0001140361-15-033209.txt : 20150824 0001140361-15-033209.hdr.sgml : 20150824 20150824152754 ACCESSION NUMBER: 0001140361-15-033209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: root9B Technologies Inc. CENTRAL INDEX KEY: 0001272550 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 200443575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-521-8078 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 300 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: PREMIER ALLIANCE GROUP, INC. DATE OF NAME CHANGE: 20041112 FORMER COMPANY: FORMER CONFORMED NAME: CONTINUUM GROUP C INC DATE OF NAME CHANGE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANO JOSEPH J JR CENTRAL INDEX KEY: 0001304755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50502 FILM NUMBER: 151070959 MAIL ADDRESS: STREET 1: C/O MEDGENICS, INC. STREET 2: 435 DEVON PARK DRIVE BLDG 700 CITY: WAYNE STATE: PA ZIP: 19087 4 1 doc1.xml FORM 4 X0306 4 2015-08-24 0 0001272550 root9B Technologies Inc. RTNB 0001304755 GRANO JOSEPH J JR C/O ROOT9B TECHNOLOGIES 4521 SHARON ROAD, SUITE 300 CHARLOTTE NC 28211 1 1 0 0 Chief Executive Officer common stock, par value $.001 2015-08-21 4 M 0 655738 0.61 A 4611571 D option to purchase (common stock, par value $.001) 0.61 2015-08-21 4 M 0 655738 0.00 D 2014-05-20 2024-05-20 Common Stock, par value $0.001 per share 655738 1344262 D Pursuant to Stock Option Agreement with grant date of May 20, 2014; 655,738 Options exercised with strike price of $0.61 for a total of $400,000. Each option provided the right to purchase one share of common stock, i.e. one-to-one basis. Aggregate of 4,611,571 shares; of which 917,738 shares owned directly by Joseph Grano, 2,736,613 shares owned indirectly by the Joseph Grano Children's Trust, 957,220 shares owned indirectly by Centurion Holdings, LLC. The reporting person disclaims ownership of the securities owned indirectly by the Joseph Grano Children's Trust and Centurion Holdings, LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. /s/_Joseph J. Grano Jr. 2015-08-24