0001209191-21-022092.txt : 20210319 0001209191-21-022092.hdr.sgml : 20210319 20210319163118 ACCESSION NUMBER: 0001209191-21-022092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS EDMOND CENTRAL INDEX KEY: 0001272192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 21758598 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-17 0 0001524025 TILLY'S, INC. TLYS 0001272192 THOMAS EDMOND C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 1 1 0 0 President and CEO Class A Common Stock 2021-03-17 4 M 0 17856 6.06 A 23856 D Class A Common Stock 2021-03-17 4 S 0 17856 12.375 D 6000 D Class A Common Stock 2021-03-18 4 M 0 32144 6.06 A 38144 D Class A Common Stock 2021-03-18 4 S 0 32144 12.3425 D 6000 D Stock Option (Right to Buy) 6.06 2021-03-17 4 M 0 17856 0.00 D 2025-12-07 Common Stock 17856 482144 D Stock Option (Right to Buy) 6.06 2021-03-18 4 M 0 32144 0.00 D 2025-12-07 Common Stock 32144 450000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.31 to $12.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.19 to $12.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. /s/ Michael L. Henry, Attorney-in-Fact for Edmond Thomas 2021-03-19