0001378706-16-000186.txt : 20160506
0001378706-16-000186.hdr.sgml : 20160506
20160506210751
ACCESSION NUMBER: 0001378706-16-000186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC
CENTRAL INDEX KEY: 0001378706
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 043569304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-622-1120
MAIL ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATSOPOULOS JOHN
CENTRAL INDEX KEY: 0001274775
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34493
FILM NUMBER: 161629713
MAIL ADDRESS:
STREET 1: 85 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
wf-form4_146258325810276.xml
FORM 4
X0306
4
2016-05-04
0
0001378706
AMERICAN DG ENERGY INC
ADGE
0001274775
HATSOPOULOS JOHN
C/O AMERICAN DG ENERGY INC.
45 FIRST AVENUE
WALTHAM
MA
02451
1
1
0
0
Co-Chief Executive Officer
6% Senior Unsecured Convertible Debenture
2.11
2016-05-04
4
J
0
1137441
D
2011-05-23
2018-05-25
Common Stock
1137441.0
0
D
Derivative security is a 6% Senior Unsecured Convertible Debentures Due 2018 in the principal amount of $2,400,000 with a conversion price of $2.11.
On May 4, 2016, Mr. Hatsopoulos swapped his 6% Senior Unsecured Convertible Debenture due 2018 with the Issuer for 3,798,261 shares of common stock of the Issuer's subsidiary, EuroSite Power Inc.
This transaction should also be described using transaction code "K" because it is a swap.
The exchange rate for the swap was $0.575.
/s/ Bonnie J. Brown, attorney-in-fact
2016-05-07