jane H. Lute Mgmt For For 1H. Election of Director: Steven A. Mills Mgmt For For 1I. Election of Director: Bruce P. Nolop Mgmt For For 1J. Election of Director: Marc D. Oken Mgmt For For 1K. Election of Director: Morton O. Schapiro Mgmt For For 1L. Election of Director: Lloyd M. Yates Mgmt For For 1M. Election of Director: R. David Yost Mgmt For For 2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For Executive Officer Compensation 3. Ratification of Selection of Independent Mgmt For For Registered Public Accounting Firm 4. Approval of the Marsh & McLennan Companies, Mgmt For For Inc. 2020 Incentive and Stock Award Plan -------------------------------------------------------------------------------------------------------------------------- MASCO CORPORATION Agenda Number: 935174805 -------------------------------------------------------------------------------------------------------------------------- Security: 574599106 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: MAS ISIN: US5745991068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Keith J. Allman Mgmt For For 1b. Election of Director: J. Michael Losh Mgmt For For 1c. Election of Director: Christopher A. Mgmt For For O'Herlihy 1d. Election of Director: Charles K. Stevens, Mgmt For For III 2. To approve, by non-binding advisory vote, Mgmt For For the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935196332 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard Mgmt For For Haythornthwaite 1B. Election of Director: Ajay Banga Mgmt For For 1C. Election of Director: Richard K. Davis Mgmt For For 1D. Election of Director: Steven J. Freiberg Mgmt For For 1E. Election of Director: Julius Genachowski Mgmt For For 1F. Election of Director: Choon Phong Goh Mgmt For For 1G. Election of Director: Merit E. Janow Mgmt For For 1H. Election of Director: Oki Matsumoto Mgmt For For 1I. Election of Director: Youngme Moon Mgmt For For 1J. Election of Director: Rima Qureshi Mgmt For For 1K. Election of Director: Jose Octavio Reyes Mgmt For For Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt For For 1M. Election of Director: Jackson Tai Mgmt For For 1N. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 935171190 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For expiring in 2021: Lloyd Dean 1B. Election of Director for a one-year term Mgmt For For expiring in 2021: Robert Eckert 1C. Election of Director for a one-year term Mgmt For For expiring in 2021: Catherine Engelbert 1D. Election of Director for a one-year term Mgmt For For expiring in 2021: Margaret Georgiadis 1E. Election of Director for a one-year term Mgmt For For expiring in 2021: Enrique Hernandez, Jr. 1F. Election of Director for a one-year term Mgmt For For expiring in 2021: Christopher Kempczinski 1G. Election of Director for a one-year term Mgmt For For expiring in 2021: Richard Lenny 1H. Election of Director for a one-year term Mgmt For For expiring in 2021: John Mulligan 1I. Election of Director for a one-year term Mgmt For For expiring in 2021: Sheila Penrose 1J. Election of Director for a one-year term Mgmt For For expiring in 2021: John Rogers, Jr. 1K. Election of Director for a one-year term Mgmt For For expiring in 2021: Paul Walsh 1L. Election of Director for a one-year term Mgmt For For expiring in 2021: Miles White 2. Advisory vote to approve executive Mgmt For For compensation. 3. Advisory vote to approve the appointment of Mgmt For For Ernst & Young LLP as independent auditor for 2020. 4. Vote to approve the Company's Amended and Mgmt For For Restated 2012 Omnibus Stock Ownership Plan. 5. Advisory vote on a shareholder proposal Shr Against For requesting to change the thresholds to call special shareholder meetings, if properly presented. 6. Advisory vote on a shareholder proposal Shr Against For requesting the Board issue a report on sugar and public health, if properly presented. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935094336 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 06-Dec-2019 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard H. Anderson Mgmt For For 1B. Election of Director: Craig Arnold Mgmt For For 1C. Election of Director: Scott C. Donnelly Mgmt For For 1D. Election of Director: Andrea J. Goldsmith, Mgmt For For Ph.D. 1E. Election of Director: Randall J. Hogan, III Mgmt For For 1F. Election of Director: Omar Ishrak Mgmt For For 1G. Election of Director: Michael O. Leavitt Mgmt For For 1H. Election of Director: James T. Lenehan Mgmt For For 1I. Election of Director: Geoffrey S. Martha Mgmt For For 1J. Election of Director: Elizabeth G. Nabel, Mgmt For For M.D. 1K. Election of Director: Denise M. O'Leary Mgmt For For 1L. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve, in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). 4. To renew the Board's authority to issue Mgmt For For shares. 5. To renew the Board's authority to opt out Mgmt For For of pre-emption rights. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935176431 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Thomas R. Cech Mgmt For For 1C. Election of Director: Mary Ellen Coe Mgmt For For 1D. Election of Director: Pamela J. Craig Mgmt For For 1E. Election of Director: Kenneth C. Frazier Mgmt For For 1F. Election of Director: Thomas H. Glocer Mgmt For For 1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2020. 4. Shareholder proposal concerning shareholder Shr Against For right to act by written consent. 5. Shareholder proposal regarding allocation Shr Against For of corporate tax savings. -------------------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Agenda Number: 935112158 -------------------------------------------------------------------------------------------------------------------------- Security: 595112103 Meeting Type: Annual Meeting Date: 16-Jan-2020 Ticker: MU ISIN: US5951121038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert L. Bailey Mgmt For For 1.2 Election of Director: Richard M. Beyer Mgmt For For 1.3 Election of Director: Steven J. Gomo Mgmt For For 1.4 Election of Director: Mary Pat McCarthy Mgmt For For 1.5 Election of Director: Sanjay Mehrotra Mgmt For For 1.6 Election of Director: Robert E. Switz Mgmt For For 1.7 Election of Director: MaryAnn Wright Mgmt For For 2. To approve a non-binding resolution to Mgmt For For approve the compensation of our Named Executive Officers as described in the proxy statement. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending September 3, 2020. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 04-Dec-2019 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Shr Against For Gap -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lewis W.K. Booth Mgmt For For 1B. Election of Director: Charles E. Bunch Mgmt For For 1C. Election of Director: Debra A. Crew Mgmt For For 1D. Election of Director: Lois D. Juliber Mgmt For For 1E. Election of Director: Peter W. May Mgmt For For 1F. Election of Director: Jorge S. Mesquita Mgmt For For 1G. Election of Director: Fredric G. Reynolds Mgmt For For 1H Election of Director: Christiana S. Shi Mgmt For For 1I. Election of Director: Patrick T. Siewert Mgmt For For 1J. Election of Director: Michael A. Todman Mgmt For For 1K. Election of Director: Jean-Francois M. L. Mgmt For For van Boxmeer 1L. Election of Director: Dirk Van de Put Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. 4. Consider Employee Pay in Setting Chief Shr Against For Executive Officer Pay. