0001816590-22-000012.txt : 20220215 0001816590-22-000012.hdr.sgml : 20220215 20220215132610 ACCESSION NUMBER: 0001816590-22-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS MATTHEW A CENTRAL INDEX KEY: 0001272578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39522 FILM NUMBER: 22638365 MAIL ADDRESS: STREET 1: 1900 POLARIS PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPASS Pathways plc CENTRAL INDEX KEY: 0001816590 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT BUSINESS PHONE: 1-646-905-3974 MAIL ADDRESS: STREET 1: 3RD FLOOR, 1 ASHLEY ROAD STREET 2: ALTRINCHAM CITY: CHESIRE STATE: X0 ZIP: WA14 2DT FORMER COMPANY: FORMER CONFORMED NAME: Compass Rx Ltd. DATE OF NAME CHANGE: 20200701 4 1 wf-form4_164494955658559.xml FORM 4 X0306 4 2022-02-01 0 0001816590 COMPASS Pathways plc CMPS 0001272578 OWENS MATTHEW A COMPASS PATHWAYS PLC 3RD FL., 1 ASHLEY ROAD, ALTRINCHAM CHESHIRE X0 WA14 2DT UNITED KINGDOM 0 1 0 0 General Counsel & CLO Ordinary Shares 2022-02-01 4 A 0 12400 0 A 12400 D Share Option (Right to Buy) 15.75 2022-02-01 4 A 0 100000 0 A 2023-02-23 2032-01-31 Common Stock 100000.0 100000 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents a grant of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2023. 25% of the shares underlying this option vest and become exercisable on February 1, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter. /s/ Daniel Maalo by Power of Attorney for Matthew Owens 2022-02-15