0000932440-17-000055.txt : 20170807 0000932440-17-000055.hdr.sgml : 20170807 20170807171102 ACCESSION NUMBER: 0000932440-17-000055 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170728 FILED AS OF DATE: 20170807 DATE AS OF CHANGE: 20170807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEY STEVEN L CENTRAL INDEX KEY: 0001272141 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 171012539 MAIL ADDRESS: STREET 1: 5601 WEST WACO DRIVE CITY: WACO STATE: TX ZIP: 76710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESTCO 1, LLC CENTRAL INDEX KEY: 0001712306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 171012540 BUSINESS ADDRESS: STREET 1: 204 WOODHEW DRIVE CITY: WACO STATE: TX ZIP: 76712 BUSINESS PHONE: 254-230-4149 MAIL ADDRESS: STREET 1: 204 WOODHEW DRIVE CITY: WACO STATE: TX ZIP: 76712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-07-28 0 0001494448 EMERGENT CAPITAL, INC. EMGC 0001712306 INVESTCO 1, LLC 204 WOODHEW DRIVE WACO TX 76712 0 0 1 0 0001272141 KEY STEVEN L 204 WOODHEW DRIVE WACO TX 76712 0 0 1 0 Common Stock, par value $0.01 per share 17700000 D Mr. Key is the manager of InvestCo1, LLC. /s/ Steven L. Key, individually and as manager of InvestCo1, LLC 2017-08-07