0001104659-17-023095.txt : 20170412
0001104659-17-023095.hdr.sgml : 20170412
20170412161114
ACCESSION NUMBER: 0001104659-17-023095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOODLES & Co
CENTRAL INDEX KEY: 0001275158
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841303469
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7202141921
MAIL ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NOODLES & CO
DATE OF NAME CHANGE: 20040102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chu James Michael
CENTRAL INDEX KEY: 0001544498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17758110
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dahnke Scott Arnold
CENTRAL INDEX KEY: 0001545446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17758111
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CP6 Management, L.L.C.
CENTRAL INDEX KEY: 0001555549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17758112
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catterton-Noodles, LLC
CENTRAL INDEX KEY: 0001580004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17758113
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
STREET 2: SUITE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (203) 629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
STREET 2: SUITE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
4
1
a4.xml
4
X0306
4
2017-04-12
0
0001275158
NOODLES & Co
NDLS
0001580004
Catterton-Noodles, LLC
599 WEST PUTNAM AVNUE
GREENWICH
CT
06830
0
0
1
0
0001555549
CP6 Management, L.L.C.
599 WEST PUTNAM AVNUE
GREENWICH
CT
06830
0
0
1
0
0001545446
Dahnke Scott Arnold
599 WEST PUTNAM AVNUE
GREENWICH
CT
06830
1
0
1
0
0001544498
Chu James Michael
599 WEST PUTNAM AVNUE
GREENWICH
CT
06830
0
0
1
0
Class A Common Stock
2017-04-12
4
C
0
4252873
A
11087757
D
Series A Convertible Preferred Stock
2017-04-12
4
C
0
18500
D
2017-02-09
Class A Common Stock
4252873
0
D
Pursuant to its rights under the Securities Purchase Agreement by and among the Company and Catterton-Noodles, LLC ("Catterton Noodles"), the Company issued a conversion notice causing all shares of Series A Convertible Preferred Stock ("Preferred Stock") held by Catterton Noodles to be automatically converted into shares of the Company's Class A Common Stock, effective April 12, 2017. Each share of Preferred Stock is convertible at a conversion price of $4.35, or approximately 229.8850 shares of Class A Common Stock per share of Preferred Stock.
The securities reported on this Form 4 are held of record by Catterton Noodles. CP6 Management, L.L.C. ("CP6") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
The shares of Preferred Stock have no expiration date.
Not applicable.
(J. Michael Chu)
2017-04-12
(Scott A. Dahnke)
2017-04-12
(Authorized Person for CP6 Management, L.L.C.)
2017-04-12
(Authorized Person for Catterton-Noodles, LLC)
2017-04-12