0001273685-24-000073.txt : 20240826
0001273685-24-000073.hdr.sgml : 20240826
20240826152056
ACCESSION NUMBER: 0001273685-24-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240822
FILED AS OF DATE: 20240826
DATE AS OF CHANGE: 20240826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pendergast Lisa A
CENTRAL INDEX KEY: 0001735205
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32216
FILM NUMBER: 241240663
MAIL ADDRESS:
STREET 1: 275 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC
CENTRAL INDEX KEY: 0001273685
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 470934168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 792-0107
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
wk-form4_1724700049.xml
FORM 4
X0508
4
2024-08-22
0
0001273685
NEW YORK MORTGAGE TRUST INC
NYMT
0001735205
Pendergast Lisa A
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE
NEW YORK
NY
10016
1
0
0
0
0
Deferred Stock Units
0
2024-08-22
4
A
0
18462
0
A
Common Stock, par value $0.01 per share
18462
18462
D
Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan") that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the earliest to occur of the date of a Change in Control (as defined in the Plan) or the date that is the third anniversary of the date of grant.
/s/ Kristine R. Nario-Eng, as attorney-in-fact
2024-08-26