0001140361-15-033310.txt : 20150825 0001140361-15-033310.hdr.sgml : 20150825 20150825113504 ACCESSION NUMBER: 0001140361-15-033310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150821 FILED AS OF DATE: 20150825 DATE AS OF CHANGE: 20150825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: root9B Technologies Inc. CENTRAL INDEX KEY: 0001272550 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 200443575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-521-8078 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: PREMIER ALLIANCE GROUP, INC. DATE OF NAME CHANGE: 20041112 FORMER COMPANY: FORMER CONFORMED NAME: CONTINUUM GROUP C INC DATE OF NAME CHANGE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sucoff Cary CENTRAL INDEX KEY: 0001522151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50502 FILM NUMBER: 151072445 MAIL ADDRESS: STREET 1: 7 EAST CARVER ST. CITY: HUNTINGTON STATE: NY ZIP: 11780 4 1 doc1.xml FORM 4 X0306 4 2015-08-21 0 0001272550 root9B Technologies Inc. RTNB 0001522151 Sucoff Cary 4521 SHARON ROAD SUITE 300 CHARLOTTE NC 28211 1 0 0 0 common stock, par value $.001 2015-08-21 4 M 0 6000 0.77 A 205809 D common stock, par value $.001 2015-08-21 4 M 0 25000 0.56 A 230809 D common stock, par value $.001 2015-08-21 4 M 0 15000 0.59 A 245809 D Warrant (right to purchase) 0.77 2015-08-21 4 M 0 6000 0.00 D 2010-12-06 2015-12-06 Common Stock, par value $0.001 per share 6000 0 D option to purchase (common stock, par value $.001) 0.56 2015-08-21 4 M 0 25000 0.0 D 2012-07-01 2017-07-01 Common Stock, par value $0.001 per share 25000 0 D option to purchase (common stock, par value $.001) 0.59 2015-08-21 4 M 0 15000 0.0 D 2013-07-01 2018-07-01 Common Stock, par value $0.001 per share 15000 60000 D Reflect the exercise of 6,000 warrants with strike price of $0.77 for a total of $4,620. These warrants were issued on 12/6/2010 and had an expiration date of 12/6/2015. Pursuant to Stock Option Agreement with grant date of July 1, 2012; 25,000 Options exercised with strike price of $0.56 for a total of $14,000. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. Pursuant to Stock Option Agreement with grant date of July 1, 2013; 15,000 Options exercised with strike price of $0.59 for a total of $8,850. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. /s/ Cary Sucoff 2015-08-25