0001140361-15-033209.txt : 20150824
0001140361-15-033209.hdr.sgml : 20150824
20150824152754
ACCESSION NUMBER: 0001140361-15-033209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150824
FILED AS OF DATE: 20150824
DATE AS OF CHANGE: 20150824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: root9B Technologies Inc.
CENTRAL INDEX KEY: 0001272550
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 200443575
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-521-8078
MAIL ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: PREMIER ALLIANCE GROUP, INC.
DATE OF NAME CHANGE: 20041112
FORMER COMPANY:
FORMER CONFORMED NAME: CONTINUUM GROUP C INC
DATE OF NAME CHANGE: 20031210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANO JOSEPH J JR
CENTRAL INDEX KEY: 0001304755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50502
FILM NUMBER: 151070959
MAIL ADDRESS:
STREET 1: C/O MEDGENICS, INC.
STREET 2: 435 DEVON PARK DRIVE BLDG 700
CITY: WAYNE
STATE: PA
ZIP: 19087
4
1
doc1.xml
FORM 4
X0306
4
2015-08-24
0
0001272550
root9B Technologies Inc.
RTNB
0001304755
GRANO JOSEPH J JR
C/O ROOT9B TECHNOLOGIES
4521 SHARON ROAD, SUITE 300
CHARLOTTE
NC
28211
1
1
0
0
Chief Executive Officer
common stock, par value $.001
2015-08-21
4
M
0
655738
0.61
A
4611571
D
option to purchase (common stock, par value $.001)
0.61
2015-08-21
4
M
0
655738
0.00
D
2014-05-20
2024-05-20
Common Stock, par value $0.001 per share
655738
1344262
D
Pursuant to Stock Option Agreement with grant date of May 20, 2014; 655,738 Options exercised with strike price of $0.61 for a total of $400,000. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis.
Aggregate of 4,611,571 shares; of which 917,738 shares owned directly by Joseph Grano, 2,736,613 shares owned indirectly by the Joseph Grano Children's Trust, 957,220 shares owned indirectly by Centurion Holdings, LLC. The reporting person disclaims ownership of the securities owned indirectly by the Joseph Grano Children's Trust and Centurion Holdings, LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/_Joseph J. Grano Jr.
2015-08-24