0001275158-20-000111.txt : 20200826
0001275158-20-000111.hdr.sgml : 20200826
20200826161616
ACCESSION NUMBER: 0001275158-20-000111
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200817
FILED AS OF DATE: 20200826
DATE AS OF CHANGE: 20200826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catterton-Noodles Holdings, LLC
CENTRAL INDEX KEY: 0001821968
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 201137371
BUSINESS ADDRESS:
STREET 1: 599 W PUTNAM AVE
STREET 2: STE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (203) 629-4901
MAIL ADDRESS:
STREET 1: 599 W PUTNAM AVE
STREET 2: STE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOODLES & Co
CENTRAL INDEX KEY: 0001275158
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841303469
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7202141921
MAIL ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NOODLES & CO
DATE OF NAME CHANGE: 20040102
3/A
1
wf-form3a_159847296220480.xml
FORM 3/A
X0206
3/A
2020-08-17
2020-08-21
0
0001275158
NOODLES & Co
NDLS
0001821968
Catterton-Noodles Holdings, LLC
599 WEST PUTNAM AVENUE
SUITE 200
GREENWICH
CT
06831
0
0
1
0
Class A Common Stock
4222476
D
Warrants to Purchase Class A Common Stock
4.35
2017-08-09
2022-02-09
Class A Common Stock
1913793.0
I
(2)
On August 17, 2020, Catterton-Noodles, LLC ("Catterton Noodles") made a pro rata distribution of 6,224,987 shares of Class A Common Stock, constituting all of the shares of Class A Common Stock for which it was the holder of record, to its members (the "Distribution"). Upon completion of the Distribution, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") is the holder of record of 4,222,476 shares of Class A Common Stock.
Catterton Noodles holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock held by Catterton Noodles. Catterton Noodles Holdings may be deemed to beneficially own such warrants.
This Form 3/A is being filed solely to correct the number of shares held of record by Catterton Noodles Holdings following the Distribution.
Scott A. Dahnke (Authorized Person for Catterton-Noodles Holdings, LLC)
2020-08-26