EDGAR Filing Documents for 0001140361-16-090119

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001140361-16-090119

Filing Date

2016-12-16

Accepted

2016-12-16 19:18:23

Documents

Period of Report

2016-12-14

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4	doc1.html	4
1	FORM 4	doc1.xml	4	5608
2	EXPLANATION OF RESPONSES	n18953535a.htm	EX-99.1	2388
3	JOINT FILER INFORMATION AND SIGNATURE	n18953535b.htm	EX-99.2	30720
	Complete submission text file	0001140361-16-090119.txt		41438

Mailing Address 3611 VALLEY CENTRE DRIVE SUITE 150 SAN DIEGO CA 92130

Business Address 3611 VALLEY CENTRE DRIVE SUITE 150 SAN DIEGO CA 92130 (760) 579-0200

IRS No.: 200281763 | Fiscal Year End: 1231
SIC: 3663 Radio & Tv Broadcasting & Communications Equipment

Mailing Address C/O NORTHWATER CAPITAL MGMT INC SUITE 4700 BCE PLACE 181BAY ST TORONTO A6 00000

Business Address C/O NORTHWATER CAPITAL MGMT INC SUITE 4700 BCE PLACE 181BAY ST TORONTO A6 00000 4163606320

NORTHWATER INTELLECTUAL PROPERTY FUND LP 1 (Reporting) CIK: 0001352439 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-37851 | Film No.: 162057525

Mailing Address 181 BAY STREET SUITE 4700 TORONTO A6 M5J2T3

Business Address 181 BAY STREET SUITE 4700 TORONTO A6 M5J2T3 416 360 2090

Northwater Capital Management Inc. (Reporting) CIK: 0001579503 (see all company filings)

State of Incorp.: A6 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-37851 | Film No.: 162057526

Mailing Address 181 BAY STREET SUITE 4700 TORONTO A6 M5J2T3

Business Address 181 BAY STREET SUITE 4700 TORONTO A6 M5J2T3 416 360 2090

State of Incorp.: A6 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-37851 | Film No.: 162057527