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 935168725 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Elizabeth Corley Mgmt For For 1b. Election of Director: Alistair Darling Mgmt For For 1c. Election of Director: Thomas H. Glocer Mgmt For For 1d. Election of Director: James P. Gorman Mgmt For For 1e. Election of Director: Robert H. Herz Mgmt For For 1f. Election of Director: Nobuyuki Hirano Mgmt For For 1g. Election of Director: Stephen J. Luczo Mgmt For For 1h. Election of Director: Jami Miscik Mgmt For For 1i. Election of Director: Dennis M. Nally Mgmt For For 1j. Election of Director: Takeshi Ogasawara Mgmt For For 1k. Election of Director: Hutham S. Olayan Mgmt For For 1l. Election of Director: Mary L. Schapiro Mgmt For For 1m. Election of Director: Perry M. Traquina Mgmt For For 1n. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as independent auditor 3. To approve the compensation of executives Mgmt For For as disclosed in the proxy statement (non-binding advisory vote) -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935188412 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: NFLX ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Reed Mgmt For For Hastings 1B. Election of Class III Director: Jay C. Hoag Mgmt For For 1C. Election of Class III Director: Mathias Mgmt For For Dopfner 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory approval of the Company's Mgmt For For executive officer compensation. 4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For Plan. 5. Stockholder proposal regarding political Shr Against For disclosures, if properly presented at the meeting. 6. Stockholder proposal for simple majority Shr Against For vote, if properly presented at the meeting. 7. Stockholder proposal for EEO policy risk Shr Against For report, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 935066298 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Meeting Date: 19-Sep-2019 Ticker: NKE ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan B. Graf, Jr. Mgmt For For Peter B. Henry Mgmt For For Michelle A. Peluso Mgmt For For 2. To approve executive compensation by an Mgmt For For advisory vote. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- NOKIA CORPORATION Agenda Number: 935213328 -------------------------------------------------------------------------------------------------------------------------- Security: 654902204 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: NOK ISIN: US6549022043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 7. Adoption of the Annual Accounts Mgmt For For 8. Resolution on the use of the profit shown Mgmt For For on the balance sheet 9. Resolution on the discharge of the members Mgmt For For of the Board of Directors and the President and CEO from liability 10. Addressing the Remuneration Policy Mgmt For For 11. Resolution on the remuneration to the Mgmt For For members of the Board of Directors 12. Resolution on the number of members of the Mgmt For For Board of Directors 13. DIRECTOR Sari Baldauf Mgmt For For Bruce Brown Mgmt For For Thomas Dannenfeldt Mgmt For For Jeanette Horan Mgmt For For Edward Kozel Mgmt For For Elizabeth Nelson Mgmt For For Soren Skou Mgmt For For Carla Smits-Nusteling Mgmt For For Kari Stadigh Mgmt For For 14. Election of Auditor for the financial year Mgmt For For 2021 15. Resolution on the remuneration of the Mgmt For For Auditor 16. Authorization to the Board of Directors to Mgmt For For resolve to repurchase the Company's own shares 17. Authorization to the Board of Directors to Mgmt For For resolve to issue shares and special rights entitling to shares 18. Shareholder's proposal on amendment of the Shr Against For Articles of Association -------------------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Agenda Number: 935134356 -------------------------------------------------------------------------------------------------------------------------- Security: 665859104 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: NTRS ISIN: US6658591044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda Walker Bynoe Mgmt For For 1B. Election of Director: Susan Crown Mgmt For For 1C. Election of Director: Dean M. Harrison Mgmt For For 1D. Election of Director: Jay L. Henderson Mgmt For For 1E. Election of Director: Marcy S. Klevorn Mgmt For For 1F. Election of Director: Siddharth N. (Bobby) Mgmt For For Mehta 1G. Election of Director: Michael G. O'Grady Mgmt For For 1H. Election of Director: Jose Luis Prado Mgmt For For 1I. Election of Director: Thomas E. Richards Mgmt For For 1J. Election of Director: Martin P. Slark Mgmt Against Against 1K. Election of Director: David H. B. Smith, Mgmt For For Jr. 1L. Election of Director: Donald Thompson Mgmt For For 1M. Election of Director: Charles A. Tribbett Mgmt For For III 2. Approval, by an advisory vote, of the 2019 Mgmt For For compensation of the Corporation's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kathy J. Warden Mgmt For For 1B. Election of Director: Marianne C. Brown Mgmt For For 1C. Election of Director: Donald E. Felsinger Mgmt For For 1D. Election of Director: Ann M. Fudge Mgmt For For 1E. Election of Director: Bruce S. Gordon Mgmt For For 1F. Election of Director: William H. Hernandez Mgmt For For 1G. Election of Director: Madeleine A. Kleiner Mgmt For For 1H. Election of Director: Karl J. Krapek Mgmt For For 1I. Election of Director: Gary Roughead Mgmt For For 1J. Election of Director: Thomas M. Schoewe Mgmt For For 1K. Election of Director: James S. Turley Mgmt For For 1L. Election of Director: Mark A. Welsh III Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of the Company's Named Executive Officers. 3. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. 4. Shareholder proposal that the Company Shr Against For assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. 5. Shareholder proposal to move to a 3% Shr Against For ownership threshold for shareholders to request action by written consent. -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 935155487 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd J. Austin III Mgmt For For Patrick J. Dempsey Mgmt For For Christopher J. Kearney Mgmt For For Laurette T. Koellner Mgmt For For Joseph D. Rupp Mgmt For For Leon J. Topalian Mgmt For For John H. Walker Mgmt For For Nadja Y. West Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2020. 3. Approval, on an advisory basis, of Nucor's Mgmt For For named executive officer compensation in 2019. 4. Approval of the amendment and restatement Mgmt For For of the Nucor Corporation 2014 Omnibus Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935196445 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt For For 1B. Election of Director: Tench Coxe Mgmt For For 1C. Election of Director: Persis S. Drell Mgmt For For 1D. Election of Director: Jen-Hsun Huang Mgmt For For 1E. Election of Director: Dawn Hudson Mgmt For For 1F. Election of Director: Harvey C. Jones Mgmt For For 1G. Election of Director: Michael G. McCaffery Mgmt For For 1H. Election of Director: Stephen C. Neal Mgmt For For 1I. Election of Director: Mark L. Perry Mgmt For For 1J. Election of Director: A. Brooke Seawell Mgmt For For 1K. Election of Director: Mark A. Stevens Mgmt For For 2. Approval of our executive compensation. Mgmt For For 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. 