0001274644-16-000092.txt : 20160119 0001274644-16-000092.hdr.sgml : 20160118 20160119081406 ACCESSION NUMBER: 0001274644-16-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocera Therapeutics, Inc. CENTRAL INDEX KEY: 0001274644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 631192270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6504625800 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: TRANZYME INC DATE OF NAME CHANGE: 20031230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aggarwal Gaurav CENTRAL INDEX KEY: 0001551965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 161347021 MAIL ADDRESS: STREET 1: C/O PANORAMA CAPITAL STREET 2: 2440 SAND HILL ROAD, SUITE 302 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_145320923545023.xml FORM 4 X0306 4 2016-01-15 0 0001274644 Ocera Therapeutics, Inc. OCRX 0001551965 Aggarwal Gaurav C/O OCERA THERAPEUTICS, INC. 525 UNIVERSITY AVENUE, SUITE 610 PALO ALTO CA 94301 0 1 0 0 Chief Business Officer Common Stock 2016-01-15 4 P 0 10000 2.15 A 20000 D Represents the weighted average price for the shares. The shares were purchased at prices ranging from $2.11 per share to $2.21 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. /s/Gaurav Aggarwal 2016-01-19