0000950170-23-071969.txt : 20231220
0000950170-23-071969.hdr.sgml : 20231220
20231220172854
ACCESSION NUMBER: 0000950170-23-071969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231218
FILED AS OF DATE: 20231220
DATE AS OF CHANGE: 20231220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVENANT RHA PARTNERS, L.P.
CENTRAL INDEX KEY: 0001274195
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502249
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 214-999-6082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER NAME:
FORMER CONFORMED NAME: COVENANT INVESTMENTS L P
DATE OF NAME CHANGE: 20031223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb C Clark
CENTRAL INDEX KEY: 0001694507
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502250
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpert Robert H
CENTRAL INDEX KEY: 0001694574
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502251
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCW/LAW Holdings, LLC
CENTRAL INDEX KEY: 0001694778
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502248
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210 Capital, LLC
CENTRAL INDEX KEY: 0001694780
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502252
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 21479996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHA Investments, Inc.
CENTRAL INDEX KEY: 0001694781
ORGANIZATION NAME:
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 231502247
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P10, Inc.
CENTRAL INDEX KEY: 0001841968
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
4
1
ownership.xml
4
X0508
4
2023-12-18
0001841968
P10, Inc.
PX
0001694780
210 Capital, LLC
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001694574
Alpert Robert H
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001694507
Webb C Clark
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
true
true
true
false
See Remarks
0001274195
COVENANT RHA PARTNERS, L.P.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
0001694778
CCW/LAW Holdings, LLC
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
0001694781
RHA Investments, Inc.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
false
false
true
false
false
Class A Common Stock
2023-12-18
4
C
false
3500000
A
3500000
I
See Footnote
Class A Common Stock
334150
D
Class A Common Stock
334150
D
Class B Common Stock
2023-12-18
4
C
false
3500000
0.00
D
Classs A Common Stock
3500000
9667397
I
See Footnote
This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Executive Chairman of the Issuer (collectively, the "Reporting Persons").
(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 3: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2023, the Reporting Persons elected to convert 3,500,000 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
These securities are owned directly by Mr. Alpert.
These securities are owned directly by Mr. Webb.
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Alpert serves as Executive Chairman and Mr. Webb serves as Executive Vice Chairman of the Issuer, and each serve as a director on the Board of Directors of the Issuer.
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
2023-12-20