0000950142-22-000048.txt : 20220103
0000950142-22-000048.hdr.sgml : 20220103
20220103172429
ACCESSION NUMBER: 0000950142-22-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220101
FILED AS OF DATE: 20220103
DATE AS OF CHANGE: 20220103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUCEY MICHAEL E
CENTRAL INDEX KEY: 0001272987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 22503156
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Asset Management, Inc.
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Apollo Global Management, Inc.
DATE OF NAME CHANGE: 20190905
FORMER COMPANY:
FORMER CONFORMED NAME: Apollo Global Management LLC
DATE OF NAME CHANGE: 20070904
4
1
es210213059_4-aamducey.xml
OWNERSHIP DOCUMENT
X0306
4
2022-01-01
0
0001411494
Apollo Asset Management, Inc.
AAM
0001272987
DUCEY MICHAEL E
C/O APOLLO ASSET MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
0
0
0
Class A Common Stock
2022-01-01
4
D
0
59951
D
0
D
Class A Common Stock
2022-01-01
4
D
0
1308
D
0
I
By the Ella Jane Spinder Irrevocable Trust
Class A Common Stock
2022-01-01
4
D
0
1308
D
0
I
By the Elise Sue Spinder Irrevocable Trust
On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)
(Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.
Reported amount includes 3,372 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
These shares of Class A common stock are held in the Ella Jane Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the
reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.
These shares of Class A common stock are held in the Elise Sue Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the
reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.
As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.
/s/ Jessica L. Lomm, as Attorney-in-Fact
2022-01-03