0001209191-24-004962.txt : 20240319 0001209191-24-004962.hdr.sgml : 20240319 20240319215757 ACCESSION NUMBER: 0001209191-24-004962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sadri Ali CENTRAL INDEX KEY: 0001907838 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 24766214 MAIL ADDRESS: STREET 1: C/O AIRGAIN, INC. STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRGAIN INC CENTRAL INDEX KEY: 0001272842 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 954523882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-03-01 0 0001272842 AIRGAIN INC AIRG 0001907838 Sadri Ali C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 0 1 0 0 Chief Technology Officer 0 Common Stock 2024-03-01 4 F 0 1195 3.87 D 68371 D Common Stock 2024-03-15 4 A 0 5150 0.00 A 70563 D Common Stock 2024-03-15 4 A 0 28816 0.00 A 97268 D Stock Option (Right to Buy) 5.38 2024-03-15 4 A 0 20000 0.00 A 2034-03-14 Common Stock 20000 20000 D Stock Option (Right to Buy) 5.38 2024-03-15 4 A 0 51635 0.00 A 2034-03-14 Common Stock 51635 51635 D Reflects restricted stock units (RSU) surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. Includes RSUs. Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and granted as a catch up for the 15% base salary reduction effective July 1, 2023. Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 75% of the total number of shares subject to the option vest on March 15, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. /s/ Michael Elbaz, as attorney-infact 2024-03-19