0001273685-24-000014.txt : 20240125
0001273685-24-000014.hdr.sgml : 20240125
20240125170519
ACCESSION NUMBER: 0001273685-24-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240124
FILED AS OF DATE: 20240125
DATE AS OF CHANGE: 20240125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serrano Jason T
CENTRAL INDEX KEY: 0001763908
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32216
FILM NUMBER: 24563096
MAIL ADDRESS:
STREET 1: 275 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC
CENTRAL INDEX KEY: 0001273685
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 470934168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 792-0107
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE. 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
wk-form4_1706220307.xml
FORM 4
X0508
4
2024-01-24
0
0001273685
NEW YORK MORTGAGE TRUST INC
NYMT
0001763908
Serrano Jason T
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE
NEW YORK
NY
10016
1
1
0
0
Chief Executive Officer
0
Common Stock, par value $0.01 per share
2024-01-24
4
A
0
85817
0
A
350836
D
Common Stock, par value $0.01 per share
2024-01-24
4
F
0
43884
8.23
D
306952
D
Shares acquired pursuant to the settlement of performance-based stock units ("PSUs") granted to the Reporting Person in 2021. Per the terms of the award agreement governing the PSUs, the number of underlying shares of NYMT common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PSUs was based on NYMT's total stockholder return for the three years ended December 31, 2023.
Surrendered to satisfy tax liability incident to the settlement of PSUs described in Note 1 above.
/s/ Kristine R. Nario-Eng, as attornery-in-fact
2024-01-25