0001209191-23-048964.txt : 20230911 0001209191-23-048964.hdr.sgml : 20230911 20230911171602 ACCESSION NUMBER: 0001209191-23-048964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINMAN SCOTT CENTRAL INDEX KEY: 0001272588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41197 FILM NUMBER: 231248467 MAIL ADDRESS: STREET 1: C/O APOLLO MANAGEMENT L P STREET 2: 1301 AVENUE OF THE AMERICANS 38TH FL. CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management, Inc. CENTRAL INDEX KEY: 0001858681 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 863155788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Tango Holdings, Inc. DATE OF NAME CHANGE: 20210422 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-07 0 0001858681 Apollo Global Management, Inc. APO 0001272588 KLEINMAN SCOTT C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 1 1 0 0 Co-President (See Remarks) 0 Common Stock 2023-09-07 4 G 0 92900 0.00 D 324435 I HCM APO Series LLC, Series A Common Stock 4868358 D Common Stock 13421 I Heathcote Capital Partners LP Common Stock 440364 I KRT Investments IX LLC Common Stock 27408 I HCM APO Series LLC, Series B Common Stock 142987 I HCM APO Series LLC, Series C Common Stock 702496 I The Kleinman Children's Trust Common Stock 9391 I KRT Investments LLC Common Stock 4584 I KRT Investments VII LLC Common Stock 1806086 I KRT Delaware LLC Common Stock 77335 I The Kleinman Descendant's GST-Exempt Trust These shares were subject to a lock-up agreement (the "Lock-Up Agreement") delivered pursuant to the underwriting agreement dated August 8, 2023, between the Issuer and certain underwriters. The donees agreed to receive and hold these shares subject to the provisions of the Lock-Up Agreement. Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Reported amount includes 4,652,781 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control. Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Co-President of Apollo Asset Management, Inc. /s/ Jessica L. Lomm, as Attorney-in-Fact 2023-09-11