0001275168-23-000096.txt : 20230517
0001275168-23-000096.hdr.sgml : 20230517
20230517100323
ACCESSION NUMBER: 0001275168-23-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230517
DATE AS OF CHANGE: 20230517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allbaugh Larry Eugene
CENTRAL INDEX KEY: 0001855823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40379
FILM NUMBER: 23929888
MAIL ADDRESS:
STREET 1: 3100 ZINFANDEL DRIVE, SUITE 100
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95670
FORMER NAME:
FORMER CONFORMED NAME: Allbaugh Lawrence Eugene
DATE OF NAME CHANGE: 20210408
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIVE STAR BANCORP
CENTRAL INDEX KEY: 0001275168
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 753100966
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3100 ZINFANDEL DRIVE
STREET 2: SUITE 100
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95670
BUSINESS PHONE: 916-626-5000
MAIL ADDRESS:
STREET 1: 3100 ZINFANDEL DRIVE
STREET 2: SUITE 100
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95670
4
1
wf-form4_168433219082108.xml
FORM 4
X0407
4
2023-05-15
0
0001275168
FIVE STAR BANCORP
FSBC
0001855823
Allbaugh Larry Eugene
C/O FIVE STAR BANCORP
3100 ZINFANDEL DRIVE, SUITE 100
RANCHO CORDOVA
CA
95670
1
0
1
0
0
Common Stock
2023-05-15
4
P
0
10000
18.33
A
895835
I
OAT Trustee
Common Stock
2023-05-15
4
P
0
2308
18.19
A
10000
I
Buzz Oates LLC Affiliate
Common Stock
410695
I
K Oates-Fairrington QSST Trustee
Common Stock
410695
I
P Oates QSST Trustee
Common Stock
410695
I
M Applegate QSST Trustee
Common Stock
410695
I
J Oates-Holt QSST Trustee
Common Stock
476886
I
By self as Trustee
As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee.
Reflects an adjustment of 7,692 additional shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares were previously reported as being held by other entities with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of fewer shares held by such entities. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment.
Shares are held by Buzz Oates LLC, of which Mr. Allbaugh has significant influence. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC.
Reflects an adjustment of 1,923 fewer shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares are now reported as being held by Buzz Oates LLC, with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of additional shares by Buzz Oates LLC. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment.
Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Includes 1,262 unvested shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan with all shares scheduled to vest on December 31, 2023, provided the reporting person, Mr. Allbaugh, remains as a director with Five Star Bancorp on that date.
Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee.
/s/ Larry E. Allbaugh, by Heather C. Luck, Attorney-in-Fact
2023-05-17