0001275158-17-000081.txt : 20170711 0001275158-17-000081.hdr.sgml : 20170711 20170711170428 ACCESSION NUMBER: 0001275158-17-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170710 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841303469 FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY PAUL J B III CENTRAL INDEX KEY: 0001274078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 17960471 4 1 wf-form4_149980705476337.xml FORM 4 X0306 4 2017-07-10 0 0001275158 NOODLES & Co NDLS 0001274078 MURPHY PAUL J B III 520 ZANG ST., UNIT D BROOMFIELD CO 80021 1 0 0 0 Class A Common Stock 2017-07-10 4 A 0 150000 0 A 150000 D Stock Option (Right to Buy) 4.1 2017-07-10 4 A 0 100000 0 A 2027-07-10 Class A Common Stock 100000.0 100000 D Restricted Stock Units 2017-07-10 4 A 0 50000 0 A Class A Common Stock 50000.0 50000 D Award of Restricted Stock Units ("RSUs") received on July 10, 2017. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on July 10, 2018. These options vest 25% per year beginning one year after the transaction date. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock unites are subject to performance-based vesting conditions linked to Noodles & Company's share price for the period of July 10, 2017 through December 31, 2020 (the "Performance Period"). If Noodles & Company's shares attain a $15 per share average closing price for two consecutive calendar quarters or certain price targets are achieved in connection with a change in control during the Performance Period, then 100% of such RSU's granted will vest. /s/ Paul A Strasen, attorney in fact 2017-07-11