0001140361-20-020285.txt : 20200911 0001140361-20-020285.hdr.sgml : 20200911 20200911183444 ACCESSION NUMBER: 0001140361-20-020285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Control Empresarial de Capitales S.A. de C.V. CENTRAL INDEX KEY: 0001273693 STATE OF INCORPORATION: O5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35764 FILM NUMBER: 201171927 BUSINESS ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 BUSINESS PHONE: 52 55 5625 4961 MAIL ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 FORMER NAME: FORMER CONFORMED NAME: Inversora Carso, S.A. de C.V. DATE OF NAME CHANGE: 20170801 FORMER NAME: FORMER CONFORMED NAME: INMOBILIARIA CARSO S A DE C V DATE OF NAME CHANGE: 20031217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PBF Energy Inc. CENTRAL INDEX KEY: 0001534504 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 973-455-7500 MAIL ADDRESS: STREET 1: 1 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 4 1 form4.xml FORM 4 X0306 4 2020-09-09 0001534504 PBF Energy Inc. PBF 0001273693 Control Empresarial de Capitales S.A. de C.V. PASEO DE LAS PALMAS 781, PISO 3 LOMAS DE CHAPULTEPEC CIUDAD DE MEXICO O5 11000 MEXICO true true Add'l Rep. Persons-see Ex.99-1 Class A Common Shares (as defined in Exhibit 99.1 hereto) 2020-09-09 4 P 0 150000 7.2635 A 23665278 D Class A Common Shares (as defined in Exhibit 99.1 hereto) 2020-09-10 4 P 0 54905 6.921 A 23720183 D Weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.1043 to $7.4500 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Weighted average price. These shares were acquired in multiple transactions at prices ranging from $6.8540 to $6.9900 inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. See attached Exhibit 99.1 to this Form 4, which is hereby incorporated herein by reference. /s/ Marco Antonio Slim Domit, ATTORNEY-IN-FACT 2020-09-11 EX-99.1 2 brhc10015066_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1
 
Name and Address of Additional Reporting Persons:
 
The principal business address for each member of the Slim Family is:
 
Paseo de Las Palmas #736
Colonia Lomas de Chapultepec
11000 Ciudad de México, México
 
The principal business address for Carso Energy Corp. is:
 
900 Avenue S
Grand Prairie, Texas 75050
 
Explanation of Responses:
 
Beneficial Ownership
 
As of the date of this filing, (i) Control Empresarial de Capitales S.A. de C.V. (“Control Empresarial”), formerly known as Inversora Carso, S.A. de C.V., owns 23,720,183 shares of Class A Common Stock, $0.001 par value per share (the “Class A Common Shares”) and (ii) the Slim Family, which are beneficiaries of a Mexican trust that in turn owns all of the issued and outstanding voting equity securities of Control Empresarial, may be deemed to beneficially own indirectly the Class A Common Shares beneficially owned by Control Empresarial. The Class A Common Shares beneficially owned by Control Empresarial constitute approximately 19.7% of the 120,148,336 issued and outstanding Class A Common Shares, as reported in the Form 10-Q filed by the Issuer with the SEC on July 31, 2020. As a result, the Slim Family may also be deemed to beneficially own approximately 19.7% of the 120,148,336 issued and outstanding Class A Common Shares, as reported in the Form 10-Q filed by the Issuer with the SEC on July 31, 2020. Carso Energy Corp. is a wholly-owned subsidiary of Carso Electric, S.A. de C.V., a wholly-owned subsidiary of Carso Energy, S.A. de C.V., a subsidiary of Grupo Carso, S.A.B. de C.V. (“Grupo Carso”). The members of the Slim Family are beneficiaries of a Mexican trust which controls Grupo Carso. Carso Energy Corp. may be deemed to be part of a group with Control Empresarial and the Slim Family pursuant to Rule 13d-5(b).
 
Signature Page
         
         
Carlos Slim Helú
        
         
Carlos Slim Domit
  
By:
/s/ Marco Antonio Slim Domit
  
     
Marco Antonio Slim Domit
  
Marco Antonio Slim Domit
    
Attorney-in-Fact*
  
     
September 11, 2020
  
Patrick Slim Domit
        
         
María Soumaya Slim Domit
        
         
Vanessa Paola Slim Domit
        
         
Johanna Monique Slim Domit
        
         
CONTROL EMPRESARIAL DE CAPITALES S.A. DE C.V. (f/k/a INVERSORA CARSO, S.A. DE C.V.)
      
         
By:
Armando Ibáñez Vázquez
        
Title:
Attorney-in-Fact
        
         
CARSO ENERGY CORP.
        
         
By:
Luis Fernando Meillon Del Pando
 
      
Title:
Attorney-in-Fact
        

* See the Powers of Attorney for the members of the Slim Family and Control Empresarial (f/k/a Inversora Carso, S.A. de C.V.), which are filed as exhibits to the Form 4 filed by the Slim Family and Control Empresarial (f/k/a Inversora Carso, S.A. de C.V.) with the SEC on February 12, 2018 in connection with their sale of Class A Common Shares, par value $0.10 per share of The New York Times Company, the Power of Attorney for Carso Energy Corp., filed as Exhibit 99-1 to the Schedule 13G/A filed by the Slim Family, Control Empresarial (f/k/a Inversora Carso, S.A. de C.V.) and Carso Energy Corp. with the SEC on November 13, 2019 in connection with their ownership of the Issuer, and the Joint Filing Agreement among the Slim Family, Control Empresarial (f/k/a Inversora Carso, S.A. de C.V.) and Carso Energy Corp., filed as Exhibit 99-2 to the Schedule 13G/A filed by the Slim Family, Control Empresarial (f/k/a Inversora Carso, S.A. de C.V.) and Carso Energy Corp. with the SEC on November 13, 2019 in connection with their ownership of the Issuer, which are hereby incorporated herein by reference.