0001378706-16-000186.txt : 20160506 0001378706-16-000186.hdr.sgml : 20160506 20160506210751 ACCESSION NUMBER: 0001378706-16-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160504 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATSOPOULOS JOHN CENTRAL INDEX KEY: 0001274775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 161629713 MAIL ADDRESS: STREET 1: 85 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 wf-form4_146258325810276.xml FORM 4 X0306 4 2016-05-04 0 0001378706 AMERICAN DG ENERGY INC ADGE 0001274775 HATSOPOULOS JOHN C/O AMERICAN DG ENERGY INC. 45 FIRST AVENUE WALTHAM MA 02451 1 1 0 0 Co-Chief Executive Officer 6% Senior Unsecured Convertible Debenture 2.11 2016-05-04 4 J 0 1137441 D 2011-05-23 2018-05-25 Common Stock 1137441.0 0 D Derivative security is a 6% Senior Unsecured Convertible Debentures Due 2018 in the principal amount of $2,400,000 with a conversion price of $2.11. On May 4, 2016, Mr. Hatsopoulos swapped his 6% Senior Unsecured Convertible Debenture due 2018 with the Issuer for 3,798,261 shares of common stock of the Issuer's subsidiary, EuroSite Power Inc. This transaction should also be described using transaction code "K" because it is a swap. The exchange rate for the swap was $0.575. /s/ Bonnie J. Brown, attorney-in-fact 2016-05-07