0001209191-21-011547.txt : 20210217 0001209191-21-011547.hdr.sgml : 20210217 20210217200042 ACCESSION NUMBER: 0001209191-21-011547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210214 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSHBERG ROBERT CENTRAL INDEX KEY: 0001274139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38957 FILM NUMBER: 21647112 MAIL ADDRESS: STREET 1: 3005 FIRST AVENUE CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptive Biotechnologies Corp CENTRAL INDEX KEY: 0001478320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270907024 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 206-659-0067 MAIL ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: Adaptive TCR Corp DATE OF NAME CHANGE: 20091209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-14 0 0001478320 Adaptive Biotechnologies Corp ADPT 0001274139 HERSHBERG ROBERT C/O ADAPTIVE BIOTECHNOLOGIES CORP. SUITE 200 SEATTLE WA 98102 1 0 0 0 Common Stock 2021-02-14 4 A 0 1504 0.00 A 1504 D Common Stock 2021-02-16 4 M 0 2000 0.45 A 3504 D Common Stock 2021-02-16 4 S 0 2000 65.45 D 1504 D Stock Option (Right to Buy) 66.50 2021-02-14 4 A 0 3759 0.00 A 2031-02-14 Common Stock 3759 3759 D Stock Option (Right to Buy) 0.45 2021-02-16 4 M 0 2000 0.00 D 2023-02-04 Common Stock 2000 55000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date. The option is fully vested and exercisable. /s/ Robert Hershberg by Eric Billings, attorney-in-fact 2021-02-17