0000950103-14-000230.txt : 20140114 0000950103-14-000230.hdr.sgml : 20140114 20140114091340 ACCESSION NUMBER: 0000950103-14-000230 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140114 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA CLEAN HOLDINGS INC CENTRAL INDEX KEY: 0001275014 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 611430858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50646 FILM NUMBER: 14526082 BUSINESS ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: (510) 576-4400 MAIL ADDRESS: STREET 1: 26462 CORPORATE AVENUE CITY: HAYWARD STATE: CA ZIP: 94545 8-K 1 dp43124_8k.htm FORM 8-K


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): January 14, 2014
 
ULTRA CLEAN HOLDINGS, INC.
(Exact Name of Registrant
as Specified in Charter)
 
 
Delaware
 
 
(State or Other Jurisdiction of Incorporation)
 
 
000-50646
 
61-1430858
(Commission File Number)
 
(IRS Employer Identification No.)
 
26462 CORPORATE AVENUE,
HAYWARD, CA
 
94545
(Address of Principal Executive Offices)
 
(Zip Code)
 
     
Registrant’s telephone number, including area code:  (510) 576-4400
 
n/a
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
  o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 




 
 

 

 
Item 2.02 Results of Operations and Financial Condition
 
On January 14, 2014, Ultra Clean Holdings, Inc. (the “Company”) issued a press release announcing a revision to its previously issued revenue guidance for the fourth quarter of its fiscal 2013, as well as its anticipated gross profit margin range for the fourth quarter of its fiscal 2013.  A copy of the press release is included as an exhibit to and is incorporated by reference in this Current Report on Form 8-K.
 
The information furnished under Item 2.02 of this Current Report on Form 8-K, including the exhibit, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference into the Company’s filings with the Securities and Exchange Commission under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 
Item 9.01 Financial Statements and Exhibits
 
(d) Exhibits
 
     
 
Exhibit
No.
  
 
Exhibit Description
   
99.1
  
Press Release dated January 14, 2014
 

 

 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
ULTRA CLEAN HOLDINGS, INC.
 
 
Date:
January 14,  2014
 
By:
/s/ Kevin C. Eichler
       
Name:
Kevin C. Eichler
       
Title:
Chief Financial Officer
 
 

 
 
 

 
EXHIBIT INDEX
 
     
 
Exhibit
No.
  
 
Exhibit Description
   
99.1
  
Press Release dated January 14, 2014

EX-99.1 2 dp43124_ex9901.htm EXHIBIT 99.1
Exhibit 99.1
 
Press Release
Source: Ultra Clean Holdings, Inc.



Ultra Clean Announces Upward Revisions to its Q4 2013 Revenue Estimate and Provides Margin Guidance
Tuesday, January 14, 2014

 
HAYWARD, Calif., January 14, 2014 /PRNewswire/ -- Ultra Clean Holdings, Inc. (Nasdaq: UCTT), a developer  and supplier of critical subsystems for the semiconductor capital equipment, medical device, energy, research, and flat panel industries, announced today its revised revenue estimate for the fourth quarter of 2013, representing an increase from its previously issued guidance for the fourth quarter of fiscal 2013.  The Company now expects revenue of approximately $125 million to $127 million, an increase from guidance of $120 million to $125 million issued on October 21, 2013.  In addition, the Company stated that it anticipates achieving a gross profit margin of 16.5% to 17% for the quarter.
 
The Company expects to release its fourth quarter and full year's financial results for 2013, and its revenue and earnings per share estimates for its first quarter of 2014, on February 18, 2014.
 
About Ultra Clean Holdings, Inc.
 
Ultra Clean Holdings, Inc. is a leading developer and supplier of critical subsystems for the semiconductor capital equipment, flat panel, medical device, energy, research and flat panel industries. Ultra Clean offers its customers an integrated outsourced solution for gas delivery systems and other subassemblies, improved design-to-delivery cycle times, component neutral design and manufacturing and component testing capabilities. Ultra Clean's customers are primarily original equipment manufacturers. Ultra Clean is headquartered in Hayward, California. Additional information is available at www.uct.com.
 
Safe Harbor Statement
 
The foregoing information contains, or may be deemed to contain, "forward-looking statements" (as defined in the US Private Securities Litigation Reform Act of 1995) which reflect our current views with respect to future events and financial performance. We use words such as "anticipates", “projection”, “forecast”, "believes," "plan," "expect," "future,"' "intends," "may," "will," "estimates," "predicts,"  and similar expressions to identify these forward-looking statements. Forward looking statements included in this press release include our expectations with respect to fourth quarter 2013 revenue and gross profit margin. All forward-looking statements address matters that involve risks and uncertainties. Accordingly, the Company’s actual results may differ materially from the results predicted or implied by these forward-looking statements. These risks, uncertainties and other factors also include, among others, those identified in "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations'' and elsewhere in our annual report on Form 10-K for the year ended December 28, 2012 and our quarterly report on Form 10-Q for the quarter ended September 27, 2013, each as filed with the Securities and Exchange Commission. Additional information will also be set forth in our annual report on Form 10-K for the year ended December 27, 2013.  Ultra Clean Holdings, Inc. undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information, future developments or otherwise unless required by law.

Contact:
Ultra Clean Holdings, Inc.
Casey Eichler
CFO
510/576-4704