0001275158-16-000126.txt : 20160509 0001275158-16-000126.hdr.sgml : 20160509 20160509171828 ACCESSION NUMBER: 0001275158-16-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841303469 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rand James Thomas CENTRAL INDEX KEY: 0001579582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 161632731 MAIL ADDRESS: STREET 1: 520 ZANG STREET, SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 4 1 wf-form4_146282869394466.xml FORM 4 X0306 4 2016-05-05 0 0001275158 NOODLES & Co NDLS 0001579582 Rand James Thomas 520 ZANG STREET, SUITE D BROOMFIELD CO 80021 1 0 0 0 Class A Common Stock 7500 I Transferred to Trust Class A Common Stock 2016-05-05 4 A 0 4587 0 A 13592 D Shares James Rand transferred to the James T. Rand Asset Protection Trust for the Benefit of Debbie Rand on December 27, 2013. Grant of Restricted Stock Units ("RSUs") to James Rand, a member of Noodles & Company's (the "Company") board of directors. The RSUs constitute half of Mr. Rand's annual compensation for serving as a director, and the number of RSUs was determined based on the closing price of the Company's Class A common stock on the date of grant. Mr. Rand entered into a deferral election agreement with the Company, and each RSU represents the right to receive one share of the Company's Class A common stock upon the earlier of Mr. Rand's termination of his services as a director on the Company's board or a change in control of the Company. /s/ Paul Strasen, attorney in fact 2016-05-09