0001104659-17-007860.txt : 20170209
0001104659-17-007860.hdr.sgml : 20170209
20170209170139
ACCESSION NUMBER: 0001104659-17-007860
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170209
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOODLES & Co
CENTRAL INDEX KEY: 0001275158
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841303469
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7202141921
MAIL ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NOODLES & CO
DATE OF NAME CHANGE: 20040102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CP6 Management, L.L.C.
CENTRAL INDEX KEY: 0001555549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17588352
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chu James Michael
CENTRAL INDEX KEY: 0001544498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17588353
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dahnke Scott Arnold
CENTRAL INDEX KEY: 0001545446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17588354
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catterton-Noodles, LLC
CENTRAL INDEX KEY: 0001580004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17588355
BUSINESS ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
STREET 2: SUITE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (203) 629-4901
MAIL ADDRESS:
STREET 1: 599 WEST PUTNAM AVENUE
STREET 2: SUITE 200
CITY: GREENWICH
STATE: CT
ZIP: 06831
4
1
a4.xml
4
X0306
4
2017-02-09
0
0001275158
NOODLES & Co
NDLS
0001580004
Catterton-Noodles, LLC
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001545446
Dahnke Scott Arnold
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
1
0
1
0
0001544498
Chu James Michael
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001555549
CP6 Management, L.L.C.
599 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Series A Convertible Preferred Stock
2017-02-09
4
P
0
18500
1000
A
2017-02-09
Class A Common Stock
4252873
4252873
I
Catterton-Noodles, LLC
Warrants to Purchase Class A Common Stock
4.35
2017-02-09
4
P
0
1913792
0
A
2017-08-09
2022-02-09
Class A Common Stock
1913792
1913792
I
Catterton-Noodles, LLC
Each share of Series A Convertible Preferred Stock is convertible at any time at a conversion price of $4.35, or approximately 229.8850 shares of Class A Common Stock per share of Series A Convertible Preferred Stock.
On February 8, 2017, Noodles & Company and Catterton-Noodles, LLC ("Catterton Noodles") entered into a Securities Purchase Agreement, pursuant to which Catterton Noodles acquired the securities reported on this Form 4.
The shares of Series A Convertible Preferred Stock have no expiration date.
The securities reported on this Form 4 are held of record by Catterton Noodles. CP Management 6, L.L.C. ("CP6") is the manager of Catterton Noodles. The management of CP6 is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
/s/ J. Michael Chu
2017-02-09
/s/ Scott A. Dahnke
2017-02-09
/s/ Scott A. Dahnke (Authorized Person for CP6 Management, L.L.C.)
2017-02-09
/s/ Scott A. Dahnke (Authorized Person for Catterton-Noodles, LLC)
2017-02-09