SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD

(Last) (First) (Middle)
30 WOODBOURNE AVE 5TH FLOOR

(Street)
HAMILTON D0 HM 08

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2024
3. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ SPMC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,297,083 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD

(Last) (First) (Middle)
30 WOODBOURNE AVE 5TH FLOOR

(Street)
HAMILTON D0 HM 08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
AG Asset Strategies LLC

(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Municipal Holdings Inc.

(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Inc.

(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Municipal Corp.

(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty US Holdings Inc.

(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its two members: Assured Guaranty Inc. and Assured Guaranty Municipal Corp. Assured Guaranty Municipal Corp. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Each of Assured Guaranty Inc. and Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the Reporting Owners, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
Remarks:
/s/ Ling Chow, General Counsel & Secretary 06/21/2024
By: Assured Guaranty Ltd., By: /s/ Ling Chow, General Counsel & Secretary 06/21/2024
By: Assured Guaranty Ltd., By: /s/ Ling Chow, General Counsel & Secretary 06/21/2024
By: Assured Guaranty Ltd., By: /s/ Ling Chow, General Counsel & Secretary 06/21/2024
By: Assured Guaranty Ltd., By: /s/ Ling Chow, General Counsel & Secretary 06/21/2024
By: Assured Guaranty Ltd., By: /s/ Ling Chow, General Counsel & Secretary 06/21/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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