0001273636-18-000081.txt : 20181218 0001273636-18-000081.hdr.sgml : 20181218 20181218195818 ACCESSION NUMBER: 0001273636-18-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shearman Mark S CENTRAL INDEX KEY: 0001643799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 181241939 MAIL ADDRESS: STREET 1: C/O APPLIED GENETIC TECHNOLOGIES CORP STREET 2: 11801 RESEARCH DRIVE, SUITE D CITY: ALACHUA STATE: FL ZIP: 32615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED GENETIC TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001273636 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 593553710 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-462-2204 MAIL ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-14 0001273636 APPLIED GENETIC TECHNOLOGIES CORP AGTC 0001643799 Shearman Mark S C/O APPLIED GENETIC TECHNOLOGIES CORP. 14193 NW 119TH TERRACE, SUITE #10 ALACHUA FL 32615 0 1 0 0 Chief Scientific Officer Common Stock 2018-12-14 4 S 0 3000 3.3509 D 0 D The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $3.35 to $3.36, inclusive. The reporting person undertakes to provide to Applied Genetic Technologies Corporation ("AGTC"), any security holder of AGTC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ Hemmie Chang, Attorney-in-fact 2018-12-18