0001273685-17-000016.txt : 20170224 0001273685-17-000016.hdr.sgml : 20170224 20170224171652 ACCESSION NUMBER: 0001273685-17-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mumma Steven R CENTRAL INDEX KEY: 0001294797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 17638460 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_148797457940519.xml FORM 4 X0306 4 2017-02-13 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001294797 Mumma Steven R C/O NEW YORK MORTGAGE TRUST, INC. 275 MADISON AVENUE NEW YORK NY 10016 1 1 0 0 CEO Common Stock, par value $0.01 per share 2017-02-13 4 F 0 15330 6.66 D 622865 D Common Stock, par value $0.01 per share 2017-02-18 4 F 0 26442 6.52 D 596423 D Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan /s/ Steven R. Mumma 2017-02-24