0001354488-16-008530.txt : 20161116 0001354488-16-008530.hdr.sgml : 20161116 20161116213018 ACCESSION NUMBER: 0001354488-16-008530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: root9B Technologies, Inc. CENTRAL INDEX KEY: 0001272550 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 200443575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-521-8078 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: root9B Technologies Inc. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: PREMIER ALLIANCE GROUP, INC. DATE OF NAME CHANGE: 20041112 FORMER COMPANY: FORMER CONFORMED NAME: CONTINUUM GROUP C INC DATE OF NAME CHANGE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANO JOSEPH J JR CENTRAL INDEX KEY: 0001304755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50502 FILM NUMBER: 162003707 MAIL ADDRESS: STREET 1: C/O MEDGENICS, INC. STREET 2: 435 DEVON PARK DRIVE BLDG 700 CITY: WAYNE STATE: PA ZIP: 19087 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0 0001272550 root9B Technologies, Inc. RTNB 0001304755 GRANO JOSEPH J JR C/O ROOT9B TECHNOLOGIES, INC. 4521 SHARON ROAD, SUITE 300 CHARLOTTE NC 28211 1 1 CEO and Chairman Options (right to buy) 0.76 2016-11-14 4 D 0 1036842 D 2012-12-31 2017-12-31 Common Stock 1036842 0 I . Options (right to buy) 0.76 2016-11-14 4 A 0 528789 A 2016-11-14 2017-12-31 Common Stock 528789 528789 D The outstanding options to purchase the Company?s common stock pursuant to a grant made to Centurion Holdings, LLC under the Company?s 2008 Stock Incentive Plan on December 31, 2012 (the ?Prior Award?) were cancelled and rescinded. Mr. Grano received a partial replacement award of options, which is described in footnote 2. In connection with the cancellation and rescission of the outstanding portions of the Prior Award, Mr. Grano received a replacement award made under the Company?s 2008 Stock Incentive Plan (the ?Replacement Award?). The Replacement Award reflects the outstanding portion of the Prior Award, less Mr. Grano?s voluntarily forfeiture of 508,053 options. The Replacement Award is fully vested and immediately exercisable. /s/ Joseph J. Grano Jr. 2016-11-16