0001273685-20-000015.txt : 20200206 0001273685-20-000015.hdr.sgml : 20200206 20200206180558 ACCESSION NUMBER: 0001273685-20-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nario-Eng Kristine Rimando CENTRAL INDEX KEY: 0001608612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 20583979 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE STREET 2: SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10016 FORMER NAME: FORMER CONFORMED NAME: Nario Kristine Rimando DATE OF NAME CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_158103034086856.xml FORM 4 X0306 4 2020-02-04 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001608612 Nario-Eng Kristine Rimando C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 2020-02-04 4 A 0 39494 0 A 101094 D Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) as payment of the restricted stock portion of compensation earned by Mrs. Nario-Eng pursuant to NYMT's 2019 Amended and Restated Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. /s/ Kristine R. Nario-Eng 2020-02-06