0001275158-13-000035.txt : 20131212 0001275158-13-000035.hdr.sgml : 20131212 20131212192442 ACCESSION NUMBER: 0001275158-13-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131211 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOODLES & Co CENTRAL INDEX KEY: 0001275158 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: 7202141921 MAIL ADDRESS: STREET 1: 520 ZANG ST., SUITE D CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: NOODLES & CO DATE OF NAME CHANGE: 20040102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chu James Michael CENTRAL INDEX KEY: 0001544498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 131274737 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dahnke Scott Arnold CENTRAL INDEX KEY: 0001545446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 131274738 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CP6 Management, L.L.C. CENTRAL INDEX KEY: 0001555549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 131274739 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catterton-Noodles, LLC CENTRAL INDEX KEY: 0001580004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35987 FILM NUMBER: 131274740 BUSINESS ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE STREET 2: SUITE 200 CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: (203) 629-4901 MAIL ADDRESS: STREET 1: 599 WEST PUTNAM AVENUE STREET 2: SUITE 200 CITY: GREENWICH STATE: CT ZIP: 06831 4 1 wf-form4_138689427147740.xml FORM 4 X0306 4 2013-12-11 0 0001275158 NOODLES & Co NDLS 0001580004 Catterton-Noodles, LLC 599 WEST PUTNAM AVENUE SUITE 200 GREENWICH CT 06830 0 0 1 0 0001555549 CP6 Management, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001545446 Dahnke Scott Arnold 599 WEST PUTNAM AVENUE GREENWICH CT 06830 1 0 1 0 0001544498 Chu James Michael 599 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 Class A Common Stock 2013-12-11 4 S 0 2145264 37.92 D 8356136 D Represents shares of the Issuer held by Catterton-Noodles, LLC. CP6 Management, L.L.C. is the manager of Catterton-Noodles, LLC. J. Michael Chu and Scott A. Dahnke are each a Managing Member of CP6 Management, L.L.C. By virtue of these relationships, each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton-Noodles, LLC. Each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein. /s/ Paul Strasen, attorney in fact 2013-12-12