0001209191-18-039405.txt : 20180625 0001209191-18-039405.hdr.sgml : 20180625 20180625163634 ACCESSION NUMBER: 0001209191-18-039405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180625 DATE AS OF CHANGE: 20180625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER FRANKLIN M CENTRAL INDEX KEY: 0001273885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38052 FILM NUMBER: 18917382 MAIL ADDRESS: STREET 1: 1000 MARINA BLVD STREET 2: STE 200 CITY: BRISBANE STATE: CA ZIP: 94005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tocagen Inc CENTRAL INDEX KEY: 0001419041 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261243872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4242 CAMPUS POINT COURT, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 412-8400 MAIL ADDRESS: STREET 1: 4242 CAMPUS POINT COURT, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-21 0 0001419041 Tocagen Inc TOCA 0001273885 BERGER FRANKLIN M C/O TOCAGEN INC. 4242 CAMPUS POINT COURT, SUITE 500 SAN DIEGO CA 92121 1 0 0 0 Stock option (right to buy) 8.98 2018-06-21 4 A 0 20000 0.00 A 2028-06-20 Common Stock 20000 20000 D The stock option vests and becomes exercisable in 12 monthly installments following the date of grant. /s/ Mark Foletta, Attorney-in-Fact 2018-06-25