0001275158-20-000107.txt : 20200821 0001275158-20-000107.hdr.sgml : 20200821 20200821161548 ACCESSION NUMBER: 0001275158-20-000107 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catterton-Noodles Holdings, LLC CENTRAL INDEX KEY: 0001821968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 201123570 BUSINESS ADDRESS: STREET 1: 599 W PUTNAM AVE STREET 2: STE 200 CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 W PUTNAM AVE STREET 2: STE 200 CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841303469 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 3 1 wf-form3_159804093371954.xml FORM 3 X0206 3 2020-08-17 0 0001275158 NOODLES & Co NDLS 0001821968 Catterton-Noodles Holdings, LLC 599 WEST PUTNAM AVENUE SUITE 200 GREENWICH CT 06831 0 0 1 0 Class A Common Stock 4606337 D Warrants to Purchase Class A Common Stock 4.35 2017-08-09 2022-02-09 Class A Common Stock 1913793.0 I (2) On August 17, 2020, Catterton-Noodles, LLC ("Catterton Noodles") made a pro rata distribution of 6,224,987 shares of Class A Common Stock, constituting all of the shares of Class A Common Stock for which it was the holder of record, to its members (the "Distribution"). Upon completion of the Distribution, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") is the holder of record of 4,606,337 shares of Class A Common Stock. Catterton Noodles holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock held by Catterton Noodles. Catterton Noodles Holdings may be deemed to beneficially own such warrants. Scott A. Dahnke (Authorized Person for Catterton-Noodles Holdings, LLC) 2020-08-21