0001275158-19-000049.txt : 20190528
0001275158-19-000049.hdr.sgml : 20190528
20190528180751
ACCESSION NUMBER: 0001275158-19-000049
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190528
DATE AS OF CHANGE: 20190528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dahnke Scott Arnold
CENTRAL INDEX KEY: 0001545446
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 19858972
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOODLES & Co
CENTRAL INDEX KEY: 0001275158
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841303469
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7202141921
MAIL ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NOODLES & CO
DATE OF NAME CHANGE: 20040102
4/A
1
wf-form4a_155908125529520.xml
FORM 4/A
X0306
4/A
2019-05-15
2019-05-16
0
0001275158
NOODLES & Co
NDLS
0001545446
Dahnke Scott Arnold
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Class A Common Stock
2019-05-15
4
J
0
6594
0
A
41672
I
See Footnote
This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly.
This grant is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3(d) of the Exchange Act, as the Restricted Stock Units ("RSUs") were granted pursuant to a plan approved by the board of directors of Noodles & Company (the "Company").
Grant of RSUs to Catterton Management Company, L.L.C., constituting half of Andrew Taub's annual compensation for serving as a member of the Company's board of directors, which Mr. Taub was legally obligated to direct to Catterton Management Company, L.L.C. Mr. Taub has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant. Mr. Dahnke may be deemed to share voting and dispositive power with respect to the securities held by Catterton Management Company, L.L.C. Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
/s/ Dave Boennighauen, attorney in fact
2019-05-28