0001209191-19-056584.txt : 20191114
0001209191-19-056584.hdr.sgml : 20191114
20191114165834
ACCESSION NUMBER: 0001209191-19-056584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191112
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stern Bruce E.
CENTRAL INDEX KEY: 0001539879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 191221354
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOODBOURNE AVE
STREET 2: 5TH FLOOR
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOODBOURNE AVE
STREET 2: 5TH FLOOR
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: HM08
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-12
0
0001273813
ASSURED GUARANTY LTD
AGO
0001539879
Stern Bruce E.
30 WOODBOURNE AVENUE
HAMILTON
D0
HM08
BERMUDA
0
1
0
0
Executive Officer
Common Shares
2019-11-12
4
M
0
10000
19.79
A
176005.3073
D
Common Shares
2019-11-12
4
S
0
7011
48.07
D
168994.3073
D
Common Shares
2019-11-12
4
M
0
8202
19.24
A
177196.3073
D
Common Shares
2019-11-12
4
S
0
5702
48.06
D
172144.3073
D
Options to Acquire Common Shares
19.79
2019-11-12
4
M
0
10000
0.00
D
2020-02-24
Common Shares
10000
0
D
Options to Acquire Common Shares
19.24
2019-11-12
4
M
0
8202
0.00
D
2016-02-07
2020-02-07
Common Shares
8202
0
D
The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $48.04 and $48.14 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $48.04 and $48.13 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Total includes 650 shares purchased on 06/30/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Options vested as follows: 1/3 on 02/24/2011, 1/3 on 02/24/2012 and 1/3 on 02/24/2013.
All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 20,258.
/s/ By: Richard Bauerfeld, Attorney-in-fact
2019-11-14