0001275168-23-000096.txt : 20230517 0001275168-23-000096.hdr.sgml : 20230517 20230517100323 ACCESSION NUMBER: 0001275168-23-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allbaugh Larry Eugene CENTRAL INDEX KEY: 0001855823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40379 FILM NUMBER: 23929888 MAIL ADDRESS: STREET 1: 3100 ZINFANDEL DRIVE, SUITE 100 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 FORMER NAME: FORMER CONFORMED NAME: Allbaugh Lawrence Eugene DATE OF NAME CHANGE: 20210408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIVE STAR BANCORP CENTRAL INDEX KEY: 0001275168 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 753100966 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 ZINFANDEL DRIVE STREET 2: SUITE 100 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 916-626-5000 MAIL ADDRESS: STREET 1: 3100 ZINFANDEL DRIVE STREET 2: SUITE 100 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 4 1 wf-form4_168433219082108.xml FORM 4 X0407 4 2023-05-15 0 0001275168 FIVE STAR BANCORP FSBC 0001855823 Allbaugh Larry Eugene C/O FIVE STAR BANCORP 3100 ZINFANDEL DRIVE, SUITE 100 RANCHO CORDOVA CA 95670 1 0 1 0 0 Common Stock 2023-05-15 4 P 0 10000 18.33 A 895835 I OAT Trustee Common Stock 2023-05-15 4 P 0 2308 18.19 A 10000 I Buzz Oates LLC Affiliate Common Stock 410695 I K Oates-Fairrington QSST Trustee Common Stock 410695 I P Oates QSST Trustee Common Stock 410695 I M Applegate QSST Trustee Common Stock 410695 I J Oates-Holt QSST Trustee Common Stock 476886 I By self as Trustee As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee. Reflects an adjustment of 7,692 additional shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares were previously reported as being held by other entities with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of fewer shares held by such entities. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment. Shares are held by Buzz Oates LLC, of which Mr. Allbaugh has significant influence. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC. Reflects an adjustment of 1,923 fewer shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares are now reported as being held by Buzz Oates LLC, with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of additional shares by Buzz Oates LLC. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment. Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee. Includes 1,262 unvested shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan with all shares scheduled to vest on December 31, 2023, provided the reporting person, Mr. Allbaugh, remains as a director with Five Star Bancorp on that date. Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee. /s/ Larry E. Allbaugh, by Heather C. Luck, Attorney-in-Fact 2023-05-17