0001209191-23-019969.txt : 20230317 0001209191-23-019969.hdr.sgml : 20230317 20230317215304 ACCESSION NUMBER: 0001209191-23-019969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sadri Ali CENTRAL INDEX KEY: 0001907838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 23744793 MAIL ADDRESS: STREET 1: C/O AIRGAIN, INC. STREET 2: 3611 VALLEY CENTRE DRIVE, SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRGAIN INC CENTRAL INDEX KEY: 0001272842 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954523882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-15 0 0001272842 AIRGAIN INC AIRG 0001907838 Sadri Ali C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 0 1 0 0 Chief Technology Officer Common Stock 2023-03-15 4 A 0 58097 0.00 A 80579 D Common Stock 2023-03-15 4 F 0 10960 5.07 D 69619 D Stock Option (Right to Buy) 5.07 2023-03-15 4 A 0 28866 0.00 A 2033-03-14 Common Stock 28866 28866 D Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 29,230 of the RSUs are fully vested and granted in lieu of cash payment of an annual bonus. 28,867 of the RSUs shall vest in substantially equal installments on each of March 15, 2024; March 15, 2025; March 15, 2026; and March 15, 2027, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. Includes RSUs. Represents RSUs surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2024, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. /s/ Michael Elbaz, as attorney-in-fact 2023-03-17