4. Approval of an amendment and restatement of Mgmt For For our Amended and Restated 2007 Equity Incentive Plan. 5. Approval of an amendment and restatement of Mgmt For For our Amended and Restated 2012 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- ORANGE SA Agenda Number: 712492482 -------------------------------------------------------------------------------------------------------------------------- Security: F6866T100 Meeting Type: MIX Meeting Date: 19-May-2020 Ticker: ISIN: FR0000133308 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 362590 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202004242001102-50 O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2019, AS SHOWN IN THE ANNUAL ACCOUNTS O.4 AGREEMENTS REFERRED TO IN ARTICLES L.225-38 Mgmt For For AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.5 APPOINTMENT OF MR. FREDERIC SANCHEZ AS NEW Mgmt For For DIRECTOR O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For CHRISTEL HEYDEMANN AS DIRECTOR O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For BERNARD RAMANANTSOA AS DIRECTOR O.8 APPOINTMENT OF MRS. LAURENCE DALBOUSSIERE Mgmt For For AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR MR. THIERRY CHATELIER O.9 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE, PURSUANT TO SECTION II OF ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE O.10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. RAMON FERNANDEZ, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2019 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. GERVAIS PELLISSIER, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE O.13 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For CHAIRMAN AND CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE O.14 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE O.15 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For NON- EXECUTIVE DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY E.17 AMENDMENT TO ARTICLE 2 OF THE BYLAWS TO Mgmt For For INSERT THE PURPOSE OF THE COMPANY E.18 AMENDMENTS TO ARTICLES 13.1 AND 13.2 OF THE Mgmt For For BYLAWS CONCERNING THE ELECTION OF DIRECTORS ELECTED BY EMPLOYEES E.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO ALLOCATE FREE SHARES OF THE COMPANY TO THE BENEFIT OF EXECUTIVE CORPORATE OFFICERS AND CERTAIN EMPLOYEES OF THE ORANGE GROUP, RESULTING IN THE CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH THE ISSUANCE OF SHARES OR COMPLEX TRANSFERABLE SECURITIES, RESERVED FOR MEMBERS OF SAVINGS PLANS RESULTING IN THE CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS E.21 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For REDUCE THE CAPITAL BY CANCELLING SHARES E.22 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS IN Mgmt For For ORDER TO TAKE INTO ACCOUNT THE NOMINAL SHARES HELD DIRECTLY BY EMPLOYEES THE FREE ALLOCATION OF WHICH WAS AUTHORIZED BY THE EXTRAORDINARY GENERAL MEETING OF THE COMPANY PRIOR TO THE PUBLICATION OF LAW NO. 2015-990 OF 6 AUGUST 2015 FOR THE GROWTH, ACTIVITY AND EQUAL ECONOMIC OPPORTUNITIES O.23 PAYMENT IN SHARES OF INTERIM DIVIDENDS - Mgmt For For DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO DECIDE WHETHER OR NOT TO PROPOSE AN OPTION BETWEEN THE PAYMENT OF THE INTERIM DIVIDEND IN CASH OR IN SHARES O.24 POWER TO CARRY OUT FORMALITIES Mgmt For For A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL BY FCPE ORANGE ACTIONS: AMENDMENT TO THE SIXTEENTH RESOLUTION - AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER THE COMPANY SHARES B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL BY FCPE ORANGE ACTIONS: AMENDMENT TO ARTICLE 13 OF THE BY-LAWS ON THE PLURALITY OF MANDATES C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL BY FCPE ORANGE ACTIONS: AMENDMENT TO THE NINETEENTH RESOLUTION - AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE COMPANY SHARES FREE OF CHARGE FOR THE BENEFIT OF EXECUTIVE CORPORATE OFFICERS AND SOME OF THE ORANGE GROUP EMPLOYEES, ENTAILING CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL BY FCPE ORANGE ACTIONS: CAPITAL INCREASE IN CASH RESERVED FOR MEMBERS OF SAVINGS PLANS ENTAILING THE CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935148901 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Shona L. Brown Mgmt For For 1B. Election of Director: Cesar Conde Mgmt For For 1C. Election of Director: Ian Cook Mgmt For For 1D. Election of Director: Dina Dublon Mgmt For For 1E. Election of Director: Richard W. Fisher Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: David C. Page Mgmt For For 1I. Election of Director: Robert C. Pohlad Mgmt For For 1J. Election of Director: Daniel Vasella Mgmt For For 1K. Election of Director: Darren Walker Mgmt For For 1L. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Reduce Ownership Shr Against For Threshold to Call Special Shareholder Meetings. 5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For PUBLIC HEALTH. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 935138998 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald E. Blaylock Mgmt For For 1B. Election of Director: Albert Bourla Mgmt For For 1C. Election of Director: W. Don Cornwell Mgmt For For 1D. Election of Director: Joseph J. Echevarria Mgmt For For 1E. Election of Director: Scott Gottlieb Mgmt For For 1F. Election of Director: Helen H. Hobbs Mgmt For For 1G. Election of Director: Susan Hockfield Mgmt For For 1H. Election of Director: James M. Kilts Mgmt For For 1I. Election of Director: Dan R. Littman Mgmt For For 1J. Election of Director: Shantanu Narayen Mgmt For For 1K. Election of Director: Suzanne Nora Johnson Mgmt For For 1L. Election of Director: James Quincey Mgmt For For 1M. Election of Director: James C. Smith Mgmt For For 2. Ratify the selection of KPMG LLP as Mgmt For For independent registered public accounting firm for 2020 3. 2020 advisory approval of executive Mgmt For For compensation 4. Shareholder proposal regarding right to act Shr Against For by written consent 5. Shareholder proposal regarding enhancing Shr Against For proxy access 6. Shareholder proposal regarding report on Shr Against For lobbying activities 7. Shareholder proposal regarding independent Shr Against For chair policy 8. Shareholder proposal regarding gender pay Shr Against For gap 9. Election of Director: Susan Mgmt For For Desmond-Hellmann -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: PM ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andre Calantzopoulos Mgmt For For 1B. Election of Director: Louis C. Camilleri Mgmt For For 1C. Election of Director: Werner Geissler Mgmt For For 1D. Election of Director: Lisa A. Hook Mgmt For For 1E. Election of Director: Jennifer Li Mgmt For For 1F. Election of Director: Jun Makihara Mgmt For For 1G. Election of Director: Kalpana Morparia Mgmt For For 1H. Election of Director: Lucio A. Noto Mgmt For For 1I. Election of Director: Frederik Paulsen Mgmt For For 1J. Election of Director: Robert B. Polet Mgmt For For 2. Advisory Vote Approving Executive Mgmt For For Compensation 3. Ratification of the Selection of Mgmt For For Independent Auditors -------------------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273 -------------------------------------------------------------------------------------------------------------------------- Security: 723787107 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: PXD ISIN: US7237871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edison C. Buchanan Mgmt For For 1B. Election of Director: Andrew F. Cates Mgmt For For 1C. Election of Director: Phillip A. Gobe Mgmt For For 1D. Election of Director: Larry R. Grillot Mgmt For For 1E. Election of Director: Stacy P. Methvin Mgmt For For 1F. Election of Director: Royce W. Mitchell Mgmt For For 1G. Election of Director: Frank A. Risch Mgmt For For 1H. Election of Director: Scott D. Sheffield Mgmt For For 1I. Election of Director: Mona K. Sutphen Mgmt For For 1J. Election of Director: J. Kenneth Thompson Mgmt For For 1K. Election of Director: Phoebe A. Wood Mgmt For For 1L. Election of Director: Michael D. Wortley Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Agenda Number: 935135132 -------------------------------------------------------------------------------------------------------------------------- Security: 693506107 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: PPG ISIN: US6935061076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For IN THE CLASS WHOSE TERM EXPIRES IN 2023: STEPHEN F. ANGEL 1B. