0001209191-21-068883.txt : 20211209 0001209191-21-068883.hdr.sgml : 20211209 20211209193146 ACCESSION NUMBER: 0001209191-21-068883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS EDMOND CENTRAL INDEX KEY: 0001272192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 211483276 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-07 0 0001524025 TILLY'S, INC. TLYS 0001272192 THOMAS EDMOND C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 1 1 0 0 President and CEO Class A Common Stock 2021-12-07 4 M 0 27656 6.74 A 33656 D Class A Common Stock 2021-12-07 4 S 0 27656 16.1039 D 6000 D Class A Common Stock 2021-12-08 4 M 0 14494 6.74 A 20494 D Class A Common Stock 2021-12-08 4 S 0 14494 16.0039 D 6000 D Stock Option (Right to Buy) 6.74 2021-12-07 4 M 0 27656 0.00 D 2026-03-28 Class A Common Stock 27656 22344 D Stock Option (Right to Buy) 6.74 2021-12-08 4 M 0 14494 0.00 D 2026-03-28 Class A Common Stock 14494 7850 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. /s/ Michael L. Henry, Attorney-in-Fact for Edmond Thomas 2021-12-09