0001104659-19-076800.txt : 20191230
0001104659-19-076800.hdr.sgml : 20191230
20191230163329
ACCESSION NUMBER: 0001104659-19-076800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191226
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Krol Patrick Johan Hendrik
CENTRAL INDEX KEY: 0001795073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36370
FILM NUMBER: 191316966
MAIL ADDRESS:
STREET 1: GUSTAV MAHLERPLEIN 3
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stichting Aescap 2.0
CENTRAL INDEX KEY: 0001771821
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36370
FILM NUMBER: 191316967
BUSINESS ADDRESS:
STREET 1: GUSTAV MAHLERPLEIN 3
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MS
BUSINESS PHONE: 31 20 462 6644
MAIL ADDRESS:
STREET 1: GUSTAV MAHLERPLEIN 3
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Privium Fund Management B.V.
CENTRAL INDEX KEY: 0001795097
STATE OF INCORPORATION: P7
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36370
FILM NUMBER: 191316968
BUSINESS ADDRESS:
STREET 1: GUSTAV MAHLERPLEIN 3
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MS
BUSINESS PHONE: 31 20 462 6644
MAIL ADDRESS:
STREET 1: GUSTAV MAHLERPLEIN 3
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Inspirational Visions B.V.
CENTRAL INDEX KEY: 0001737272
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36370
FILM NUMBER: 191316969
BUSINESS ADDRESS:
STREET 1: C/O PROQR THERAPEUTICS N.V.
STREET 2: ZERNIKEDREEF 9
CITY: 2333 CK LEIDEN
STATE: P7
ZIP: 2333
BUSINESS PHONE: 31629704513
MAIL ADDRESS:
STREET 1: C/O PROQR THERAPEUTICS N.V.
STREET 2: ZERNIKEDREEF 9
CITY: 2333 CK LEIDEN
STATE: P7
ZIP: 2333
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED GENETIC TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001273636
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 593553710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 14193 NW 119TH TERRACE
STREET 2: SUITE #10
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: 386-462-2204
MAIL ADDRESS:
STREET 1: 14193 NW 119TH TERRACE
STREET 2: SUITE #10
CITY: ALACHUA
STATE: FL
ZIP: 32615
4
1
a4.xml
4
X0306
4
2019-12-26
1
0001273636
APPLIED GENETIC TECHNOLOGIES CORP
AGTC
0001795073
Krol Patrick Johan Hendrik
GUSTAV MAHLERPLEIN 3
AMSTERDAM
P7
1082 MS
NETHERLANDS
0
0
1
0
0001771821
Stichting Aescap 2.0
GUSTAV MAHLERPLEIN 3
AMSTERDAM
P7
1082 MS
NETHERLANDS
0
0
1
0
0001795097
Privium Fund Management B.V.
GUSTAV MAHLERPLEIN 3
AMSTERDAM
P7
1082 MS
NETHERLANDS
0
0
1
0
0001737272
Inspirational Visions B.V.
GUSTAV MAHLERPLEIN 3
AMSTERDAM
P7
1082 MS
NETHERLANDS
0
0
1
0
Common Stock
2019-12-26
4
S
0
81162
5.24
D
1780762
I
See footnote
Common Stock
24999
I
See footnote
Stichting Aescap 2.0's ("Aescap 2.0") sale of AGTC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,544 shares, with Aescap 2.0's purchase of 2,544 shares of AGTC common stock at a price of $2.79 per share on November 19, 2019. Aescap 2.0 has agreed to pay to AGTC, upon settlement of the sale, $6,217.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
Shares of Common Stock held directly by Aescap 2.0. Privium Fund Management B.V. ("Privium") is the fund manager of Aescap 2.0 and may be deemed to beneficially own the shares held by Aescap 2.0. Patrick Johan Hendrik Krol ("Krol") is the portfolio manager of Privium and may be deemed to beneficially own the shares held by Aescap 2.0. Each of Privium and Krol disclaims beneficial ownership of all the shares held by Aescap 2.0 except to the extent of each of their pecuniary interest therein.
Shares of Common Stock held directly by Inspirational Visions BV ("Inspirational Visions"). Krol is the managing director of Inspirational Visions and may be deemed to beneficially own the shares held by Inspirational Visions.
/s/ Patrick Johan Hendrik Krol
2019-12-30
STICHTING AESCAP 2.0 By: PRIVIUM FUND MANAGEMENT B.V., ITS FUND MANAGER By: /s/ / Patrick Johan Hendrik Krol Portfolio Manager
2019-12-30
PRIVIUM FUND MANAGEMENT B.V. By: /s/ / Patrick Johan Hendrik Krol Portfolio Manager
2019-12-30
Inspirational Visions BV By: /s/ / Patrick Johan Hendrik Krol Managing Director
2019-12-30