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For IN THE CLASS WHOSE TERM EXPIRES IN 2023: HUGH GRANT 1C. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For IN THE CLASS WHOSE TERM EXPIRES IN 2023: MELANIE L. HEALEY 2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: KATHLEEN A.LIGOCKI 3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS 4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS 6. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 935123783 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 10-Mar-2020 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark Fields Mgmt For For 1B. Election of Director: Jeffrey W. Henderson Mgmt For For 1C. Election of Director: Ann M. Livermore Mgmt For For 1D. Election of Director: Harish Manwani Mgmt For For 1E. Election of Director: Mark D. McLaughlin Mgmt For For 1F. Election of Director: Steve Mollenkopf Mgmt For For 1G. Election of Director: Clark T. Randt, Jr. Mgmt For For 1H. Election of Director: Irene B. Rosenfeld Mgmt For For 1I. Election of Director: Kornelis "Neil" Smit Mgmt For For 1J. Election of Director: Anthony J. Mgmt For For Vinciquerra 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. 3. To approve the amended and restated 2016 Mgmt For For Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. 4. To approve, on an advisory basis, our Mgmt For For executive compensation. 5. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on our executive compensation. -------------------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935192853 -------------------------------------------------------------------------------------------------------------------------- Security: V7780T103 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: RCL ISIN: LR0008862868 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John F. Brock Mgmt For For 1B. Election of Director: Richard D. Fain Mgmt For For 1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For 1D. Election of Director: William L. Kimsey Mgmt For For 1E. Election of Director: Maritza G. Montiel Mgmt For For 1F. Election of Director: Ann S. Moore Mgmt For For 1G. Election of Director: Eyal M. Ofer Mgmt For For 1H. Election of Director: William K. Reilly Mgmt For For 1I. Election of Director: Vagn O. Sorensen Mgmt For For 1J. Election of Director: Donald Thompson Mgmt For For 1K. Election of Director: Arne Alexander Mgmt For For Wilhelmsen 2. Advisory approval of the Company's Mgmt For For compensation of its named executive officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. 4. The shareholder proposal regarding Shr Against For political contributions disclosure. 5. The shareholder proposal regarding Shr Against For independent chair of the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935202402 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan. 3. Amendment and restatement of our 2004 Mgmt For For Employee Stock Purchase Plan. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. 5. An advisory vote to approve the fiscal 2020 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the Shr Against For ability of stockholders to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 01-Apr-2020 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick de La Mgmt For For Chevardiere 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: Olivier Le Peuch Mgmt For For 1D. Election of Director: Tatiana A. Mitrova Mgmt For For 1E. Election of Director: Lubna S. Olayan Mgmt For For 1F. Election of Director: Mark G. Papa Mgmt For For 1G. Election of Director: Leo Rafael Reif Mgmt For For 1H. Election of Director: Henri Seydoux Mgmt For For 1I. Election of Director: Jeff W. Sheets Mgmt For For 2. Approval of the advisory resolution to Mgmt For For approve our executive compensation. 3. Approval of our consolidated balance sheet Mgmt For For as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935196685 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Meeting Date: 17-Jun-2020 Ticker: NOW ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William R. McDermott Mgmt For For 1B. Election of Director: Anita M. Sands Mgmt For For 1C. Election of Director: Dennis M. Woodside Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers ("Say-on-Pay"). 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the independent registered public accounting firm for 2020. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation to declassify our Board of Directors. 5. To hold an advisory vote on the frequency Mgmt 1 Year For of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 711883517 -------------------------------------------------------------------------------------------------------------------------- Security: D69671218 Meeting Type: AGM Meeting Date: 05-Feb-2020 Ticker: ISIN: DE0007236101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting 21.01.2020. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORT FOR THE 2018/2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE REPORT 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 5,384,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 2,069,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR 139,318,058.10 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE DATE: FEBRUARY 10, 2020 3.A RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: J. KAESER 3.B RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: R. BUSCH 3.C RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: L. DAVIS 3.D RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: K. HELMRICH 3.E RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: J. KUGEL 3.F RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: C. NEIKE 3.G RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: M. SEN 3.H RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS: R. P. THOMAS 4.A RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: J. H. SNABE 4.B RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: B. STEINBORN 4.C RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: W. WENNING 4.D RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: W. BRANDT 4.E RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: M. DIEKMANN 4.F RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: A. FEHRMANN 4.G RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: R. HAHN 4.H RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: B. HALLER 4.I RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: R. KENSBOCK 4.J RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: H. KERN 4.K RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: J. KERNER 4.L RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: N. LEIBINGER-KAMMUELLER 4.M RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: B. POTIER 4.N RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: H. REIMER 4.O RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: N. REITHOFER 4.P RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: D. N. SHAFIK 4.Q RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: N. VON SIEMENS 4.R RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: M. SIGMUND 4.S RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: D. SIMON 4.T RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: M. ZACHERT 4.U RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD: G. ZUKUNFT 5 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: ERNST & YOUNG GMBH, STUTTGART 6 RESOLUTION ON THE APPROVAL OF THE Mgmt For For REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS: THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED. FURTHER DETAILS CAN BE FOUND ON THE COMPANY'S WEBSITE 7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For OWN SHARES: THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE BOARD OF MDS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO RETIRE THE SHARES, TO ISSUE THE SHARES TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND ITS AFFILIATES, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO USE THE SHARES FOR SATISFYING CONVERSION AND/OR OPTION RIGHTS 8 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For OWN SHARES USING DERIVATIVES: IN CONNECTION WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE OWN SHARES USING CALL AND PUT OPTIONS 9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE CREATION OF A CONTINGENT CAPITAL 2020, THE REVOCATION OF THE CONTINGENT CAPITAL 2010 AND 2015, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION. THE BOARD OF MDS SHALL BE AUTHORIZED TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS (COLLECTIVELY REFERRED TO IN THE FOLLOWING AS 'BONDS') OF UP TO EUR 15,000,000,000, CONFERRING CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, HOLDERS OF CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS. THE EXISTING CONTINGENT CAPITAL 2010 SHALL BE REVOKED. THE EXISTING CONTINGENT CAPITAL 2015 SHALL BE REVOKED. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 180,000,000 THROUGH THE ISSUE OF UP TO 60,000,000 REGISTERED NO-PAR SHARES, INSOFAR AS CONVERSION AND/OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2020) 10 RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For PROFIT TRANSFER AGREEMENT: THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY INTO THE COMMERCIAL REGISTER, SHALL BE APPROVED -------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Agenda Number: 935156516 -------------------------------------------------------------------------------------------------------------------------- Security: 83088M102 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: SWKS ISIN: US83088M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David J. Aldrich Mgmt For For 1B. Election of Director: Alan S. Batey Mgmt For For 1C. Election of Director: Kevin L. Beebe Mgmt For For 1D. Election of Director: Timothy R. Furey Mgmt For For 1E. Election of Director: Liam K. Griffin Mgmt For For 1F. Election of Director: Christine King Mgmt For For 1G. Election of Director: David P. McGlade Mgmt For For 1H. Election of Director: Robert A. Schriesheim Mgmt For For 1I. Election of Director: Kimberly S. Stevenson Mgmt For For 2. To ratify the selection by the Company's Mgmt For For Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as described in the Company's Proxy Statement. 4. To approve an amendment to the Company's Mgmt For For 2002 Employee Stock Purchase Plan, as Amended. 5. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. 6. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. 7. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. 8. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. 9. To approve a stockholder proposal regarding Shr Against For a right by stockholders to act by written consent. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935125066 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 18-Mar-2020 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt For For 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt For For 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 1M. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2020 4. EEO Policy Risk Report Shr Against For -------------------------------------------------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Agenda Number: 935145234 -------------------------------------------------------------------------------------------------------------------------- Security: 85571B105 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: STWD ISIN: US85571B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D. Bronson Mgmt For For Jeffrey G. Dishner Mgmt For For Camille J. Douglas Mgmt For For Solomon J. Kumin Mgmt For For Fred S. Ridley Mgmt For For Barry S. Sternlicht Mgmt For For Strauss Zelnick Mgmt For For 2. The approval on an advisory basis of the Mgmt For For Company's executive compensation. 3. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for the calendar year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION Agenda Number: 935153673 -------------------------------------------------------------------------------------------------------------------------- Security: 863667101 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: SYK ISIN: US8636671013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary K. Brainerd Mgmt For For 1B. Election of Director: Srikant M. Datar, Mgmt For For Ph.D. 1C. Election of Director: Roch Doliveux, DVM Mgmt For For 1D. Election of Director: Allan C. Golston(Lead Mgmt For For Independent Director) 1E. Election of Director: Kevin A. Mgmt For For Lobo(Chairman of the Board) 1F. Election of Director: Sherilyn S. McCoy Mgmt For For 1G. Election of Director: Andrew K. Silvernail Mgmt For For 1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For 1I. Election of Director: Ronda E. Stryker Mgmt For For 1J. Election of Director: Rajeev Suri Mgmt For For 2. Ratify appointment of Ernst & Young LLP as Mgmt For For our independent registered public accounting firm for 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Non-management employee representation on Mgmt Against For the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Agenda Number: 935058330 -------------------------------------------------------------------------------------------------------------------------- Security: 867914BP7 Meeting Type: Special Meeting Date: 30-Jul-2019 Ticker: ISIN: US867914BP72 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Amended Agreement and Plan Mgmt For For of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). 2. To approve, on an advisory (non-binding) Mgmt Against Against basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. 3. To adjourn the SunTrust special meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. -------------------------------------------------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Agenda Number: 935174095 -------------------------------------------------------------------------------------------------------------------------- Security: 87165B103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: SYF ISIN: US87165B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Margaret M. Keane Mgmt For For 1b. Election of Director: Fernando Aguirre Mgmt For For 1c. Election of Director: Paget L. Alves Mgmt For For 1d. Election of Director: Arthur W. Coviello, Mgmt For For Jr. 1e. Election of Director: William W. Graylin Mgmt For For 1f. Election of Director: Roy A. Guthrie Mgmt For For 1g. Election of Director: Richard C. Hartnack Mgmt For For 1h. Election of Director: Jeffrey G. Naylor Mgmt For For 1i. Election of Director: Laurel J. Richie Mgmt For For 1j. Election of Director: Olympia J. Snowe Mgmt For For 1k. Election of Director: Ellen M. Zane Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Selection of KPMG LLP as Mgmt For For Independent Registered Public Accounting firm of the Company for 2020 -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: TSM ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2019 Business Report and Mgmt For For Financial Statements 2) To revise the Procedures for Lending Funds Mgmt For For to Other Parties 3) DIRECTOR Yancey Hai Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TARGA RESOURCES CORP. Agenda Number: 935172320 -------------------------------------------------------------------------------------------------------------------------- Security: 87612G101 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: TRGP ISIN: US87612G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Charles R. Crisp Mgmt For For 1.2 Election of Director: Laura C. Fulton Mgmt For For 1.3 Election of Director: James W. Whalen Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 935196293 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1B. Election of Director: George S. Barrett Mgmt For For 1C. Election of Director: Brian C. Cornell Mgmt For For 1D. Election of Director: Calvin Darden Mgmt For For 1E. Election of Director: Robert L. Edwards Mgmt For For 1F. Election of Director: Melanie L. Healey Mgmt For For 1G. Election of Director: Donald R. Knauss Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Mary E. Minnick Mgmt For For 1J. Election of Director: Kenneth L. Salazar Mgmt For For 1K. Election of Director: Dmitri L. Stockton Mgmt For For 2. Company proposal to ratify the appointment Mgmt For For of Ernst & Young LLP as our independent registered public accounting firm. 3. Company proposal to approve, on an advisory Mgmt For For basis, our executive compensation (Say on Pay). 4. Company proposal to approve the Target Mgmt For For Corporation 2020 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- TELEFLEX INCORPORATED Agenda Number: 935164335 -------------------------------------------------------------------------------------------------------------------------- Security: 879369106 Meeting Type: Annual Meeting Date: 01-May-2020 Ticker: TFX ISIN: US8793691069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: George Babich, Jr. Mgmt For For 1B. Election of Director: Gretchen R. Haggerty Mgmt For For 1C. Election of Director: Liam J. Kelly Mgmt For For 2. Approval, on an advisory basis, of named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935134940 -------------------------------------------------------------------------------------------------------------------------- Security: 064058100 Meeting Type: Annual Meeting Date: 15-Apr-2020 Ticker: BK ISIN: US0640581007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda Z. Cook Mgmt For For 1B. Election of Director: Joseph J. Echevarria Mgmt For For 1C. Election of Director: Thomas P. "Todd" Mgmt For For Gibbons 1D. Election of Director: Jeffrey A. Goldstein Mgmt For For 1E. Election of Director: Edmund F. "Ted" Kelly Mgmt For For 1F. Election of Director: Jennifer B. Morgan Mgmt For For 1G. Election of Director: Elizabeth E. Robinson Mgmt For For 1H. Election of Director: Samuel C. Scott III Mgmt For For 1I. Election of Director: Frederick O. Terrell Mgmt For For 1J. Election of Director: Alfred W. "Al" Zollar Mgmt For For 2. Advisory resolution to approve the 2019 Mgmt For For compensation of our named executive officers. 3. Ratification of KPMG LLP as our independent Mgmt For For auditor for 2020. 4. Stockholder proposal regarding pay equity Shr Against For report. 5. Stockholder proposal regarding stockholder Shr Against For vote on bylaw and charter amendments. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 935140575 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Bradway Mgmt For For 1B. Election of Director: David L. Calhoun Mgmt For For 1C. Election of Director: Arthur D. Collins Jr. Mgmt For For 1D. Election of Director: Edmund P. Mgmt For For Giambastiani Jr. 1E. Election of Director: Lynn J. Good Mgmt For For 1F. Election of Director: Nikki R. Haley Mgmt Abstain Against 1G. Election of Director: Akhil Johri Mgmt For For 1H. Election of Director: Lawrence W. Kellner Mgmt For For 1I. Election of Director: Caroline B. Kennedy Mgmt For For 1J. Election of Director: Steven M. Mollenkopf Mgmt For For 1K. Election of Director: John M. Richardson Mgmt For For 1L. Election of Director: Susan C. Schwab Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt For For 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. 3. Ratify the Appointment of Deloitte & Touche Mgmt For For LLP as Independent Auditor for 2020. 4. Disclosure of Director Skills, Ideological Shr Against For Perspectives, and Experience and Minimum Director Qualifications. 5. Additional Report on Lobbying Activities. Shr Against For 6. Policy Requiring Independent Board Shr Against For Chairman. 7. Written Consent. Shr Against For 8. Mandatory Retention of Significant Stock by Shr Against For Executives. 9. Additional Disclosure of Compensation Shr Against For Adjustments. -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William S. Haraf Mgmt For For 1B. Election of Director: Frank C. Herringer Mgmt For For 1C. Election of Director: Roger O. Walther Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as independent auditors 3. Advisory vote to approve named executive Mgmt For For officer compensation 4. Approve the 2013 Stock Incentive Plan as Mgmt For For Amended and Restated 5. Approve the Amended and Restated Bylaws to Mgmt For For adopt a proxy access bylaw for director nominations by stockholders 6. Stockholder Proposal requesting annual Shr Against For disclosure of EEO-1 data 7. Stockholder Proposal requesting disclosure Shr Against For of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091 -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Special Meeting Date: 04-Jun-2020 Ticker: SCHW ISIN: US8085131055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of Schwab common Mgmt For For shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. 2. Approve an amendment to the Schwab charter Mgmt For For to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. 3. Approve a proposal that will give the Mgmt For For Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935136285 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Botin Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr Against For health. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Drew G. Faust Mgmt For For 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt For For 1E. Election of Director: Lakshmi N. Mittal Mgmt For For 1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation (Say on Pay). 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as our Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act Shr Against For by Written Consent. 5. Shareholder Proposal Regarding Board Shr Against For Oversight of the "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935172130 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt For For 1B. Election of Director: Ari Bousbib Mgmt For For 1C. Election of Director: Jeffery H. Boyd Mgmt For For 1D. Election of Director: Gregory D. Brenneman Mgmt For For 1E. Election of Director: J. Frank Brown Mgmt For For 1F. Election of Director: Albert P. Carey Mgmt For For 1G. Election of Director: Helena B. Foulkes Mgmt For For 1H. Election of Director: Linda R. Gooden Mgmt For For 1I. Election of Director: Wayne M. Hewett Mgmt For For 1J. Election of Director: Manuel Kadre Mgmt For For 1K. Election of Director: Stephanie C. Linnartz Mgmt For For 1L. