0000899243-23-008468.txt : 20230314
0000899243-23-008468.hdr.sgml : 20230314
20230314191812
ACCESSION NUMBER: 0000899243-23-008468
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVENANT RHA PARTNERS, L.P.
CENTRAL INDEX KEY: 0001274195
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732758
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 214-999-6082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER NAME:
FORMER CONFORMED NAME: COVENANT INVESTMENTS L P
DATE OF NAME CHANGE: 20031223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb C Clark
CENTRAL INDEX KEY: 0001694507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732759
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpert Robert H
CENTRAL INDEX KEY: 0001694574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732760
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCW/LAW Holdings, LLC
CENTRAL INDEX KEY: 0001694778
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732757
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210 Capital, LLC
CENTRAL INDEX KEY: 0001694780
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732761
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 21479996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHA Investments, Inc.
CENTRAL INDEX KEY: 0001694781
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23732756
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P10, Inc.
CENTRAL INDEX KEY: 0001841968
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-02
0
0001841968
P10, Inc.
PX
0001694780
210 Capital, LLC
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
1
1
1
0
See Remarks
0001694574
Alpert Robert H
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
1
1
1
0
See Remarks
0001694507
Webb C Clark
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
1
1
1
0
See Remarks
0001274195
COVENANT RHA PARTNERS, L.P.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
1
0
0001694778
CCW/LAW Holdings, LLC
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
1
0
0001694781
RHA Investments, Inc.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
1
0
Class A Common Stock
2023-03-02
4
M
0
33540
A
33540
D
Class A Common Stock
2023-03-02
4
F
0
8142
10.82
D
25398
D
Class A Common Stock
2023-03-02
4
M
0
33540
A
33540
D
Class A Common Stock
2023-03-02
4
F
0
8142
10.82
D
25398
D
Restricted Stock Units
2023-03-02
4
M
0
33540
0.00
D
Classs A Common Stock
33540
0
D
Restricted Stock Units
2023-03-02
4
M
0
33540
0.00
D
Classs A Common Stock
33540
0
D
Restricted Stock Units
2023-03-09
4
A
0
136668
0.00
A
Classs A Common Stock
136668
136668
D
Restricted Stock Units
2023-03-09
4
A
0
136668
0.00
A
Classs A Common Stock
136668
136668
D
Stock Option (right to buy)
9.93
2023-03-09
4
A
0
228659
0.00
A
2033-03-09
Classs A Common Stock
228659
228659
D
Stock Option (right to buy)
9.93
2023-03-09
4
A
0
228659
0.00
A
2033-03-09
Classs A Common Stock
228659
228659
D
This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of the direct holder of shares of Class B Common Stock; (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Co-Chief Executive Officer of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Co-Chief Executive Officer of the Issuer (collectively, the "Reporting Persons").
(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
These securities are owned directly by Mr. Webb.
These securities are owned directly by Mr. Alpert.
On March 2, 2022, Mr. Webb was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
On March 2, 2022, Mr. Alpert was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
On March 9, 2023, Mr. Webb was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Webb remains in continuous service with the Issuer through such date.
On March 9, 2023, Mr. Alpert was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Alpert remains in continuous service with the Issuer through such date.
On March 9, 2023, Mr. Webb was granted a total of 228,659 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Webb remains in continuous service with the Issuer through such date.
On March 9, 2023, Mr. Alpert was granted a total of 228,659 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Alpert remains in continuous service with the Issuer through such date.
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb and Mr. Alpert each serve as Co-Chief Executive Officer of the Issuer and as a director on the Board of Directors of the Issuer.
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
2023-03-13