0001140361-15-033310.txt : 20150825
0001140361-15-033310.hdr.sgml : 20150825
20150825113504
ACCESSION NUMBER: 0001140361-15-033310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150821
FILED AS OF DATE: 20150825
DATE AS OF CHANGE: 20150825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: root9B Technologies Inc.
CENTRAL INDEX KEY: 0001272550
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 200443575
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-521-8078
MAIL ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: PREMIER ALLIANCE GROUP, INC.
DATE OF NAME CHANGE: 20041112
FORMER COMPANY:
FORMER CONFORMED NAME: CONTINUUM GROUP C INC
DATE OF NAME CHANGE: 20031210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sucoff Cary
CENTRAL INDEX KEY: 0001522151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50502
FILM NUMBER: 151072445
MAIL ADDRESS:
STREET 1: 7 EAST CARVER ST.
CITY: HUNTINGTON
STATE: NY
ZIP: 11780
4
1
doc1.xml
FORM 4
X0306
4
2015-08-21
0
0001272550
root9B Technologies Inc.
RTNB
0001522151
Sucoff Cary
4521 SHARON ROAD
SUITE 300
CHARLOTTE
NC
28211
1
0
0
0
common stock, par value $.001
2015-08-21
4
M
0
6000
0.77
A
205809
D
common stock, par value $.001
2015-08-21
4
M
0
25000
0.56
A
230809
D
common stock, par value $.001
2015-08-21
4
M
0
15000
0.59
A
245809
D
Warrant (right to purchase)
0.77
2015-08-21
4
M
0
6000
0.00
D
2010-12-06
2015-12-06
Common Stock, par value $0.001 per share
6000
0
D
option to purchase (common stock, par value $.001)
0.56
2015-08-21
4
M
0
25000
0.0
D
2012-07-01
2017-07-01
Common Stock, par value $0.001 per share
25000
0
D
option to purchase (common stock, par value $.001)
0.59
2015-08-21
4
M
0
15000
0.0
D
2013-07-01
2018-07-01
Common Stock, par value $0.001 per share
15000
60000
D
Reflect the exercise of 6,000 warrants with strike price of $0.77 for a total of $4,620. These warrants were issued on 12/6/2010 and had an expiration date of 12/6/2015.
Pursuant to Stock Option Agreement with grant date of July 1, 2012; 25,000 Options exercised with strike price of $0.56 for a total of $14,000. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis.
Pursuant to Stock Option Agreement with grant date of July 1, 2013; 15,000 Options exercised with strike price of $0.59 for a total of $8,850. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis.
/s/ Cary Sucoff
2015-08-25