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG LLP Mgmt For For 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay") 4. Shareholder Proposal Regarding Amendment of Shr Against For Shareholder Written Consent Right 5. Shareholder Proposal Regarding EEO-1 Shr Against For Disclosure 6. Shareholder Proposal Regarding Executive Shr Against For Ownership Guidelines 7. Shareholder Proposal Regarding Shr Against For Electioneering Contributions Congruency Analysis -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 08-Oct-2019 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Francis S. Blake Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Amy L. Chang Mgmt For For 1D. Election of Director: Scott D. Cook Mgmt For For 1E. Election of Director: Joseph Jimenez Mgmt For For 1F. Election of Director: Terry J. Lundgren Mgmt For For 1G. Election of Director: Christine M. McCarthy Mgmt For For 1H. Election of Director: W. James McNerney, Mgmt For For Jr. 1I. Election of Director: Nelson Peltz Mgmt For For 1J. Election of Director: David S. Taylor Mgmt For For 1K. Election of Director: Margaret C. Whitman Mgmt For For 1L. Election of Director: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve the Company's Mgmt For For Executive Compensation (the "Say on Pay" vote) 4. Approval of The Procter & Gamble 2019 Stock Mgmt For For and Incentive Compensation Plan -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 935195633 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Zein Abdalla Mgmt For For 1B. Election of Director: Alan M. Bennett Mgmt For For 1C. Election of Director: Rosemary T. Berkery Mgmt For For 1D. Election of Director: David T. Ching Mgmt For For 1E. Election of Director: Ernie Herrman Mgmt For For 1F. Election of Director: Michael F. Hines Mgmt For For 1G. Election of Director: Amy B. Lane Mgmt For For 1H. Election of Director: Carol Meyrowitz Mgmt For For 1I. Election of Director: Jackwyn L. Nemerov Mgmt For For 1J. Election of Director: John F. O'Brien Mgmt For For 1K. Election of Director: Willow B. Shire Mgmt For For 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 3. Advisory approval of TJX's executive Mgmt For For compensation (the say-on-pay vote) 4. Shareholder proposal for a report on Shr Against For reduction in chemical footprint 5. Shareholder proposal for a report on animal Shr Against For welfare 6. Shareholder proposal for setting target Shr Against For amounts for CEO compensation 7. Shareholder proposal for disclosure Shr Against For regarding executive share retention -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935125648 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 11-Mar-2020 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Francis A. deSouza Mgmt For For 1E. Election of Director: Michael B.G. Froman Mgmt For For 1F. Election of Director: Robert A. Iger Mgmt For For 1G. Election of Director: Maria Elena Mgmt For For Lagomasino 1H. Election of Director: Mark G. Parker Mgmt For For 1I. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. 3. To approve the advisory resolution on Mgmt For For executive compensation. 4. To approve an amendment to the Company's Mgmt For For Amended and Restated 2011 Stock Incentive Plan. 5. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935140094 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan S. Armstrong Mgmt For For 1B. Election of Director: Stephen W. Bergstrom Mgmt For For 1C. Election of Director: Nancy K. Buese Mgmt For For 1D. Election of Director: Stephen I. Chazen Mgmt For For 1E. Election of Director: Charles I. Cogut Mgmt For For 1F. Election of Director: Michael A. Creel Mgmt For For 1G. Election of Director: Vicki L. Fuller Mgmt For For 1H. Election of Director: Peter A. Ragauss Mgmt For For 1I. Election of Director: Scott D. Sheffield Mgmt For For 1J. Election of Director: Murray D. Smith Mgmt For For 1K. Election of Director: William H. Spence Mgmt For For 2. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Incentive Plan. 3. Approval of the Amendment to The Williams Mgmt For For Companies, Inc. 2007 Employee Stock Purchase Plan. 4. Approval, by nonbinding advisory vote, of Mgmt For For the Company's executive compensation. 5. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc N. Casper Mgmt For For 1B. Election of Director: Nelson J. Chai Mgmt For For 1C. Election of Director: C. Martin Harris Mgmt For For 1D. Election of Director: Tyler Jacks Mgmt For For 1E. Election of Director: Judy C. Lewent Mgmt For For 1F. Election of Director: Thomas J. Lynch Mgmt For For 1G. Election of Director: Jim P. Manzi Mgmt For For 1H. Election of Director: James C. Mullen Mgmt For For 1I. Election of Director: Lars R. Sorensen Mgmt For For 1J. Election of Director: Debora L. Spar Mgmt For For 1K. Election of Director: Scott M. Sperling Mgmt For For 1L. Election of Director: Dion J. Weisler Mgmt For For 2. An advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 935137085 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warner L. Baxter Mgmt For For 1B. Election of Director: Dorothy J. Bridges Mgmt For For 1C. Election of Director: Elizabeth L. Buse Mgmt For For 1D. Election of Director: Marc N. Casper Mgmt For For 1E. Election of Director: Andrew Cecere Mgmt For For 1F. Election of Director: Kimberly J. Harris Mgmt For For 1G. Election of Director: Roland A. Hernandez Mgmt For For 1H. Election of Director: Olivia F. Kirtley Mgmt For For 1I. Election of Director: Karen S. Lynch Mgmt For For 1J. Election of Director: Richard P. McKenney Mgmt For For 1K. Election of Director: Yusuf I. Mehdi Mgmt For For 1L. Election of Director: John P. Wiehoff Mgmt For For 1M. Election of Director: Scott W. Wine Mgmt For For 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent auditor for the 2020 fiscal year. 3. An advisory vote to approve the Mgmt For For compensation of our executives disclosed in this proxy statement. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935158407 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrew H. Card Jr. Mgmt For For 1B. Election of Director: William J. DeLaney Mgmt For For 1C. Election of Director: David B. Dillon Mgmt For For 1D. Election of Director: Lance M. Fritz Mgmt For For 1E. Election of Director: Deborah C. Hopkins Mgmt For For 1F. Election of Director: Jane H. Lute Mgmt For For 1G. Election of Director: Michael R. McCarthy Mgmt For For 1H. Election of Director: Thomas F. McLarty III Mgmt For For 1I. Election of Director: Bhavesh V. Patel Mgmt For For 1J. Election of Director: Jose H. Villarreal Mgmt For For 1K. Election of Director: Christopher J. Mgmt For For Williams 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for 2020. 3. An advisory vote to approve executive Mgmt For For compensation ("Say on Pay"). 4. Shareholder proposal regarding Independent Shr Against For Chairman if properly presented at the Annual Meeting. 5. Shareholder proposal regarding Climate Shr Against For Assessment Report if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 01-Jun-2020 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Stephen J. Hemsley Mgmt For For 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt For For M.D. 1H. Election of Director: Glenn M. Renwick Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Gail R. Wilensky, Mgmt For For Ph.D. 2. Advisory approval of the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 4. Approval of the UnitedHealth Group 2020 Mgmt For For Stock Incentive Plan. 5. If properly presented at the 2020 Annual Shr Against For Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: VRTX ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sangeeta Bhatia Mgmt For For 1B. Election of Director: Lloyd Carney Mgmt For For 1C. Election of Director: Alan Garber Mgmt For For 1D. Election of Director: Terrence Kearney Mgmt For For 1E. Election of Director: Reshma Kewalramani Mgmt For For 1F. Election of Director: Yuchun Lee Mgmt For For 1G. Election of Director: Jeffrey Leiden Mgmt For For 1H. Election of Director: Margaret McGlynn Mgmt For For 1I. Election of Director: Diana McKenzie Mgmt For For 1J. Election of Director: Bruce Sachs Mgmt For For 2. Ratification of Ernst & Young LLP as our Mgmt For For independent Registered Public Accounting firm for the year ending December 31, 2020. 