0001104659-19-076800.txt : 20191230 0001104659-19-076800.hdr.sgml : 20191230 20191230163329 ACCESSION NUMBER: 0001104659-19-076800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191226 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krol Patrick Johan Hendrik CENTRAL INDEX KEY: 0001795073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 191316966 MAIL ADDRESS: STREET 1: GUSTAV MAHLERPLEIN 3 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Aescap 2.0 CENTRAL INDEX KEY: 0001771821 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 191316967 BUSINESS ADDRESS: STREET 1: GUSTAV MAHLERPLEIN 3 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS BUSINESS PHONE: 31 20 462 6644 MAIL ADDRESS: STREET 1: GUSTAV MAHLERPLEIN 3 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Privium Fund Management B.V. CENTRAL INDEX KEY: 0001795097 STATE OF INCORPORATION: P7 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 191316968 BUSINESS ADDRESS: STREET 1: GUSTAV MAHLERPLEIN 3 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS BUSINESS PHONE: 31 20 462 6644 MAIL ADDRESS: STREET 1: GUSTAV MAHLERPLEIN 3 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Inspirational Visions B.V. CENTRAL INDEX KEY: 0001737272 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 191316969 BUSINESS ADDRESS: STREET 1: C/O PROQR THERAPEUTICS N.V. STREET 2: ZERNIKEDREEF 9 CITY: 2333 CK LEIDEN STATE: P7 ZIP: 2333 BUSINESS PHONE: 31629704513 MAIL ADDRESS: STREET 1: C/O PROQR THERAPEUTICS N.V. STREET 2: ZERNIKEDREEF 9 CITY: 2333 CK LEIDEN STATE: P7 ZIP: 2333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED GENETIC TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001273636 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 593553710 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-462-2204 MAIL ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 4 1 a4.xml 4 X0306 4 2019-12-26 1 0001273636 APPLIED GENETIC TECHNOLOGIES CORP AGTC 0001795073 Krol Patrick Johan Hendrik GUSTAV MAHLERPLEIN 3 AMSTERDAM P7 1082 MS NETHERLANDS 0 0 1 0 0001771821 Stichting Aescap 2.0 GUSTAV MAHLERPLEIN 3 AMSTERDAM P7 1082 MS NETHERLANDS 0 0 1 0 0001795097 Privium Fund Management B.V. GUSTAV MAHLERPLEIN 3 AMSTERDAM P7 1082 MS NETHERLANDS 0 0 1 0 0001737272 Inspirational Visions B.V. GUSTAV MAHLERPLEIN 3 AMSTERDAM P7 1082 MS NETHERLANDS 0 0 1 0 Common Stock 2019-12-26 4 S 0 81162 5.24 D 1780762 I See footnote Common Stock 24999 I See footnote Stichting Aescap 2.0's ("Aescap 2.0") sale of AGTC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,544 shares, with Aescap 2.0's purchase of 2,544 shares of AGTC common stock at a price of $2.79 per share on November 19, 2019. Aescap 2.0 has agreed to pay to AGTC, upon settlement of the sale, $6,217.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Shares of Common Stock held directly by Aescap 2.0. Privium Fund Management B.V. ("Privium") is the fund manager of Aescap 2.0 and may be deemed to beneficially own the shares held by Aescap 2.0. Patrick Johan Hendrik Krol ("Krol") is the portfolio manager of Privium and may be deemed to beneficially own the shares held by Aescap 2.0. Each of Privium and Krol disclaims beneficial ownership of all the shares held by Aescap 2.0 except to the extent of each of their pecuniary interest therein. Shares of Common Stock held directly by Inspirational Visions BV ("Inspirational Visions"). Krol is the managing director of Inspirational Visions and may be deemed to beneficially own the shares held by Inspirational Visions. /s/ Patrick Johan Hendrik Krol 2019-12-30 STICHTING AESCAP 2.0 By: PRIVIUM FUND MANAGEMENT B.V., ITS FUND MANAGER By: /s/ / Patrick Johan Hendrik Krol Portfolio Manager 2019-12-30 PRIVIUM FUND MANAGEMENT B.V. By: /s/ / Patrick Johan Hendrik Krol Portfolio Manager 2019-12-30 Inspirational Visions BV By: /s/ / Patrick Johan Hendrik Krol Managing Director 2019-12-30