0001275158-18-000078.txt : 20180703 0001275158-18-000078.hdr.sgml : 20180703 20180703184513 ACCESSION NUMBER: 0001275158-18-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lockhart Kathryn Rae CENTRAL INDEX KEY: 0001579599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 18938968 MAIL ADDRESS: STREET 1: 520 ZANG STREET, SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841303469 FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 4 1 wf-form4_153065789752559.xml FORM 4 X0306 4 2018-06-29 0 0001275158 NOODLES & Co NDLS 0001579599 Lockhart Kathryn Rae 520 ZANG STREET, SUITE D BROOMFIELD CO 80021 0 1 0 0 Vice President & Controller Class A Common Stock 2018-06-29 4 A 0 5853 0 A 24039 D Class A Common Stock 2018-06-30 4 F 0 1054 0 D 20877 D Stock Option (Right to Buy) 12.3 2018-06-29 4 A 0 2595 0 A 2028-06-29 Class A Common Stock 2595.0 5190 D Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. These options vest in four equal annual installments beginning on June 29th, 2019. /s/ Dave Boennighausen, attorney in fact 2018-07-03