0001537435-18-000033.txt : 20180411
0001537435-18-000033.hdr.sgml : 20180411
20180411151400
ACCESSION NUMBER: 0001537435-18-000033
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170523
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATSOPOULOS JOHN
CENTRAL INDEX KEY: 0001274775
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36103
FILM NUMBER: 18749908
MAIL ADDRESS:
STREET 1: 85 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TECOGEN INC.
CENTRAL INDEX KEY: 0001537435
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 043536131
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-466-6400
MAIL ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: TECOGEN INC
DATE OF NAME CHANGE: 20111215
4/A
1
wf-form4a_152347402649365.xml
FORM 4/A
X0306
4/A
2017-05-23
2017-05-25
0
0001537435
TECOGEN INC.
TGEN
0001274775
HATSOPOULOS JOHN
45 FIRST AVENUE
WALTHAM
MA
02451
1
0
1
0
Common Stock
2017-05-23
4
J
0
39412
0
A
3339145
D
Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company.
These shares were converted from American DG Energy securities to the Company's securities and deposited into Pat Ltd., a joint account maintained by Mr. Hatsopoulos and his wife.
This transaction is exempt from liability under Section 16(b) of the Securities Exchange Act of 1934.
/s/ Bonnie Brown, attorney-in-fact
2018-04-11