0001127602-20-012685.txt : 20200402
0001127602-20-012685.hdr.sgml : 20200402
20200402161232
ACCESSION NUMBER: 0001127602-20-012685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200402
DATE AS OF CHANGE: 20200402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KALETA PAUL J
CENTRAL INDEX KEY: 0001349867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33156
FILM NUMBER: 20769100
MAIL ADDRESS:
STREET 1: P O BOX 30150
CITY: RENO
STATE: NV
ZIP: 89520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST SOLAR, INC.
CENTRAL INDEX KEY: 0001274494
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 204623678
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 WEST WASHINGTON STREET
STREET 2: SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: (602) 414-9300
MAIL ADDRESS:
STREET 1: 350 WEST WASHINGTON STREET
STREET 2: SUITE 600
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST SOLAR HOLDINGS LLC
DATE OF NAME CHANGE: 20031229
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-03-31
1
0001274494
FIRST SOLAR, INC.
FSLR
0001349867
KALETA PAUL J
C/O FIRST SOLAR, INC.
350 WEST WASHINGTON ST., SUITE 600
TEMPE
AZ
85281-1244
1
EVP, Genl Counsel & Secretary
Common Stock
2020-03-31
4
M
0
4980
0
A
27559
D
Common Stock
2020-03-31
4
F
0
2309
36.06
D
25250
D
Common Stock
2020-03-31
4
M
0
2224
0
A
27474
D
Common Stock
2020-03-31
4
F
0
1031
36.06
D
26443
D
Common Stock
2020-03-31
4
M
0
2677
0
A
29120
D
Common Stock
2020-03-31
4
F
0
1241
36.06
D
27879
D
Restricted Stock Units
2020-03-31
4
M
0
4980
0
D
Common Stock
4980
0
D
Restricted Stock Units
2020-03-31
4
M
0
2224
0
D
Common Stock
2224
2224
D
Restricted Stock Units
2020-03-31
4
M
0
2677
0
D
Common Stock
2677
5353
D
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.
Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.
Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on March 31, 2020, the effective date of the Reporting Person's termination of employment with the issuer, pursuant to the Reporting Person's Employment Agreement.
The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on March 31, 2020, the effective date of the Reporting Person's termination of employment with the issuer, pursuant to the Reporting Person's Employment Agreement.
The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on March 31, 2020, the effective date of the Reporting Person's termination of employment with the issuer, pursuant to the Reporting Person's Employment Agreement.
/s/ Jason E. Dymbort, attorney-in-fact
2020-04-02