0001179110-18-010505.txt : 20180810
0001179110-18-010505.hdr.sgml : 20180810
20180810165540
ACCESSION NUMBER: 0001179110-18-010505
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180801
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH J DAVID
CENTRAL INDEX KEY: 0001272974
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37784
FILM NUMBER: 181009454
MAIL ADDRESS:
STREET 1: GMS INC.
STREET 2: 100 CRESCENT CENTRE PARKWAY, SUITE 800
CITY: TUCKER
STATE: 2Q
ZIP: 30084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GMS Inc.
CENTRAL INDEX KEY: 0001600438
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 100 CRESCENT CENTRE PARKWAY
STREET 2: SUITE 800
CITY: TUCKER
STATE: GA
ZIP: 30084
BUSINESS PHONE: 800-392-4619
MAIL ADDRESS:
STREET 1: 100 CRESCENT CENTRE PARKWAY
STREET 2: SUITE 800
CITY: TUCKER
STATE: GA
ZIP: 30084
FORMER COMPANY:
FORMER CONFORMED NAME: GYP Holdings I Corp.
DATE OF NAME CHANGE: 20140218
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2018-08-01
2018-08-03
0
0001600438
GMS Inc.
GMS
0001272974
SMITH J DAVID
GMS INC.
100 CRESCENT CENTRE PARKWAY, SUITE 800
TUCKER
GA
30084
1
0
0
0
Restricted Stock Units
2018-08-01
4
A
0
4101
0
A
Common Stock
4101
4101
D
Stock Option (Right to Buy)
2018-08-01
4
A
0
0
A
Common Stock
0
D
On August 3, 2018, the reporting person timely filed a Form 4 to reflect the grant of stock awards pursuant to the issuer's director compensation program (the "Original Form 4"). While the Original Form 4 timely reported the aggregate value of the stock award, the Original Form 4 inadvertently reported such stock award as having been granted 50% in the form of restricted stock units and 50% in the form of stock options, when, in fact, the stock award was granted 100% in the form of restricted stock units. This amendment to the Original Form 4 is being filed to correctly reflect the grant of the stock award 100% in the form of restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
Subject to the reporting person's continued service as a director of the issuer through the applicable vesting date, these restricted stock units are scheduled to vest on August 1, 2019 and will be settled, with respect to vested restricted stock units, in shares of the issuer's common stock no later than 30 days after each applicable vesting date.
As described in footnote (1) herein, the options previously reported on the Original Form 4 were, in fact, not granted.
/s/ Craig D. Apolinsky, Attorney-in-Fact for J. David Smith
2018-08-10