3. Advisory vote on named executive officer Mgmt For For compensation. 4. Shareholder proposal, if properly presented Shr Against For at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935113807 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 28-Jan-2020 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd A. Carney Mgmt For For 1B. Election of Director: Mary B. Cranston Mgmt For For 1C. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1E. Election of Director: Ramon L. Laguarta Mgmt For For 1F. Election of Director: John F. Lundgren Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Denise M. Morrison Mgmt For For 1I. Election of Director: Suzanne Nora Johnson Mgmt For For 1J. Election of Director: John A. C. Swainson Mgmt For For 1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935114823 -------------------------------------------------------------------------------------------------------------------------- Security: 931427108 Meeting Type: Annual Meeting Date: 30-Jan-2020 Ticker: WBA ISIN: US9314271084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jose E. Almeida Mgmt For For 1B. Election of Director: Janice M. Babiak Mgmt For For 1C. Election of Director: David J. Brailer Mgmt For For 1D. Election of Director: William C. Foote Mgmt For For 1E. Election of Director: Ginger L. Graham Mgmt For For 1F. Election of Director: John A. Lederer Mgmt For For 1G. Election of Director: Dominic P. Murphy Mgmt For For 1H. Election of Director: Stefano Pessina Mgmt For For 1I. Election of Director: Nancy M. Schlichting Mgmt For For 1J. Election of Director: James A. Skinner Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for fiscal year 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Stockholder proposal requesting an Shr Against For independent Board Chairman. 5. Proposal Withdrawn Shr Against 6. Stockholder proposal regarding the Shr Against For ownership threshold for calling special meetings of stockholders. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935192726 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: S. Robson Walton Mgmt For For 1K. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants 4. Approval of the Amendment to the ASDA Mgmt For For Sharesave Plan 2000 5. Report on Impacts of Single-Use Plastic Shr Against For Bags 6. Report on Supplier Antibiotics Use Shr Against For Standards 7. Policy to Include Hourly Associates as Shr Against For Director Candidates 8. Report on Strengthening Prevention of Shr Against For Workplace Sexual Harassment -------------------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL PLC Agenda Number: 935205345 -------------------------------------------------------------------------------------------------------------------------- Security: G48833118 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: WFTLF ISIN: IE00BLNN3691 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas R. Bates, Jr. Mgmt For For 1B. Election of Director: John F. Glick Mgmt For For 1C. Election of Director: Neal P. Goldman Mgmt For For 1D. Election of Director: Gordon T. Hall Mgmt For For 1E. Election of Director: Mark A. McCollum Mgmt Abstain Against 1F. Election of Director: Jacqueline C. Mgmt For For Mutschler 1G. Election of Director: Charles M. Sledge Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm and auditor for the financial year ending December 31, 2020 and KPMG Chartered Accountants, Dublin, as the Company's statutory auditor under Irish law to hold office until the close of the 2021 AGM, and to authorize the Board of Directors of the Company, acting through the Audit Committee, to determine the auditors remuneration. 3. To approve, in an advisory vote, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- WELLTOWER INC. Agenda Number: 935150021 -------------------------------------------------------------------------------------------------------------------------- Security: 95040Q104 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: WELL ISIN: US95040Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kenneth J. Bacon Mgmt For For 1B. Election of Director: Thomas J. DeRosa Mgmt For For 1C. Election of Director: Karen B. DeSalvo Mgmt For For 1D. Election of Director: Jeffrey H. Donahue Mgmt For For 1E. Election of Director: Sharon M. Oster Mgmt For For 1F. Election of Director: Sergio D. Rivera Mgmt For For 1G. Election of Director: Johnese M. Spisso Mgmt For For 1H. Election of Director: Kathryn M. Sullivan Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2020. 3. The approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers as disclosed in the 2020 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda Number: 935055194 -------------------------------------------------------------------------------------------------------------------------- Security: 983919101 Meeting Type: Annual Meeting Date: 08-Aug-2019 Ticker: XLNX ISIN: US9839191015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dennis Segers Mgmt For For 1b. Election of Director: Raman K. Chitkara Mgmt For For 1c. Election of Director: Saar Gillai Mgmt For For 1d. Election of Director: Ronald S. Jankov Mgmt For For 1e. Election of Director: Mary Louise Krakauer Mgmt For For 1f. Election of Director: Thomas H. Lee Mgmt For For 1g. Election of Director: J. Michael Patterson Mgmt For For 1h. Election of Director: Victor Peng Mgmt For For 1i. Election of Director: Marshall C. Turner Mgmt For For 1j. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Proposal to approve an amendment to the Mgmt For For Company's 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares. 3. Proposal to approve an amendment to the Mgmt For For Company's 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares. 4. Proposal to approve, on an advisory basis, Mgmt For For the compensation of the Company's named executive officers. 5. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as the Company's independent registered accounting firm for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 935149509 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Annual Meeting Date: 01-May-2020 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jerry C. Atkin Mgmt For For 1B. Election of Director: Gary L. Crittenden Mgmt For For 1C. Election of Director: Suren K. Gupta Mgmt For For 1D. Election of Director: J. David Heaney Mgmt For For 1E. Election of Director: Vivian S. Lee Mgmt For For 1F. Election of Director: Scott J. McLean Mgmt For For 1G. Election of Director: Edward F. Murphy Mgmt For For 1H. Election of Director: Stephen D. Quinn Mgmt For For 1I. Election of Director: Harris H. Simmons Mgmt For For 1J. Election of Director: Aaron B. Skonnard Mgmt For For 1K. Election of Director: Barbara A. Yastine Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm to audit the Bank's financial statements for the current fiscal year. 3. Approval, on a nonbinding advisory basis, Mgmt For For of the compensation paid to the Bank's named executive officers with respect to fiscal year ended December 31, 2020. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CALAMOS STRATEGIC TOTAL RETURN FUND By (Signature) /s/ John P. Calamos, Sr. Name John P. Calamos, Sr. Title President Date 08/26/2020