0001127602-21-009976.txt : 20210309 0001127602-21-009976.hdr.sgml : 20210309 20210309211236 ACCESSION NUMBER: 0001127602-21-009976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210306 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koralewski Michael CENTRAL INDEX KEY: 0001819693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33156 FILM NUMBER: 21727987 MAIL ADDRESS: STREET 1: 28101 CEDAR PARK BLVD. CITY: PERRYSBURG STATE: OH ZIP: 43551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST SOLAR, INC. CENTRAL INDEX KEY: 0001274494 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204623678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (602) 414-9300 MAIL ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SOLAR HOLDINGS LLC DATE OF NAME CHANGE: 20031229 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-06 0001274494 FIRST SOLAR, INC. FSLR 0001819693 Koralewski Michael C/O FIRST SOLAR, INC. 350 WEST WASHINGTON STREET, SUITE 600 TEMPE AZ 85281-1244 1 Chief Mfg. Operations Officer Common Stock 2021-03-06 4 M 0 1112 0 A 1112 D Common Stock 2021-03-06 4 F 0 477 73.70 D 635 D Common Stock 2021-03-06 4 M 0 1460 0 A 2095 D Common Stock 2021-03-06 4 F 0 626 73.70 D 1469 D Common Stock 2021-03-06 4 M 0 1730 0 A 3199 D Common Stock 2021-03-06 4 F 0 742 73.70 D 2457 D Common Stock 2021-03-07 4 M 0 2298 0 A 4755 D Common Stock 2021-03-07 4 F 0 985 73.70 D 3770 D Common Stock 2021-03-08 4 S 0 1822 73.57 D 1948 D Restricted Stock Units 2021-03-06 4 M 0 1112 0 D Common Stock 1112 1112 D Restricted Stock Units 2021-03-06 4 M 0 1460 0 D Common Stock 1460 2920 D Restricted Stock Units 2021-03-06 4 M 0 1730 0 D Common Stock 1730 5188 D Restricted Stock Units 2021-03-06 4 A 0 3257 0 A Common Stock 3257 3257 D Restricted Stock Units 2021-03-07 4 M 0 2298 0 D Common Stock 2298 0 D Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020. Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 2, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. The restricted stock units were granted on March 6, 2018 as part of the Issuers's annual grant to associates. The units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date. The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan. The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date. The restricted stock units were granted on March 7, 2017 as part of the Issuers's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date. /s/ Jason E. Dymbort, attorney-in-fact 2021-03-09