0001140361-16-090093.txt : 20161216 0001140361-16-090093.hdr.sgml : 20161216 20161216181229 ACCESSION NUMBER: 0001140361-16-090093 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRGAIN INC CENTRAL INDEX KEY: 0001272842 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 200281763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kordyback Frances CENTRAL INDEX KEY: 0001682049 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 162057362 MAIL ADDRESS: STREET 1: 161 BAY STREET, SUITE 4000 CITY: TORONTO STATE: A6 ZIP: M5J 2S1 3/A 1 doc1.xml FORM 3/A X0206 3/A 2016-08-11 2016-08-11 0 0001272842 AIRGAIN INC AIRG 0001682049 Kordyback Frances C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 1 0 1 0 Dividend Right Common Stock 449475 I See footnote See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. See Exhibit 99.1; Note 3. Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ Frances Kordyback 2016-12-16 EX-99.1 2 k18949447.htm EXPLANATION OF RESPONSES

Explanation of Responses:

(1) The dividend rights are payable in cash or shares of common stock at the Issuer’s election immediately upon the closing of the Issuer’s initial public offering.
(2) This amendment is being filed to correct a calculation error with respect to the number of shares of common stock underlying the dividend right reported on the Reporting Person's original Form 3.
(3) Represents shares of common stock held by Northwater Intellectual Property Fund L.P. 1, a Delaware limited partnership (“NIP LP 1”).  Northwater Capital Inc., a corporation formed under the laws of the Province of Ontario (“NCI”) is the direct parent of Northwater Capital Management Inc., a corporation formed under the laws of the Province Ontario (“NCMI”), which is the manager of NIP LP 1.  At the time of the original Form 3 filing, Ms. Kordyback  may have been deemed to share beneficial ownership of the shares held by NIP LP 1 in her capacity as Managing Director of NCMI.  Ms. Kordyback disclaims such beneficial ownership except to the extent of her pecuniary interest therein.