0001127602-21-009965.txt : 20210309
0001127602-21-009965.hdr.sgml : 20210309
20210309204658
ACCESSION NUMBER: 0001127602-21-009965
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210306
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garabedian Raffi
CENTRAL INDEX KEY: 0001549086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33156
FILM NUMBER: 21727897
MAIL ADDRESS:
STREET 1: 350 W. WASHINGTON ST., SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST SOLAR, INC.
CENTRAL INDEX KEY: 0001274494
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 204623678
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 WEST WASHINGTON STREET
STREET 2: SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: (602) 414-9300
MAIL ADDRESS:
STREET 1: 350 WEST WASHINGTON STREET
STREET 2: SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST SOLAR HOLDINGS LLC
DATE OF NAME CHANGE: 20031229
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-06
1
0001274494
FIRST SOLAR, INC.
FSLR
0001549086
Garabedian Raffi
C/O FIRST SOLAR, INC.
350 WEST WASHINGTON STREET, SUITE 600
TEMPE
AZ
85281-1244
1
Chief Technology Officer
Common Stock
2021-03-06
4
M
0
2780
0
A
14969
D
Common Stock
2021-03-06
4
F
0
1379
73.70
D
13590
D
Common Stock
2021-03-06
4
M
0
4137
0
A
17727
D
Common Stock
2021-03-06
4
F
0
2052
73.70
D
15675
D
Common Stock
2021-03-06
4
M
0
3821
0
A
19496
D
Common Stock
2021-03-06
4
F
0
1895
73.70
D
17601
D
Common Stock
2021-03-06
4
M
0
6918
0
A
24519
D
Common Stock
2021-03-06
4
F
0
3430
73.70
D
21089
D
Common Stock
2021-03-07
4
M
0
7661
0
A
28750
D
Common Stock
2021-03-07
4
F
0
3799
73.70
D
24951
D
Common Stock
2021-03-08
4
S
0
7348
73.57
D
17603
D
Restricted Stock Units
2021-03-06
4
M
0
2780
0
D
Common Stock
2780
2780
D
Restricted Stock Units
2021-03-06
4
M
0
4137
0
D
Common Stock
4137
8273
D
Restricted Stock Units
2021-03-06
4
M
0
3821
0
D
Common Stock
3821
11463
D
Restricted Stock Units
2021-03-06
4
M
0
6918
0
D
Common Stock
6918
0
D
Restricted Stock Units
2021-03-07
4
M
0
7661
0
D
Common Stock
7661
0
D
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.
Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020.
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020.
Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date.
The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
/s/ Jason E. Dymbort, attorney-in-fact
2021-03-09