0001275158-17-000081.txt : 20170711
0001275158-17-000081.hdr.sgml : 20170711
20170711170428
ACCESSION NUMBER: 0001275158-17-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170710
FILED AS OF DATE: 20170711
DATE AS OF CHANGE: 20170711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOODLES & Co
CENTRAL INDEX KEY: 0001275158
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841303469
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
BUSINESS PHONE: 7202141921
MAIL ADDRESS:
STREET 1: 520 ZANG ST., SUITE D
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: NOODLES & CO
DATE OF NAME CHANGE: 20040102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY PAUL J B III
CENTRAL INDEX KEY: 0001274078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35987
FILM NUMBER: 17960471
4
1
wf-form4_149980705476337.xml
FORM 4
X0306
4
2017-07-10
0
0001275158
NOODLES & Co
NDLS
0001274078
MURPHY PAUL J B III
520 ZANG ST., UNIT D
BROOMFIELD
CO
80021
1
0
0
0
Class A Common Stock
2017-07-10
4
A
0
150000
0
A
150000
D
Stock Option (Right to Buy)
4.1
2017-07-10
4
A
0
100000
0
A
2027-07-10
Class A Common Stock
100000.0
100000
D
Restricted Stock Units
2017-07-10
4
A
0
50000
0
A
Class A Common Stock
50000.0
50000
D
Award of Restricted Stock Units ("RSUs") received on July 10, 2017. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on July 10, 2018.
These options vest 25% per year beginning one year after the transaction date.
Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock unites are subject to performance-based vesting conditions linked to Noodles & Company's share price for the period of July 10, 2017 through December 31, 2020 (the "Performance Period"). If Noodles & Company's shares attain a $15 per share average closing price for two consecutive calendar quarters or certain price targets are achieved in connection with a change in control during the Performance Period, then 100% of such RSU's granted will vest.
/s/ Paul A Strasen, attorney in fact
2017-07-11