0000950170-24-075372.txt : 20240620
0000950170-24-075372.hdr.sgml : 20240620
20240620103626
ACCESSION NUMBER: 0000950170-24-075372
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240614
FILED AS OF DATE: 20240620
DATE AS OF CHANGE: 20240620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVENANT RHA PARTNERS, L.P.
CENTRAL INDEX KEY: 0001274195
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054615
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 214-999-6082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER NAME:
FORMER CONFORMED NAME: COVENANT INVESTMENTS L P
DATE OF NAME CHANGE: 20031223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb C Clark
CENTRAL INDEX KEY: 0001694507
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054616
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpert Robert H
CENTRAL INDEX KEY: 0001694574
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054617
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCW/LAW Holdings, LLC
CENTRAL INDEX KEY: 0001694778
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054614
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210 Capital, LLC
CENTRAL INDEX KEY: 0001694780
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054618
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 21479996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHA Investments, Inc.
CENTRAL INDEX KEY: 0001694781
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 241054613
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P10, Inc.
CENTRAL INDEX KEY: 0001841968
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
4
1
ownership.xml
4
X0508
4
2024-06-14
0001841968
P10, Inc.
PX
0001694780
210 Capital, LLC
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001694574
Alpert Robert H
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001694507
Webb C Clark
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001274195
COVENANT RHA PARTNERS, L.P.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
0001694778
CCW/LAW Holdings, LLC
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
0001694781
RHA Investments, Inc.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
false
Class A Common Stock
2024-06-14
4
M
false
6934
A
341084
D
Class A Common Stock
2024-06-14
4
F
false
2056
8.00
D
339028
D
Class A Common Stock
334150
D
Class A Common Stock
3500000
I
See Footnote
Restricted Stock Units
2024-06-14
4
M
false
6934
0.00
D
Class A Common Stock
6934
0
D
This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman and a director on the Board of Directors of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as a director on the Board of Directors of the Issuer (collectively, the "Reporting Persons").
(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
These securities are owned directly by Mr. Alpert.
These securities are owned directly by Mr. Webb.
These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
Represents the early vesting of 6,934 RSUs, previously granted to Mr. Alpert on October 23, 2023, in connection with the termination of the Executive Transition Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and Mr. Alpert.
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb serves as Executive Vice Chairman and Mr. Alpert and Mr. Webb each serve as a director on the Board of Directors of the Issuer.
/s/Amanda Coussens, as Attorney-in-Fact for the Reporting Persons
2024-06-18