0001209191-19-012271.txt : 20190221 0001209191-19-012271.hdr.sgml : 20190221 20190221183623 ACCESSION NUMBER: 0001209191-19-012271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINMAN SCOTT CENTRAL INDEX KEY: 0001272588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 19623439 MAIL ADDRESS: STREET 1: C/O APOLLO MANAGEMENT L P STREET 2: 1301 AVENUE OF THE AMERICANS 38TH FL. CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-19 0 0001411494 Apollo Global Management LLC APO 0001272588 KLEINMAN SCOTT C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 1 0 0 Co-President Class A Shares 2019-02-19 4 A 0 3532 30.0749 A 769555 D Class A Shares 35157 I KRT APO Series LLC Class A Shares 56110 I KRT APO Series LLC (4/30/2015) Class A Shares 20834 I KRT APO Series 6/30/15 LLC Class A Shares 20834 I KRT APO Series 9/30/15 LLC Class A Shares 23876 I KRT APO Series 12/31/15 LLC Class A Shares 132398 I KRT APO Series LLC, 9-30-18 Series Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date. Reported amount includes 649,231 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. By KRT APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series LLC (4/30/2015), a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 6/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 9/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series 12/31/15 LLC, a vehicle over which the reporting person exercises voting and investment control. By KRT APO Series LLC, 9-30-18 Series, a vehicle over which the reporting person exercises voting and investment control. /s/ Jessica L. Lomm, as Attorney-in-Fact 2019-02-21