0000899243-16-032174.txt : 20161021 0000899243-16-032174.hdr.sgml : 20161021 20161021180324 ACCESSION NUMBER: 0000899243-16-032174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED GENETIC TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001273636 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 593553710 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 386-462-2204 MAIL ADDRESS: STREET 1: 14193 NW 119TH TERRACE STREET 2: SUITE #10 CITY: ALACHUA STATE: FL ZIP: 32615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chulay Jeffrey D. CENTRAL INDEX KEY: 0001598537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36370 FILM NUMBER: 161946997 MAIL ADDRESS: STREET 1: C/O APPLIED GENETIC TECHNOLOGIES CORP. STREET 2: 11801 RESEARCH DRIVE, SUITE D CITY: ALACHUA STATE: FL ZIP: 32615 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-19 0 0001273636 APPLIED GENETIC TECHNOLOGIES CORP AGTC 0001598537 Chulay Jeffrey D. C/O APPLIED GENETIC TECHNOLOGIES CORP. 14193 NW 119TH TERRACE, SUITE #10 ALACHUA FL 32615 0 1 0 0 VP and Chief Medical Officer Common Stock 2016-08-22 5 G 0 E 500 0.00 D 11400 D Common Stock 2016-10-19 4 M 0 1000 0.35 A 12400 D Employee Stock Option (right to buy) 0.35 2016-10-19 4 M 0 1000 0.00 D 2023-01-06 Common Stock 1000 29511 D The option, representing a right to purchase a total of 35,511 shares, vests in equal monthly installments over four years beginning on 2/6/2013, which was the one-month anniversary of the date of grant, resulting in the option becoming exercisable for 100% of the underlying shares on the fourth anniversary of the date of grant. /s/ Hemmie Chang, attorney-in-fact for Jeffrey D. Chulay 2016-10-21